PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 信安環球投資(香港)有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2008	⚥	Role	From	Until
1	Chandgothia, Binay			RO	2006-03-20	2021-06-11
2	Chu, Ka Shing 朱加城			Rep	2008-10-16	2010-11-02
3	Lee, Chloe Suet Lai 李雪麗		F	Rep	2008-10-16	2009-03-02
4	Sinn, Ringo Pak Ming 冼百明		M	RO	2005-10-31	2009-01-16
5	West, Kenneth Kirk		M	RO	2008-11-28	2023-10-25

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