CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2008 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Alexander, Michael Lewis | M | Rep | 2005-08-04 | 2010-07-19 | |
| 2 | Ambler, Hanna Sofia | Rep | 2007-08-27 | 2010-04-01 | ||
| 3 | Ang, Bee Leng | Rep | 2008-08-05 | 2010-06-04 | ||
| 4 | Ang, Kok Thye Ian 汪國泰 | Rep | 2006-06-01 | 2019-10-18 | ||
| 5 | Arculli, Kim Melanie | F | Rep | 2007-01-03 | 2009-04-24 | |
| 6 | Attatanyapat, Rojanin | Rep | 2007-08-14 | 2009-10-09 | ||
| 7 | Beddard, Henry Terence | M | Rep | 2007-03-07 | 2015-06-05 | |
| 8 | Benson, Bruce Alan | M | Rep | 2007-09-13 | 2009-11-01 | |
| 9 | Bird, John David (SFC:AKY461) | M | RO | 2005-02-01 | 2012-02-27 | |
| 10 | Boyd, Geoffrey Cameron | M | Rep | 2006-03-30 | 2017-10-14 | |
| 11 | Bradley, Edmund Hugh | M | RO | 2019-04-16 | ||
| 12 | Buckle, Karen Jane | F | Rep | 2014-01-24 | ||
| 13 | Bunyaraksh, Ariya | Rep | 2007-09-13 | 2011-06-24 | ||
| 14 | Campbell, Oliver Martin (SFC:AOO985) | M | Rep | 2007-02-21 | 2014-03-01 | |
| 15 | Carino, Jasmine Magno | F | Rep | 2007-07-03 | 2011-04-27 | |
| 16 | Caruso, Richard Blaise | M | Rep | 2004-10-19 | 2012-11-28 | |
| 17 | Chak, Alan Kwok Fai 翟國輝 | M | Rep | 2008-06-02 | 2010-11-23 | |
| 18 | Chambers, Michael Edmund Carrick | M | Rep | 2008-09-17 | 2014-02-01 | |
| 19 | Chan, George Lung Cheung 陳龍翔 | M | Rep | 2004-07-12 | 2012-06-13 | |
| 20 | Chan, Vonnie Lai Yin 陳麗妍 | Rep | 2006-09-07 | 2019-12-11 | ||
| 21 | Chen, Alan Bing | M | Rep | 2009-09-10 | ||
| 22 | Chen, Shun Pin 陳舜萍 | Rep | 2008-09-18 | 2013-10-03 | ||
| 23 | Cheng, Chun Pong (SFC:AQH613) 鄭振邦 | Rep | 2008-01-15 | 2012-08-18 | ||
| 24 | Cheng, Matthew Yu Yuan 鄭裕源 | M | Rep | 2005-06-14 | 2009-03-04 | |
| 25 | Cheuk, Alexander Siu Bun 卓兆斌 | M | Rep | 2014-07-30 | ||
| 26 | Chiais, GianClaudio | Rep | 2008-09-18 | 2013-01-31 | ||
| 27 | Choo, Shan | Rep | 2007-07-03 | 2015-03-23 | ||
| 28 | Chow, Wing Hong (SFC:ACI634) 周永康 | Rep | 2007-01-25 | 2012-12-01 | ||
| 29 | Chugh, Saurabh (SFC:AQN361) | Rep | 2008-02-28 | 2015-09-30 | ||
| 30 | Chung, Eugene Bob 鍾易彤 | M | Rep | 2008-09-11 | 2013-09-01 | |
| 31 | Cotterchio, David Maurice | M | Rep | 2006-07-04 | 2016-03-18 | |
| 32 | Dauz, Alexander Ludwig Lim | M | Rep | 2008-09-18 | 2018-09-15 | |
| 33 | De Dios, Maria Martha Araullo | F | Rep | 2007-06-25 | ||
| 34 | Del Papa, Massimiliano | Rep | 2006-02-20 | |||
| 35 | Denton, Thomas Andrew | M | Rep | 2008-09-10 | 2010-05-31 | |
| 36 | Dhasmana, Vaibhav | Rep | 2008-02-14 | 2011-08-26 | ||
| 37 | Dhillon, Inquilab Singh | Rep | 2008-02-14 | 2011-01-24 | ||
| 38 | Doshi, Mihir Vinod | M | Rep | 2008-09-25 | 2020-02-18 | |
| 39 | Du, Yuxi 杜玉曦 | Rep | 2008-11-13 | 2009-07-16 | ||
| 40 | Eng, Karen Jane 伍倚华 | F | Rep | 2004-08-03 | 2020-10-16 | |
| 41 | Enticknap, David (SFC:AMS233) | M | Rep | 2005-11-11 | 2013-07-04 | |
| 42 | Feng, Dawei (SFC:AQO276) 馮大為 | Rep | 2008-02-22 | 2018-01-20 | ||
| 43 | Fisher, Kirstie Jane | F | Rep | 2006-09-18 | 2015-10-05 | |
| 44 | Fishwick, Eric James | M | Rep | |||
| 45 | Forsyth, Ian Robert | M | Rep | 2008-09-18 | 2015-01-21 | |
| 46 | Galligan, Jonathan Philip | M | Rep | 2008-02-14 | 2019-09-02 | |
| 47 | Gan, Jia C 干嘉琛 | Rep | 2008-03-05 | 2010-09-03 | ||
| 48 | Gan, Tanya Li Phing | F | Rep | 2007-02-21 | 2021-08-23 | |
| 49 | Gandhi, Vivek Subhash | M | Rep | 2008-02-18 | 2018-07-27 | |
| 50 | Gruber, James | M | Rep | 2006-01-17 | 2010-07-03 | |
| 51 | Gundu, Mohan Krishna | Rep | 2008-09-22 | 2014-08-09 | ||
| 52 | Han, Yuanping 韓元平 | Rep | 2008-09-18 | 2015-01-21 | ||
| 53 | Hansom, George Ian | M | Rep | 2008-09-18 | 2015-06-04 | |
| 54 | Hillen, Derek Hopkins | M | Rep | 2006-07-25 | 2010-06-09 | |
| 55 | Ho, Johnny Cheong Chak 何昌澤 | M | Rep | 2008-01-28 | 2015-07-10 | |
| 56 | Hong, Jenny | F | Rep | 2008-02-18 | 2012-11-24 | |
| 57 | Hopkinson, Gary Philip | M | Rep | 2008-03-17 | 2014-01-11 | |
| 58 | Howie, Fraser John Thomas (SFC:ADW025) | M | Rep | 2003-08-08 | 2012-11-01 | |
| 59 | Hsiao, Eugene Yow Seng | M | Rep | 2007-02-21 | 2009-06-16 | |
| 60 | Huang, Chen (SFC:AQM708) 黃晨 | Rep | 2008-02-14 | 2014-05-30 | ||
| 61 | Huddy, John Michael | M | Rep | 2008-01-31 | 2017-01-24 | |
| 62 | Hurewitz, Joel Allan | M | Rep | 2008-04-11 | 2009-03-11 | |
| 63 | Jaeger, Christian John | M | Rep | 2007-07-03 | ||
| 64 | Jain, Sonal (SFC:ARQ497) | Rep | 2008-09-22 | |||
| 65 | Jiang, Sosia | Rep | 2005-05-11 | 2012-12-07 | ||
| 66 | Kalb, Victoria Stacey | F | Rep | 2008-09-18 | 2010-07-28 | |
| 67 | Kanga, Cyrus Darius | M | Rep | 2006-02-22 | 2013-08-05 | |
| 68 | Kestel, Damian Paul | M | Rep | 2010-12-10 | ||
| 69 | Ko, Raymond 高力文 | M | Rep | 2009-09-18 | ||
| 70 | Kwong, Lorraine Phaik May | F | Rep | 2008-09-18 | 2014-01-29 | |
| 71 | Ladeuix, Hernan | Rep | 2006-03-29 | 2012-04-03 | ||
| 72 | Lam, Don Ting 林挺 | Rep | 2006-09-14 | 2015-11-20 | ||
| 73 | Lam, Lai Ming (SFC:AOD735) 林衍緯 | M | Rep | 2007-08-29 | 2009-01-23 | |
| 74 | Law, Lucia Yuk Ha 羅玉霞 | F | Rep | 2017-11-15 | ||
| 75 | Lee, Voon Hsien 李文賢 | Rep | 2007-02-21 | 2019-08-20 | ||
| 76 | Leouzon, Nicolas Christian Guy Eugene | M | Rep | 2008-09-18 | 2012-02-03 | |
| 77 | Leung, Polly Pui Ling | F | Rep | 2003-07-17 | 2009-01-23 | |
| 78 | Leung, Wai Ming (SFC:AQA974) 梁慧明 | Rep | 2007-12-03 | 2011-10-25 | ||
| 79 | Lim, Joann Phaik Gim | Rep | 2008-03-04 | 2010-04-20 | ||
| 80 | Lim, Kit Yng | Rep | 2007-06-13 | 2015-06-22 | ||
| 81 | Lim, Tay Her 林泰禾 | Rep | 2006-05-23 | 2010-10-18 | ||
| 82 | Lo, Yin Ping (SFC:ABZ368) 勞燕萍 | Rep | 2008-01-07 | 2009-03-04 | ||
| 83 | Lobello, Christopher Michael | M | Rep | 2008-09-23 | 2009-02-06 | |
| 84 | Lui, Wai Yip 呂偉業 | Rep | 2005-07-27 | 2009-03-04 | ||
| 85 | McDonough, Sean Joseph | M | Rep | 2007-11-13 | 2011-05-10 | |
| 86 | McNamara, Mary Elizabeth | F | Rep | 2003-12-29 | 2010-05-14 | |
| 87 | Menezes, Elsa Edward | M | Rep | 2008-02-18 | 2013-08-30 | |
| 88 | Middle, Rupert Anthony Richard | 49 | M | Rep | 2007-06-25 | 2009-03-04 |
| 89 | Mitchinson, Stacie Michelle | F | Rep | 2007-08-10 | 2009-11-13 | |
| 90 | Mohamed Kamal Bin Mohd, Ridzam Deva | Rep | 2007-06-25 | 2011-04-05 | ||
| 91 | Montague, Jolyon Charles | M | Rep | 2005-10-25 | 2009-09-28 | |
| 92 | Morinobu, Kaori | Rep | 2007-08-28 | 2014-05-28 | ||
| 93 | Morrison, Robert William Bentley | 47 | M | RO | 2003-07-25 | 2009-06-30 |
| 94 | Morrow, Stuart Anthony | M | Rep | 2005-05-10 | 2013-10-28 | |
| 95 | Moss, Adam Alexander Guy | M | Rep | 2010-09-20 | ||
| 96 | Moullin, Andrew James | M | Rep | 2008-02-27 | 2013-08-23 | |
| 97 | Naguib Hussin, Bin Abdul Hamid | Rep | 2008-02-14 | 2015-06-22 | ||
| 98 | Namba, Hiromitsu | Rep | 2007-07-24 | 2011-03-25 | ||
| 99 | Napier, Russell Allen Richard | 44 | M | Rep | 2008-09-19 | 2010-12-29 |
| 100 | Neoh, Chee Keat | Rep | 2007-06-20 | 2010-06-25 | ||
| 101 | Ng, Janice Kwan Yee 吳君頤 | Rep | 2008-01-21 | 2012-11-01 | ||
| 102 | Ngai, Henry Chun Kit 倪俊傑 | M | Rep | 2007-06-11 | 2014-10-14 | |
| 103 | Nguyen, Nguyen Thanh | M | Rep | 2007-02-21 | 2009-03-05 | |
| 104 | Norris, Jeremy Anthony (SFC:ABM977) | M | Rep | 2005-06-06 | 2009-05-08 | |
| 105 | Oldfield, Alexander Toby | M | Rep | 2008-09-18 | 2010-05-31 | |
| 106 | Ong, Polly So Po 王素寶 | F | Rep | |||
| 107 | Panitchpakdi, Prinn | Rep | 2007-07-23 | 2019-05-18 | ||
| 108 | Park, Edward (SFC:ASD313) | M | Rep | 2008-12-09 | 2018-01-12 | |
| 109 | Paterson, James Willock | M | RO | 2007-03-09 | 2012-10-10 | |
| 110 | Phillips, Ned | Rep | 2008-09-18 | 2009-12-31 | ||
| 111 | Pope, Leavitt Joseph | M | Rep | 2007-05-25 | 2010-08-20 | |
| 112 | Presler, Paul Erik | M | Rep | 2008-09-17 | 2015-06-04 | |
| 113 | Pritchard, Philip (SFC:AAV591) | 45 | M | Rep | 2008-09-18 | 2013-01-31 |
| 114 | Purdie, Ross Kenyon | M | Rep | 2008-09-22 | 2009-02-05 | |
| 115 | Reynolds, Andrew Shawn | 43 | M | Rep | 2008-04-23 | 2009-03-31 |
| 116 | Riddick, Andrew William | M | RO | 2013-12-12 | ||
| 117 | Ro, Soong Chu | Rep | 2008-02-20 | 2020-02-03 | ||
| 118 | Rothman, Andrew Charles | M | Rep | 2014-03-01 | ||
| 119 | Sangiambut, Manop | Rep | 2005-09-28 | 2012-03-08 | ||
| 120 | Seagrim, John Christopher | M | Rep | 2008-09-18 | 2015-06-04 | |
| 121 | Shah, Kshitij | Rep | 2008-02-14 | 2019-12-02 | ||
| 122 | Shiu, Wing Sun 蕭榮申 | Rep | 2019-12-11 | |||
| 123 | Simsek, Cenk | Rep | 2008-02-14 | 2016-07-08 | ||
| 124 | Sinpraseuth, Christopher | M | Rep | 2008-04-01 | 2009-01-23 | |
| 125 | Skinner, Donald William Lennox | 46 | M | RO | 2012-07-05 | |
| 126 | Smith, Brad Franklin | M | Rep | 2007-06-04 | 2010-05-31 | |
| 127 | Snaith, Michael Lachman | M | Rep | 2003-12-18 | 2014-08-12 | |
| 128 | Somjitt, Nipat | Rep | 2007-09-13 | 2009-11-11 | ||
| 129 | Soo, Chee Kin | Rep | 2008-04-23 | 2012-11-30 | ||
| 130 | Stewart, Ian Colin | M | Rep | 2008-09-22 | 2016-02-27 | |
| 131 | Sutton, Peter Thomas | M | Rep | 2009-03-30 | ||
| 132 | Sze, Winnie Wei Ling 施惠玲 | F | Rep | 2007-09-21 | 2010-01-05 | |
| 133 | Tabbush, Daniel Lawrence | M | Rep | 2006-05-29 | 2012-03-13 | |
| 134 | Tam, Winson 譚子群 | Rep | 2008-09-01 | 2009-08-19 | ||
| 135 | Tangitvet, Jiralawan | Rep | 2007-09-13 | 2014-04-11 | ||
| 136 | Tripajayakorn, Pangkhum | Rep | 2008-02-04 | 2010-01-15 | ||
| 137 | Tse, Oi Yue 謝藹愉 | Rep | 2008-02-06 | 2016-08-23 | ||
| 138 | Van Dine, Phillip Sean | M | Rep | 2008-09-18 | 2009-09-01 | |
| 139 | Vohra, Dhruv | Rep | 2003-12-29 | 2012-06-01 | ||
| 140 | Voss, Vanessa Christine | F | Rep | 2007-02-21 | 2009-11-20 | |
| 141 | Wai, Helena Suk Chong 衛淑莊 | 61 | F | RO | 2019-05-01 | |
| 142 | Wallis, Shane Bernard | M | Rep | 2006-07-21 | 2015-01-09 | |
| 143 | Wan, Sandy San Ming 萬三敏 | Rep | 2003-09-17 | 2013-10-31 | ||
| 144 | Wang, Chien-Chung 王建中 | Rep | 2008-10-16 | 2012-06-21 | ||
| 145 | Wang, Yinan (SFC:ANB406) 王軼楠 | Rep | 2006-02-20 | 2022-08-12 | ||
| 146 | Warachij, Witranan | Rep | 2008-09-22 | 2018-04-10 | ||
| 147 | Warsono, Wuddy | Rep | 2007-06-25 | 2015-01-30 | ||
| 148 | Watson, James Tinto (SFC:AQM722) | M | Rep | 2008-02-15 | 2009-11-30 | |
| 149 | Whale, Patrick Xavier | M | Rep | 2008-09-10 | 2009-11-10 | |
| 150 | Wijaya, Annie | F | Rep | 2006-05-29 | 2021-04-09 | |
| 151 | Wilkinson, Anthony John Cooper | M | Rep | 2011-05-27 | ||
| 152 | Wong, Peter Tat Ming 黃達明 | M | Rep | 2007-01-18 | 2009-01-23 | |
| 153 | Wu, Changgen 吳長根 | 57 | Rep | 2008-03-27 | 2012-06-21 | |
| 154 | Wu, Fei (SFC:AQM713) 吳菲 | Rep | 2008-02-14 | 2011-04-15 | ||
| 155 | Yamashita, Alexander Han | M | Rep | 2008-03-17 | 2011-08-08 | |
| 156 | Yeung, Shun Hei 楊舜熙 | Rep | 2007-08-16 | 2009-05-08 | ||
| 157 | Yip, Cheng Kwok 葉振國 | Rep | 2007-11-28 | 2021-07-08 | ||
| 158 | Yuan, Ting-Ting 袁婷婷 | Rep | 2008-09-18 | 2013-10-30 | ||
| 159 | Zhu, Liliang (SFC:AQW227) 朱麗凉 | Rep | 2008-04-21 | 2011-04-01 | ||
| 160 | Ziegler, Richard Paul | 37 | M | Rep | 2005-11-29 | 2024-02-14 |
| 161 | Zulueta, Michael Rubin | M | Rep | 2007-06-25 | 2009-03-04 |
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