LAZARD ASIA (HONG KONG) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2006	⚥	Role	From	Until
1	Chan, Eddy Cheng-Chuan 詹政荃		M	Rep	2006-06-14	2011-05-12
2	Huang, Qun (SFC:AJD330) 黃群			Rep	2003-10-02	2009-10-29
3	Jarman, Matthew Richard		M	RO	2003-10-15	2007-07-18
4	Kwok, Sigismund Sung Chi 郭頌基			Rep	2006-08-10	2011-09-15
5	Li, Man Wai (SFC:AFU096) 李文偉			Rep	2006-06-07	2008-08-13
6	Shi, Jinjing 史晉京			RO	2005-11-10	2009-05-18
7	Timblick, David Rhee		M	RO		2013-02-27

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