UBS SECURITIES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Au, Alexander Pak Cheung 區柏祥 | 30 | M | Rep | 2004-05-18 | 2008-03-11 |
| 2 | Beshke, Clarence John | M | RO | 2010-03-18 | ||
| 3 | Bradshaw, John (SFC:AHC328) | M | Rep | 2006-01-06 | 2012-03-29 | |
| 4 | Chan, Andrea Wai Ming 陳慧明 | F | Rep | 2006-12-14 | 2007-04-14 | |
| 5 | Chan, Andy Kok Heng | RO | 2005-12-29 | 2011-02-16 | ||
| 6 | Chan, Brian Hon Kei 陳漢基 | M | Rep | 2004-04-15 | 2009-04-22 | |
| 7 | Cheng, Jimmy Min Tat 鄭勉達 | M | RO | 2007-04-28 | ||
| 8 | Chu, Peter | M | Rep | 2004-08-06 | 2007-02-23 | |
| 9 | Flynn, Robert Michael | M | RO | 2006-05-11 | 2008-04-08 | |
| 10 | Fok, Ronald King Man 霍敬文 | 29 | M | Rep | 2016-12-18 | |
| 11 | Gencarelli, Franco Joseph | M | Rep | 2006-10-09 | 2011-12-31 | |
| 12 | Hansen-Luke, Rosemary Eva | F | Rep | 2006-12-14 | 2008-05-17 | |
| 13 | Ho, Diana Pui Kwan 何佩君 | F | Rep | 2011-10-18 | ||
| 14 | Ho, Kwok Chung (SFC:AAB905) 何國仲 | Rep | 2008-05-07 | |||
| 15 | Ho, Tsz Leung 何子樑 | Rep | 2003-09-02 | 2016-12-18 | ||
| 16 | Hong, Shaw-Shiun 洪紹勛 | Rep | 2004-08-20 | 2009-04-22 | ||
| 17 | Kim, Susan Eun | F | Rep | 2006-12-14 | 2008-05-07 | |
| 18 | Kwan, Sing Yuen 關承遠 | Rep | 2016-12-18 | |||
| 19 | Kwong, Myron Mann 鄺孟恆 | Rep | 2006-12-14 | 2016-12-18 | ||
| 20 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | Rep | 2007-04-19 | |||
| 21 | Lee, Samuel Man Fat 李萬發 | 37 | M | Rep | 2004-12-03 | 2009-09-05 |
| 22 | Lee, Simon Chun Kit 李俊傑 | 30 | M | Rep | 2009-04-22 | |
| 23 | Leung, Nancy Ann 梁學安 | F | Rep | 2006-09-04 | 2007-08-04 | |
| 24 | Li, Man Wing 李文穎 | Rep | 2005-05-24 | 2014-10-01 | ||
| 25 | Li, Mavis Qiwen 李綺雯 | F | Rep | 2006-12-14 | 2016-12-18 | |
| 26 | Maguire, Raymond | M | Rep | 2006-09-29 | 2008-10-18 | |
| 27 | Man, Kam Chiu 文錦超 | Rep | 2006-10-02 | 2008-04-17 | ||
| 28 | McQueen, Lee Michael | M | Rep | 2005-05-10 | 2009-04-04 | |
| 29 | Melwani, Rajesh Ramesh (SFC:AEU252) | M | Rep | 2010-01-26 | ||
| 30 | Myers, Kevin Mitchell | M | Rep | 2006-12-14 | 2009-03-10 | |
| 31 | Ng, Kai Yan 吳啟仁 | Rep | 2012-10-25 | |||
| 32 | Ng, Kwong Man 吳光民 | Rep | 2005-07-04 | 2008-03-15 | ||
| 33 | Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 | Rep | 2006-10-02 | 2008-04-17 | ||
| 34 | Rabinowitz, David | M | Rep | 2006-12-14 | 2010-06-28 | |
| 35 | Redbourn, Paul Robert (SFC:AFQ906) | M | RO | 2006-03-10 | 2014-06-11 | |
| 36 | Saxvik, Eric Bradley | M | RO | 2006-06-20 | 2008-08-12 | |
| 37 | Shalabi, Hani Youssef | Rep | 2006-12-14 | 2008-03-21 | ||
| 38 | Shen, Allan Hung Yat 沈鴻逸 | M | Rep | 2006-10-02 | 2007-06-30 | |
| 39 | So, Nelson Shing Hing 蘇盛興 | M | Rep | 2006-10-02 | 2008-04-17 | |
| 40 | Sum, Hing Man 岑慶文 | Rep | 2014-04-11 | |||
| 41 | Tang, Ian Kenneth 鄧正行 | M | Rep | 2006-12-14 | 2008-10-23 | |
| 42 | Tang, Ming Wai (SFC:AIH670) 鄧明緯 | Rep | 2005-04-07 | 2009-04-06 | ||
| 43 | Tomlin, Owen | M | Rep | 2006-12-14 | 2007-05-28 | |
| 44 | Tse, Kenyon King-yung 謝敬勇 | Rep | 2006-12-14 | 2016-12-18 | ||
| 45 | Wan, Yew Chye 范有財 | Rep | 2006-10-02 | 2012-02-06 | ||
| 46 | Wang, Jiaqi (SFC:AOH836) 王家琦 | Rep | 2006-12-18 | 2016-12-18 | ||
| 47 | Wong, Stephen (SFC:AJO207) 黃錦豪 | M | Rep | 2004-03-19 | 2008-04-30 | |
| 48 | Yu, Jason Wah Chiu 余華超 | M | Rep | 2005-03-24 | 2011-06-30 | |
| 49 | Yu, Johnny Ching Yan 于正人 | M | Rep | 2006-10-18 | 2016-12-18 |
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