PGIM (Hong Kong) Limited 保德信(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2006	⚥	Role	From	Until
1	Gan, Bee Bee 顏微潓			RO	2005-11-04
2	Uebelein, Kevin Charles		M	RO	2006-02-17	2008-04-11

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