ROSA SECURITIES LIMITED 羅沙證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	Role	From	Until
1	Chan, Kin Tong 陳健棠			Rep		2009-11-30
2	Chan, Tai Yue 陳大譽			Rep		2023-08-16
3	Da Rosa, David Augusto		M	RO		2023-08-16
4	Da Rosa, Jose Augusto Maria		F	RO		2022-12-19
5	Da Rosa, Rosa Fatima Pereira		F	RO		2023-08-16
6	Lam, Chi Yuen (SFC:ALP915) 林志遠			Rep	2005-03-14	2006-12-31

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