HSBC SECURITIES (ASIA) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Barker, Ariane Marie | Rep | 2005-05-13 | 2007-07-01 | ||
| 2 | Chan, Rene Hoi Yan 陳海茵 | Rep | 2006-03-29 | 2007-08-06 | ||
| 3 | Hancock, Jonathan Stiles | M | RO | 2009-01-31 | ||
| 4 | Ngai, Thomas Kwok Kan 危國根 | M | Rep | 2012-04-03 | ||
| 5 | Patel, Rakesh (SFC:ALI605) | M | RO | 2006-05-16 | 2018-08-31 | |
| 6 | Sim, Mong Kwang 沈茂琼 | Rep | 2010-12-20 | |||
| 7 | Wallace, Lee Peter | M | RO | 2006-05-16 | 2008-11-18 |
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