SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 西證(香港)融資有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2006	⚥	Role	From	Until
1	Chan, Andy Wai Kit 陳偉傑			RO	2006-12-11	2014-06-09
2	Chan, Yu Wai 陳宇威			Rep	2004-08-06	2007-05-04
3	Ho, Lok Yan 何樂昕			Rep	2006-05-29	2007-01-24
4	Li, Wai Kuen 李惠娟			RO		2014-07-18
5	Sit, Kenneth Kar Kin 薛家鍵		M	RO	2003-06-10	2007-01-28

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