SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Chan, Chi Leong 陳智亮 | 60 | M | RO | 2006-05-08 | 2010-10-19 |
| 2 | Chan, Maureen Wai Ling 陳慧玲 | F | Rep | 2004-04-27 | 2011-03-18 | |
| 3 | Chan, Wai Lung (SFC:AAC760) 陳偉隆 | Rep | 2008-03-18 | |||
| 4 | Lam, May Mei Kam 林美金 | F | RO | 2010-10-18 | ||
| 5 | Louey, Cynthia Petrina 雷麗儀 | F | Rep | 2007-05-30 | 2009-04-08 | |
| 6 | Lui, Andrew Kwan Ho 呂君皓 | M | Rep | 2007-12-19 | 2008-10-17 | |
| 7 | Ng, Pauline Po Yuen 吳溥潤 | F | Rep | 2006-04-03 | 2008-05-30 | |
| 8 | Sato, Hiromi (SFC:ANS087) 佐藤弘美 | RO | 2007-01-18 | 2012-06-29 | ||
| 9 | Tsim, Hon Keung 詹漢強 | Rep | 2007-12-20 | 2008-12-05 | ||
| 10 | Tu, Chia-Le Carol | F | Rep | 2007-06-20 | 2009-03-06 | |
| 11 | Yuen, Man Yan 袁文茵 | RO | 2010-10-18 |
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