CLSA RESEARCH LIMITED 里昂證券投資研究有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2006 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Au, Yiu Bong 區耀邦 | Rep | 2005-12-23 | 2008-05-10 | ||
2 | Bradley, Edmund Hugh | M | RO | 2014-06-18 | ||
3 | Cashmore, Nicholas Willoughby | M | Rep | 2004-11-16 | 2007-02-01 | |
4 | Chan, Dominic Chi Ming 陳志銘 | M | Rep | 2008-05-07 | ||
5 | Cheng, Brian Chi Ming 鄭志明 | 24 | M | Rep | 2005-10-13 | 2007-12-21 |
6 | Cheng, Ming-Kai 鄭名凱 | Rep | 2006-08-21 | 2011-08-01 | ||
7 | Cheung, Francis Yiu Cheong 張耀昌 | M | Rep | 2012-12-10 | ||
8 | Driscoll, Andrew Tasman | M | Rep | 2005-03-07 | 2012-12-03 | |
9 | Fallon, Nicola Gillian | F | Rep | 2004-07-06 | 2007-02-01 | |
10 | Fischer, Aaron Alexander 余雅樂 | M | Rep | 2005-04-19 | 2007-02-01 | |
11 | Gill, Amar Singh (SFC:AHB999) 喬昇安 | M | Rep | 2007-03-08 | ||
12 | Ho, Ka Wai (SFC:AKV099) 何家維 | 39 | M | Rep | 2005-05-18 | 2009-03-04 |
13 | Kwan, Wing Kin (SFC:ALU751) 關永堅 | Rep | 2005-03-10 | 2007-05-03 | ||
14 | Kwan, Wing Lok 關榮樂 | Rep | 2004-09-09 | 2009-03-04 | ||
15 | Lai, Hui Chuan 賴惠娟 | Rep | 2006-11-28 | 2010-11-30 | ||
16 | Lee, Kwok Chu (SFC:ALT779) 李國柱 | Rep | 2005-03-03 | 2010-04-22 | ||
17 | Leung, Heung Yik 梁向奕 | Rep | 2012-12-10 | |||
18 | Leung, Kevin Koon Yip 梁冠業 | M | Rep | 2006-01-23 | 2008-04-29 | |
19 | Li, Hui (SFC:ACF342) 李慧 | Rep | 2007-03-15 | |||
20 | Lobello, Christopher Michael | M | Rep | 2008-01-07 | ||
21 | Lowe, Adrian Phillip 劉世君 | M | Rep | 2008-06-30 | ||
22 | Lui, Man Yee 呂敏儀 | Rep | 2005-08-24 | 2008-06-20 | ||
23 | Luk, Amy Ka Ping 陸嘉萍 | 34 | F | Rep | 2005-09-30 | 2007-07-21 |
24 | Man, Wai Lok 文偉樂 | Rep | 2012-12-17 | |||
25 | McKenzie, Paul Conor | M | Rep | 2003-07-02 | 2012-12-24 | |
26 | Montague, Jolyon Charles | M | Rep | 2003-08-04 | 2009-09-28 | |
27 | Morrison, Robert William Bentley | 45 | M | RO | 2006-11-14 | 2009-06-30 |
28 | O'Connor, Kevin John (SFC:AJC482) | M | Rep | 2003-08-04 | 2007-06-30 | |
29 | Powell, Simon Philip | M | Rep | 2006-09-27 | 2012-12-31 | |
30 | Reynolds, Andrew Shawn | 41 | M | Rep | 2007-02-01 | |
31 | Roberts, Christopher Fenton 羅弼時 | M | Rep | 2006-07-17 | 2007-06-19 | |
32 | Saunders, John Russell | M | Rep | 2007-09-11 | ||
33 | Schutte, Daniel Johannes | M | Rep | 2009-12-31 | ||
34 | Solvet, Eric Serge | M | Rep | 2006-02-20 | 2007-03-19 | |
35 | Stevenson, Andrew Mark Bryce | 43 | M | Rep | 2004-08-02 | 2008-08-01 |
36 | Tan, Janice Chui Ha 譚翠霞 | Rep | 2007-06-07 | |||
37 | Tsoi, Ting Sze 蔡婷思 | Rep | 2003-07-02 | 2010-06-30 | ||
38 | Wilkinson, Anthony John Cooper | M | Rep | 2005-10-25 | 2011-05-27 | |
39 | Wong, Yim (SFC:AFU666) 王艷 | Rep | 2006-10-09 | 2012-12-24 | ||
40 | Wood, Christopher James Russell | 49 | M | Rep | 2012-12-10 |
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