UBS SECURITIES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2009 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Agarwal, Anand (SFC:ASL813) | Rep | 2009-02-25 | 2015-03-10 | ||
2 | Arora, Dhruv (SFC:ARG980) | Rep | 2008-07-04 | 2015-04-30 | ||
3 | Au, Alexander Pak Cheung 區柏祥 | 33 | M | Rep | 2004-05-18 | 2008-03-11 |
4 | Bansal, Navneet Kumar | M | Rep | 2009-05-27 | 2010-03-25 | |
5 | Beshke, Clarence John | M | RO | 2010-03-18 | ||
6 | Bhumiratana, Master Sanu | Rep | 2007-01-12 | 2016-12-18 | ||
7 | Blackburn, Andrew James (SFC:AJE473) | M | Rep | 2003-09-29 | 2003-12-10 | |
8 | Bradshaw, John (SFC:AHC328) | M | RO | 2005-04-27 | 2006-01-06 | |
Rep | 2006-01-06 | 2012-03-29 | ||||
9 | Chan, Andrea Wai Ming 陳慧明 | F | Rep | 2006-12-14 | 2007-04-14 | |
10 | Chan, Andy Kok Heng | RO | 2005-12-29 | 2011-02-16 | ||
11 | Chan, Brian Hon Kei 陳漢基 | M | Rep | 2004-04-15 | 2009-04-22 | |
12 | Chao, Benjamin Sze Chung 趙思聰 | M | Rep | 2004-06-25 | 2006-10-04 | |
13 | Chaudhry, Mateen | Rep | 2007-07-11 | 2008-05-10 | ||
14 | Cheng, Jimmy Min Tat 鄭勉達 | M | RO | 2007-04-28 | ||
15 | Cheuk, So Wah 卓素華 | Rep | 2008-05-23 | 2016-12-18 | ||
16 | Chu, Peter | M | Rep | 2004-08-06 | 2007-02-23 | |
17 | Combalot, Laurent Benoit Georges | M | RO | 2009-05-06 | 2016-12-18 | |
18 | Donovan, James William (SFC:ARA301) | M | Rep | 2008-05-09 | 2014-05-13 | |
19 | Flynn, Robert Michael | M | Rep | 2006-03-16 | 2006-05-11 | |
RO | 2006-05-11 | 2008-04-08 | ||||
Rep | 2008-04-08 | 2008-06-14 | ||||
20 | Fok, Ronald King Man 霍敬文 | 32 | M | Rep | 2016-12-18 | |
21 | Fong, Belinda Mun Yee 方敏怡 | F | Rep | 2007-01-12 | 2009-06-13 | |
22 | Gencarelli, Franco Joseph | M | Rep | 2006-10-09 | 2011-12-31 | |
23 | Hansen-Luke, Rosemary Eva | F | Rep | 2006-12-14 | 2008-05-17 | |
24 | Ho, Alan To 何鍍 | M | Rep | 2004-03-12 | ||
25 | Ho, Diana Pui Kwan 何佩君 | F | Rep | 2011-10-18 | ||
26 | Ho, Kwok Chung (SFC:AAB905) 何國仲 | Rep | 2008-05-07 | |||
27 | Ho, Tsz Leung 何子樑 | Rep | 2003-09-02 | 2016-12-18 | ||
28 | Hong, Shaw-Shiun 洪紹勛 | Rep | 2004-08-20 | 2009-04-22 | ||
29 | Hsu, Karen Chia Lin 徐嘉琳 | F | Rep | 2004-02-23 | ||
30 | Kim, Jung Ho | Rep | 2009-03-05 | 2013-07-13 | ||
31 | Kim, Susan Eun | F | Rep | 2006-12-14 | 2008-05-07 | |
32 | Kushal, Avanish Mira | Rep | 2007-07-04 | 2009-08-15 | ||
33 | Kwan, Sing Yuen 關承遠 | Rep | 2016-12-18 | |||
34 | Kwong, Myron Mann 鄺孟恆 | Rep | 2006-12-14 | 2016-12-18 | ||
35 | Lai, Johnson Kai Tsun 黎啟進 | M | Rep | 2008-07-02 | 2009-07-10 | |
36 | Lai, Wing Yi 黎詠儀 | Rep | 2003-05-30 | |||
37 | Lam, Eric Christopher | M | Rep | 2007-11-26 | 2008-02-24 | |
Rep | 2008-02-28 | 2008-12-18 | ||||
38 | Lam, Hu Yang 林曉陽 | Rep | 2006-09-16 | |||
39 | Lau, Marcus Chi Chiu 劉志超 | M | Rep | 2006-06-08 | ||
40 | Law, Wendy Wing Chi 羅穎芝 | F | Rep | 2005-06-13 | ||
41 | Lee, Gregory Joseph | M | Rep | 2007-06-28 | 2009-04-24 | |
42 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | Rep | 2007-04-19 | |||
43 | Lee, Samuel Man Fat 李萬發 | 40 | M | Rep | 2004-12-03 | 2009-09-05 |
44 | Lee, Simon Chun Kit 李俊傑 | 33 | M | Rep | 2009-04-22 | |
45 | Lee, Yik Long 李奕朗 | Rep | 2008-07-04 | 2009-07-18 | ||
46 | Lei, Baoxi 雷宝溪 | Rep | 2007-11-23 | 2012-03-27 | ||
47 | Lent, Nicholas Alexander | M | Rep | 2007-06-14 | 2011-06-28 | |
48 | Leung, Andrew Jason | M | Rep | 2008-04-15 | 2008-05-15 | |
49 | Leung, Nancy Ann 梁學安 | F | Rep | 2006-09-04 | 2007-08-04 | |
50 | Li, Anita Oi Yan 李靄欣 | F | Rep | 2008-08-20 | 2016-03-16 | |
51 | Li, Haoyi (SFC:ASF604) 李豪翼 | Rep | 2009-01-09 | 2009-11-24 | ||
52 | Li, Jing (SFC:AOV618) 李菁 | Rep | 2007-05-08 | 2012-12-22 | ||
53 | Li, Man Wing 李文穎 | Rep | 2005-05-24 | 2014-10-01 | ||
54 | Li, Mavis Qiwen 李綺雯 | F | Rep | 2006-12-14 | 2016-12-18 | |
55 | Liu, Ning (SFC:ASZ222) 劉寧 | Rep | 2009-05-25 | 2016-12-18 | ||
56 | Lu, Hao Feng 呂豪鋒 | Rep | 2009-05-27 | 2012-11-15 | ||
57 | Lu, Shun Chang 呂須章 | Rep | 2009-03-13 | 2009-03-20 | ||
58 | Maguire, Raymond | M | Rep | 2006-09-29 | 2008-10-18 | |
59 | Man, Kam Chiu 文錦超 | Rep | 2006-10-02 | 2008-04-17 | ||
60 | McQueen, Lee Michael | M | Rep | 2004-01-09 | ||
RO | 2004-01-09 | 2005-05-10 | ||||
Rep | 2005-05-10 | 2009-04-04 | ||||
61 | Melwani, Rajesh Ramesh (SFC:AEU252) | M | Rep | 2010-01-26 | ||
62 | Moon, Jae Wook 文裁煜 | Rep | 2009-05-27 | 2014-05-08 | ||
63 | Myers, Kevin Mitchell | M | Rep | 2006-12-14 | 2009-03-10 | |
RO | 2009-03-10 | 2010-05-14 | ||||
64 | Namdar, David | M | Rep | 2007-07-03 | 2009-04-30 | |
65 | Ng, Chun Wai (SFC:AMF277) 吳俊威 | Rep | 2007-06-07 | 2009-07-10 | ||
66 | Ng, Eric Peter 吳君豪 | M | Rep | 2008-09-12 | 2012-12-22 | |
67 | Ng, Kai Yan 吳啟仁 | Rep | 2012-10-25 | |||
68 | Ng, Kwong Man 吳光民 | Rep | 2005-07-04 | 2008-03-15 | ||
69 | Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 | Rep | 2006-10-02 | 2008-04-17 | ||
70 | Pabari, Shrikesh Dilip | Rep | 2008-05-02 | 2016-12-18 | ||
71 | Poon, Ming Pui 潘明培 | M | RO | 2005-03-30 | ||
Rep | 2005-03-30 | 2005-09-03 | ||||
72 | Rabinowitz, David | M | Rep | 2006-12-14 | 2010-06-28 | |
73 | Redbourn, Paul Robert (SFC:AFQ906) | M | RO | 2006-03-10 | 2014-06-11 | |
74 | Saunders, Scott Antony | M | RO | 2005-10-27 | ||
75 | Saxvik, Eric Bradley | M | Rep | 2005-03-07 | ||
RO | 2006-06-20 | 2008-08-12 | ||||
Rep | 2008-08-12 | 2012-04-13 | ||||
76 | Shalabi, Hani Youssef | Rep | 2006-12-14 | 2008-03-21 | ||
77 | Shen, Allan Hung Yat 沈鴻逸 | M | Rep | 2006-10-02 | 2007-06-30 | |
78 | So, Nelson Shing Hing 蘇盛興 | M | Rep | 2006-10-02 | 2008-04-17 | |
79 | Sui, Voon Keat Kenneth 許文杰 | Rep | 2007-07-16 | 2016-12-18 | ||
80 | Sum, Hing Man 岑慶文 | Rep | 2014-04-11 | |||
81 | Tan, Freddie Kuok Lin | Rep | 2009-06-01 | 2016-12-18 | ||
82 | Tang, Ian Kenneth 鄧正行 | M | Rep | 2006-12-14 | 2008-10-23 | |
83 | Tang, Ming Wai (SFC:AIH670) 鄧明緯 | Rep | 2005-04-07 | 2009-04-06 | ||
84 | Thomas, Rebecca Judith | F | Rep | 2008-12-19 | 2016-07-28 | |
85 | Tomlin, Owen | M | Rep | 2006-12-14 | 2007-05-28 | |
86 | Tse, Jaff Ka Wai 謝家威 | Rep | 2003-04-10 | |||
87 | Tse, Kenyon King-yung 謝敬勇 | Rep | 2006-12-14 | 2016-12-18 | ||
88 | Wan, Yew Chye 范有財 | Rep | 2006-10-02 | 2012-02-06 | ||
89 | Wang, Jiaqi (SFC:AOH836) 王家琦 | Rep | 2006-12-18 | 2016-12-18 | ||
90 | Wang, Xiaolei (SFC:APP106) 王小磊 | F | Rep | 2008-04-10 | 2009-08-15 | |
91 | Wong, Donald Ho Lun 黃浩麟 | M | Rep | 2007-07-19 | 2016-12-18 | |
92 | Wong, Ronald Kwok Kit 黃國傑 | M | Rep | 2003-06-18 | ||
93 | Wong, Schenken 黃尚勤 | Rep | 2008-03-28 | 2010-03-15 | ||
94 | Wong, Stephen (SFC:AJO207) 黃錦豪 | M | Rep | 2004-03-19 | 2008-04-30 | |
95 | Woo, Yik Yuen 胡翊遠 | Rep | 2007-06-20 | 2015-08-07 | ||
96 | Xia, Yang (SFC:ALN489) 夏阳 | Rep | 2007-05-18 | 2010-11-11 | ||
97 | Xiang, Pinggui 向平貴 | Rep | 2007-01-08 | 2007-10-19 | ||
98 | Yeoh, Choo Guan 楊紫源 | Rep | 2007-02-02 | 2007-06-15 | ||
RO | 2007-06-15 | 2010-02-03 | ||||
99 | Yu, Jason Wah Chiu 余華超 | M | RO | 2005-03-24 | ||
Rep | 2005-03-24 | 2011-06-30 | ||||
100 | Yu, Johnny Ching Yan 于正人 | M | Rep | 2006-10-18 | 2016-12-18 | |
101 | Zhang, Shao Ying 張少英 | Rep | 2007-12-21 | 2009-07-10 | ||
102 | Zhu, Jinji 朱勁吉 | Rep | 2008-07-02 | 2009-04-28 |
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