CMBC SECURITIES COMPANY LIMITED 民銀證券有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2008	⚥	Role	From	Until
1	Fong, Alice Wai Kwan 方蕙君		F	Rep	2008-02-04	2010-07-01
2	Ho, Shu Shun 何樹信			RO	2008-01-24	2011-02-28
3	Lok, Siu Kee 駱兆基		M	RO	2008-01-24	2016-12-06

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