CLSA RESEARCH LIMITED 里昂證券投資研究有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
Role From Until
1 Au, Yiu Bong 區耀邦 Rep 2005-12-23 2008-05-10
2 Bradley, Edmund Hugh M RO 2014-06-18
3 Cashmore, Nicholas Willoughby M Rep 2004-11-16 2007-02-01
4 Chan, Dominic Chi Ming 陳志銘 M Rep 2008-05-07
5 Cheng, Brian Chi Ming 鄭志明 24 M Rep 2005-10-13 2007-12-21
6 Cheng, Ming-Kai 鄭名凱 Rep 2006-08-21 2011-08-01
7 Cheung, Francis Yiu Cheong 張耀昌 M Rep 2012-12-10
8 Driscoll, Andrew Tasman M Rep 2005-03-07 2012-12-03
9 Fallon, Nicola Gillian F Rep 2004-07-06 2007-02-01
10 Fischer, Aaron Alexander 余雅樂 M Rep 2005-04-19 2007-02-01
11 Gill, Amar Singh (SFC:AHB999) 喬昇安 M Rep 2007-03-08
12 Ho, Ka Wai (SFC:AKV099) 何家維 39 M Rep 2005-05-18 2009-03-04
13 Kwan, Wing Kin (SFC:ALU751) 關永堅 Rep 2005-03-10 2007-05-03
14 Kwan, Wing Lok 關榮樂 Rep 2004-09-09 2009-03-04
15 Lai, Hui Chuan 賴惠娟 Rep 2006-11-28 2010-11-30
16 Lee, Kwok Chu (SFC:ALT779) 李國柱 Rep 2005-03-03 2010-04-22
17 Leung, Heung Yik 梁向奕 Rep 2012-12-10
18 Leung, Kevin Koon Yip 梁冠業 M Rep 2006-01-23 2008-04-29
19 Li, Hui (SFC:ACF342) 李慧 Rep 2007-03-15
20 Lobello, Christopher Michael M Rep 2008-01-07
21 Lowe, Adrian Phillip 劉世君 M Rep 2008-06-30
22 Lui, Man Yee 呂敏儀 Rep 2005-08-24 2008-06-20
23 Luk, Amy Ka Ping 陸嘉萍 34 F Rep 2005-09-30 2007-07-21
24 Man, Wai Lok 文偉樂 Rep 2012-12-17
25 McKenzie, Paul Conor M Rep 2003-07-02 2012-12-24
26 Montague, Jolyon Charles M Rep 2003-08-04 2009-09-28
27 Morrison, Robert William Bentley 45 M RO 2006-11-14 2009-06-30
28 O'Connor, Kevin John (SFC:AJC482) M Rep 2003-08-04 2007-06-30
29 Powell, Simon Philip M Rep 2006-09-27 2012-12-31
30 Reynolds, Andrew Shawn 41 M Rep 2007-02-01
31 Roberts, Christopher Fenton 羅弼時 M Rep 2006-07-17 2007-06-19
32 Saunders, John Russell M Rep 2007-09-11
33 Schutte, Daniel Johannes M Rep 2009-12-31
34 Solvet, Eric Serge M Rep 2006-02-20 2007-03-19
35 Stevenson, Andrew Mark Bryce 43 M Rep 2004-08-02 2008-08-01
36 Tan, Janice Chui Ha 譚翠霞 Rep 2007-06-07
37 Tsoi, Ting Sze 蔡婷思 Rep 2003-07-02 2010-06-30
38 Wilkinson, Anthony John Cooper M Rep 2005-10-25 2011-05-27
39 Wong, Yim (SFC:AFU666) 王艷 Rep 2006-10-09 2012-12-24
40 Wood, Christopher James Russell 49 M Rep 2012-12-10

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