Morgan Stanley Hong Kong Securities Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Abbiss, Justin John | M | Rep | 2006-02-21 | 2010-02-10 | |
| 2 | Agarwal, Anuja | F | Rep | 2007-03-12 | 2008-11-20 | |
| 3 | Agostini, John Edward Cobcroft | M | Rep | 2007-04-30 | 2016-07-14 | |
| 4 | Aigner, Andreas Alois | Rep | 2006-04-07 | 2013-01-14 | ||
| 5 | Ainsworth, David Nicholas | 50 | M | Rep | 2008-05-15 | |
| 6 | Alby, Eric Olivier | M | Rep | 2008-03-31 | 2019-05-30 | |
| 7 | Allen, Anthony Douglas | M | Rep | 2009-06-11 | 2013-07-18 | |
| 8 | Almeida, Niall John | M | Rep | 2007-09-04 | 2014-12-19 | |
| 9 | Ambrose, Jason Lee | 38 | M | Rep | 2006-08-16 | 2012-07-10 |
| 10 | Apabhai, Mohammed Zuned | M | Rep | 2006-09-26 | 2008-11-20 | |
| 11 | Badai, Ritesh Rajendra | Rep | 2007-03-12 | 2007-10-08 | ||
| 12 | Baker, Kurt Alexander 白光磊 | M | Rep | 2008-11-18 | ||
| 13 | Bardong, Shawn Patrick | M | Rep | 2009-05-12 | 2011-02-17 | |
| 14 | Boppana, Venkatadri | Rep | 2008-11-19 | 2018-06-22 | ||
| 15 | Braginskiy, Dmitriy | Rep | 2008-12-19 | 2017-02-20 | ||
| 16 | Bray, Lionel Philip Mitchell | 38 | M | Rep | 2006-09-20 | 2007-05-08 |
| 17 | Brown, Brian Robert | M | Rep | 2008-05-15 | ||
| 18 | Chak, Alan Wing Kai 翟永基 | M | Rep | 2004-06-25 | 2012-01-10 | |
| 19 | Chamberlain, Stephen Paul | M | RO | 2005-02-01 | ||
| Rep | 2005-02-01 | 2005-04-04 | ||||
| 20 | Chan, Chau Yuen 陳秋源 | Rep | 2007-10-16 | 2015-06-26 | ||
| 21 | Chan, Ji Kong | Rep | 2007-08-15 | 2009-01-14 | ||
| 22 | Chan, Wing Hang (SFC:AQJ813) 陳榮恒 | Rep | 2008-01-30 | 2010-05-24 | ||
| 23 | Chang, Steve Deh-Mo 張德懋 | M | Rep | 2005-10-26 | 2007-06-05 | |
| 24 | Chau, Kenneth Yiu Man 周耀文 | M | Rep | 2006-05-17 | 2008-03-11 | |
| 25 | Chau, Wing Hung 周永雄 | Rep | 2008-11-20 | |||
| 26 | Chen, Ya Hui 陳雅惠 | Rep | 2008-04-17 | 2011-05-16 | ||
| 27 | Chen, Yat Sun 陳一新 | Rep | 2003-06-18 | |||
| 28 | Cheung, Neo Wing Tat 張永達 | 36 | Rep | 2007-08-02 | 2011-11-10 | |
| 29 | Cheung, Shui Fai (SFC:AIF576) 張水輝 | Rep | 2007-07-10 | 2008-11-20 | ||
| 30 | Chiu, Jacky Tun Kin 趙端建 | Rep | 2006-03-21 | 2015-06-10 | ||
| 31 | Choi, Sae Min 崔世旻 | Rep | 2006-05-02 | 2008-12-02 | ||
| 32 | Chok, Ivy Ngai Wai 卓艾維 | F | Rep | 2006-10-25 | 2008-03-26 | |
| 33 | Chu, Brian Chi Yan 朱智仁 | M | Rep | 2006-06-06 | 2010-06-11 | |
| 34 | Chua, Siong Kheng 蔡尚慶 | Rep | 2007-07-24 | 2008-11-07 | ||
| 35 | Chui, Vincent Yik Chiu 徐亦釗 | 46 | M | RO | ||
| 36 | Chung, Claudia Hau Yee 鍾巧儀 | F | Rep | 2009-06-11 | 2017-07-24 | |
| 37 | Considine, Michael Patrick | M | Rep | 2008-03-04 | 2013-01-09 | |
| 38 | Cooney, Michael James (SFC:AJD244) | M | Rep | 2006-11-16 | 2008-12-08 | |
| 39 | Cosgrove, Edward Mark | M | Rep | 2007-05-10 | 2019-10-11 | |
| 40 | Coughlin, Gerard James | M | RO | 2004-10-15 | ||
| 41 | Crandell, Caroline Grace | F | Rep | 2006-09-11 | 2014-08-04 | |
| 42 | Crawford, Adam John Sharman | M | Rep | 2007-03-01 | 2011-01-19 | |
| 43 | Dalgety, Matthew Hilton | M | Rep | 2008-01-02 | 2008-11-20 | |
| 44 | Dhaliwal, Gurvinder Singh (SFC:AML714) | Rep | 2005-10-26 | 2010-03-02 | ||
| 45 | Donald, Matthew Henry | M | RO | 2005-06-01 | 2017-09-22 | |
| 46 | Doshi, Divyakumar | Rep | 2007-07-10 | 2012-01-09 | ||
| 47 | Droitcourt, Arnaud Eugene Gilbert | M | Rep | 2006-05-12 | 2010-11-10 | |
| 48 | Duanmu, Yongshan 端木雍山 | Rep | 2006-06-01 | 2007-07-03 | ||
| 49 | Edwards, Damian Lander | Rep | 2006-09-22 | 2011-06-13 | ||
| 50 | Ellis, Robert James (SFC:ARN745) | M | Rep | 2008-08-29 | 2014-02-12 | |
| 51 | Emeny, Matthew James | M | Rep | 2008-06-16 | 2010-03-11 | |
| 52 | Field-Marsham, Robert Scott | M | Rep | 2007-07-16 | 2007-11-19 | |
| RO | 2007-11-19 | 2013-05-24 | ||||
| 53 | Fitzgerald, Paul Gavin | M | Rep | 2007-02-21 | 2019-05-29 | |
| 54 | Folloroux, Yann Michel Richard | M | Rep | 2009-01-08 | 2016-12-06 | |
| 55 | Fortin, Louis Henri Francois Charles | M | Rep | 2008-01-25 | 2011-02-02 | |
| 56 | Friedman, Seth Gregory | M | Rep | 2007-08-15 | 2007-10-13 | |
| 57 | Fu, Pauline Po Lam 傅寶琳 | F | Rep | 2004-05-28 | 2005-06-01 | |
| 58 | Gallagher, Casey Haran | Rep | 2007-12-24 | 2009-02-13 | ||
| 59 | Gallo, Fabrizio | M | Rep | 2003-12-19 | 2004-07-16 | |
| RO | 2004-07-16 | 2005-10-31 | ||||
| Rep | 2005-10-31 | 2009-09-02 | ||||
| 60 | Gaynor, Scott Allen | M | Rep | 2004-08-16 | 2007-12-17 | |
| RO | 2007-12-17 | 2011-05-21 | ||||
| 61 | Geary, Dean | M | Rep | 2008-05-20 | 2013-01-15 | |
| 62 | Grafton, James Christopher | M | Rep | 2008-01-29 | 2014-06-04 | |
| 63 | Griffin, Gregory Lester | M | Rep | 2004-08-09 | 2006-05-04 | |
| 64 | He, Shirley Ying 何穎 | F | Rep | 2020-02-04 | ||
| 65 | Hegglin, Daniel Robert | 48 | M | Rep | 2004-08-18 | 2004-12-10 |
| RO | 2004-12-10 | 2009-02-27 | ||||
| 66 | Hoad, Benjamin Isaac | M | Rep | 2007-06-04 | 2008-11-20 | |
| 67 | Holland, Matthew John (SFC:AMJ958) | M | Rep | 2005-08-25 | 2010-10-09 | |
| 68 | Hsu, Lawrence Ka Shin 許凱鑫 | M | Rep | 2004-05-17 | 2010-04-26 | |
| 69 | Huang, Haiming (SFC:APP834) 黃海明 | Rep | 2007-09-14 | 2008-11-25 | ||
| 70 | Hurst, Richard Mark | M | Rep | 2007-07-27 | 2010-06-11 | |
| 71 | Ingrouille, James Henry Carre 應凱勤 | 39 | M | Rep | 2005-02-16 | 2012-06-01 |
| 72 | Jeschke, Dirk Alexander | M | Rep | 2007-10-29 | 2009-06-18 | |
| 73 | Johnson, Serena Maria | F | Rep | 2007-10-11 | 2008-05-30 | |
| 74 | Josephson, James Michael | M | Rep | 2006-08-01 | 2007-05-29 | |
| 75 | Jullienne, Jean Marc | M | Rep | 2009-04-03 | 2023-01-31 | |
| 76 | Kam, Ka Wo 金嘉和 | Rep | 2010-08-02 | |||
| 77 | Kang, Calvin Kyunghoon | M | Rep | 2007-07-16 | 2008-01-22 | |
| 78 | Kellie-Smith, Sam Anthony | M | Rep | 2005-08-01 | 2006-02-08 | |
| RO | 2006-02-08 | 2009-03-20 | ||||
| Rep | 2009-03-20 | 2014-11-21 | ||||
| 79 | Kelly, Patrick Cahill | M | Rep | 2005-07-06 | 2007-08-02 | |
| 80 | Kim, Bum Soo | Rep | 2006-04-18 | 2010-08-16 | ||
| 81 | Kim, Henry | M | Rep | 2007-07-16 | 2010-08-18 | |
| 82 | Kim, Yong Chan 金容賛 | Rep | 2005-12-14 | 2012-01-10 | ||
| 83 | King, Steven Michael (SFC:ALY605) | M | Rep | 2009-06-12 | 2015-08-27 | |
| 84 | Kwan, Claudia Elizabeth Kai-Chuan | F | Rep | 2007-07-10 | 2010-01-08 | |
| 85 | Kwan, Lisa Lai Ho 關麗河 | F | Rep | 2004-01-09 | 2018-06-20 | |
| 86 | Kwok, Pui Shan (SFC:AEJ676) 郭珮珊 | Rep | ||||
| 87 | Kwok, Pui Ying 郭佩瑛 | Rep | 2012-01-10 | |||
| 88 | Kwong, Alan Chi Hang | M | Rep | 2007-10-26 | 2015-02-25 | |
| 89 | Lai, Kai Wing 黎啟榮 | Rep | 2009-01-08 | 2019-03-13 | ||
| 90 | Lai, Pik Kwan 黎璧君 | Rep | 2006-11-16 | 2008-02-11 | ||
| 91 | Lam, Jenny Jing Yin 林靜嫣 | F | Rep | 2008-04-28 | 2009-01-23 | |
| 92 | Lam, Loretta Shau Ting 林秀婷 | F | Rep | 2005-01-19 | 2012-09-10 | |
| 93 | Larsabal, Etienne Emmanuel | Rep | 2009-03-24 | 2012-01-10 | ||
| 94 | Lau, Alan Yim Pang 劉炎鵬 | M | Rep | 2014-04-29 | ||
| 95 | Lau, Kwan Ho (SFC:ALB117) 劉君豪 | Rep | 2005-12-23 | 2009-02-13 | ||
| 96 | Lau, Sze Nga (SFC:ARD193) 劉詩雅 | Rep | 2008-05-26 | 2010-09-10 | ||
| 97 | Lau, Wai Choy 劉偉才 | Rep | 2004-01-13 | 2004-08-28 | ||
| 98 | Law, Kun Yan 羅貫恩 | Rep | 2008-02-14 | 2011-08-19 | ||
| 99 | Leclercq, Jerome Francois Michel | M | Rep | 2007-05-10 | 2023-01-20 | |
| 100 | Lee, Anthony Mang Chuen 李孟全 | M | Rep | 2006-06-09 | ||
| 101 | Lee, Chi Ho (SFC:ALB118) 李志豪 | Rep | 2007-10-26 | 2013-01-15 | ||
| 102 | Lee, Christopher Sung | M | Rep | 2006-11-01 | 2010-07-13 | |
| 103 | Lee, Delphine Chui Fan 李翠芬 | Rep | 2006-09-27 | 2008-11-20 | ||
| 104 | Letts, Darren Arthur Bohrsmann | M | Rep | 2004-08-09 | 2009-03-31 | |
| 105 | Leung, Michelle Yu Yan 梁瑜殷 | F | Rep | 2008-04-17 | 2009-02-13 | |
| 106 | Li, Fei (SFC:ANQ366) 李菲 | Rep | 2007-10-26 | 2008-11-07 | ||
| 107 | Li, Siu Kim (SFC:AFW899) 李紹劍 | Rep | 2008-02-11 | 2008-11-07 | ||
| 108 | Li, Xiaohu (SFC:APH053) | Rep | 2007-07-16 | 2008-05-15 | ||
| 109 | Lim, Fung Ee 林方義 | Rep | 2007-10-26 | 2008-11-07 | ||
| 110 | Lo, Albert Sze Ming 盧思銘 | M | Rep | 2008-05-15 | 2008-09-25 | |
| 111 | Lo, Kendall Kin Chung 羅建忠 | Rep | 2007-03-01 | 2008-06-04 | ||
| 112 | Luk, Karen Yuen San 陸潤珊 | F | Rep | 2004-07-09 | 2011-10-17 | |
| 113 | Luk, Man To 陸文滔 | Rep | 2006-04-03 | 2007-01-23 | ||
| 114 | Luk, Yin Man 陸燕雯 | Rep | 2007-10-22 | 2008-07-21 | ||
| 115 | Ma, Christopher Chun Leung 馬鎮良 | M | Rep | 2011-05-19 | ||
| 116 | Mann, Chi Sam 文志生 | Rep | 2007-10-02 | 2008-11-20 | ||
| 117 | Markosov, Suren Gueorgui | Rep | 2005-08-29 | 2006-09-04 | ||
| 118 | Marshall, David Simon | M | Rep | 2005-05-13 | 2006-12-28 | |
| 119 | McLellan, Daniel Robert | M | Rep | 2009-04-03 | 2014-03-21 | |
| 120 | Miller, John Campbell | M | Rep | 2008-10-13 | 2011-03-14 | |
| 121 | Neville, John Joseph | M | Rep | 2009-02-04 | 2011-08-31 | |
| 122 | Ng, Chi Hin (SFC:AFD459) 吳志軒 | Rep | 2007-10-26 | 2008-07-14 | ||
| 123 | Ng, Chung Nin (SFC:ALD666) 吳松年 | Rep | 2004-08-30 | 2008-04-03 | ||
| 124 | Ng, Ka Fuk 吳嘉福 | Rep | 2004-11-02 | 2008-11-20 | ||
| 125 | Ng, Loretta Ying Yuk 吳瀅玉 | F | Rep | 2007-10-15 | 2009-06-03 | |
| 126 | Oliver, Simon Coutts | M | Rep | 2007-06-12 | 2008-11-20 | |
| 127 | Ong, Payton Pei-de | Rep | 2008-05-09 | 2013-05-22 | ||
| 128 | Palmero, Wellington | Rep | 2007-08-28 | 2008-02-04 | ||
| 129 | Peng, Antai | Rep | 2006-08-01 | 2013-12-31 | ||
| 130 | Petit-Pasquier, Julien | Rep | 2006-06-19 | 2010-04-22 | ||
| 131 | Phan, Khanh Nhat | Rep | 2008-02-14 | 2008-11-20 | ||
| 132 | Poulton, Charles Francis Campbell | M | Rep | 2006-05-04 | 2008-11-20 | |
| 133 | Psaris, John Nicholas | M | Rep | 2006-10-20 | 2009-04-30 | |
| 134 | Rajpal, Amit (SFC:AEY336) | Rep | 2007-08-15 | 2008-07-28 | ||
| 135 | Ranjan, Rajeev (SFC:AKU344) | Rep | 2006-07-20 | 2007-06-07 | ||
| 136 | Regan, Joseph David | M | Rep | 2008-09-01 | 2009-10-02 | |
| 137 | Renard, Jean-Guy Raymond Charles | M | Rep | 2005-07-12 | 2006-12-28 | |
| 138 | Rombola, Pasquale (SFC:AMX379) | Rep | 2007-02-16 | 2012-01-19 | ||
| 139 | Russell, David Andrew (1966-04) | 43 | M | Rep | 2008-08-19 | 2009-02-26 |
| RO | 2009-02-26 | 2011-07-19 | ||||
| 140 | Ryu, James-Hong Yeal | Rep | 2003-08-07 | |||
| 141 | Sakaguchi, Haruhiko 坂口陽彥 | Rep | 2008-08-12 | 2010-01-08 | ||
| 142 | Sam, Shook Fung (SFC:ADM712) 沈淑芳 | Rep | 2006-05-02 | 2016-01-08 | ||
| 143 | Sarcona Iii, Joseph John | M | Rep | 2008-01-21 | 2016-07-11 | |
| 144 | Shen, Allan Hung Yat 沈鴻逸 | M | Rep | 2007-08-01 | 2009-02-13 | |
| 145 | Shirakura, Yumiko 白倉由美子 | Rep | 2008-12-19 | 2009-02-13 | ||
| 146 | Shum, Patrick Wai Bill 岑維標 | M | Rep | 2005-11-01 | 2006-09-04 | |
| 147 | Siao, Stanford Tzu Ang 蕭子昂 | M | RO | 2004-03-23 | ||
| 148 | Siddique, Nadim Ahmed | Rep | 2007-05-29 | 2008-01-26 | ||
| 149 | Sim, Su Fen 沈素芬 | Rep | 2005-11-08 | |||
| 150 | Singh, Praveen Kumar | M | Rep | 2008-11-20 | 2009-03-06 | |
| 151 | Smerin, Richard Oliver Henry | M | Rep | 2009-06-22 | ||
| 152 | Smith, Timothy Clement | M | Rep | 2005-09-30 | 2008-01-15 | |
| 153 | So, Louisa Shun Yi (SFC:AFZ721) 蘇順儀 | F | Rep | 2008-05-02 | 2008-08-11 | |
| 154 | Spence, Andrew Charles | M | Rep | 2007-03-19 | 2013-11-26 | |
| 155 | Steventon, Michael John | M | Rep | 2008-03-06 | 2010-02-09 | |
| 156 | Sun, James Pui Yin 辛沛賢 | M | Rep | 2005-02-16 | 2006-08-07 | |
| 157 | Sun, Ping Cheung 辛秉章 | Rep | 2008-02-14 | 2008-04-03 | ||
| 158 | Sung, Pak Kai 宋百佳 | Rep | 2005-10-13 | 2009-06-29 | ||
| 159 | Tam, Derek Lap Tak 談立德 | M | Rep | 2007-05-22 | 2008-04-30 | |
| 160 | Tan, Beng Kiat Adrian | M | Rep | 2008-03-03 | 2013-01-14 | |
| 161 | Tang, Chin Shan 鄧千山 | Rep | 2008-02-14 | 2009-03-06 | ||
| 162 | Tay, Wee Peng 鄭煒平 | Rep | 2008-10-21 | 2010-03-15 | ||
| 163 | Taylor, Stacey Marie | Rep | 2003-12-19 | |||
| 164 | Teo, Cher In 張雪盈 | Rep | 2006-08-09 | 2010-08-19 | ||
| 165 | Thompson, Stephen (SFC:ANQ086) | M | Rep | 2006-07-17 | 2013-06-26 | |
| 166 | Tiffin, Philip John | M | Rep | 2008-12-01 | 2009-06-15 | |
| 167 | Tilly, Joel | Rep | 2008-05-13 | 2009-07-02 | ||
| 168 | Ting, Patrick (SFC:ADI126) 丁維昌 | M | Rep | 2009-04-03 | 2019-12-31 | |
| 169 | Totham, Matthew James (SFC:ASK165) | M | Rep | 2009-02-03 | 2012-05-18 | |
| 170 | Tsang, Ching Yi 曾靜怡 | Rep | 2005-03-22 | 2005-09-21 | ||
| 171 | Tsang, William Chi Ho 曾智豪 | M | Rep | 2021-04-06 | ||
| 172 | Tse, Monida Wing Han 謝詠嫺 | Rep | 2004-05-17 | 2005-10-04 | ||
| 173 | Tseng, Elizabeth Pei Yen 曾珮妍 | F | Rep | 2008-02-19 | 2013-06-30 | |
| 174 | Tseng, Karen Pei Wen 曾珮雯 | F | Rep | 2006-12-01 | 2009-07-23 | |
| 175 | Tsoi, Amanda Yan Sau 蔡欣秀 | F | Rep | 2006-05-03 | 2010-01-18 | |
| 176 | Tsui, Annie Sze Kwan 崔士坤 | F | Rep | 2007-02-12 | 2011-11-22 | |
| 177 | Turner, Daniel Philip | M | Rep | 2007-05-02 | 2013-11-14 | |
| 178 | Vijaya Raghavan, Ramesh | M | Rep | 2008-11-20 | ||
| 179 | Vincent, George Laurence (SFC:AQU059) | M | Rep | 2008-04-02 | 2010-02-05 | |
| 180 | Wallace, Philip Robert | M | Rep | 2007-08-15 | 2013-09-13 | |
| 181 | Webb, Robert (SFC:ALQ617) | M | Rep | 2006-02-20 | 2010-03-08 | |
| 182 | Wong, Eugene (SFC:AMH294) 黃永珍 | M | Rep | 2007-12-12 | 2011-02-15 | |
| 183 | Wong, Fanny Ching Yee 黃靜儀 | F | Rep | 2004-01-09 | 2006-03-29 | |
| 184 | Wong, Jacky Kar Hong 黃家康 | M | RO | 2004-12-08 | 2005-06-24 | |
| 185 | Wong, Kenneth Kin 黃健 | M | Rep | 2004-06-17 | 2004-11-02 | |
| RO | 2004-11-02 | 2005-05-12 | ||||
| 186 | Wong, Linda Wai Ling 黃慧玲 | F | Rep | 2003-08-04 | 2006-01-11 | |
| 187 | Wong, Man Chung (SFC:ACJ603) 黃敏聰 | M | Rep | 2011-11-10 | ||
| 188 | Wong, Patrick Ho-Chuen 王浩存 | M | Rep | 2007-08-15 | ||
| 189 | Wong, Shui Tong 黃瑞棠 | Rep | 2004-08-06 | |||
| RO | 2004-08-06 | 2006-04-13 | ||||
| 190 | Wong, Steven Wai Chiu 王偉超 | M | Rep | 2005-10-18 | 2005-12-17 | |
| 191 | Wong, Wing Nin (SFC:AFC914) 黃永年 | 33 | M | Rep | 2006-12-01 | 2007-10-18 |
| 192 | Wu, Joseph Shi Li 武士立 | M | Rep | 2009-06-11 | 2011-01-14 | |
| 193 | Wu, Sui Hin 胡瑞軒 | Rep | 2008-09-01 | 2009-03-06 | ||
| 194 | Yang, King Wah 楊景華 | Rep | 2008-08-19 | 2011-08-23 | ||
| 195 | Yates, Jason (SFC:AHS273) | M | Rep | 2005-06-30 | 2017-01-04 | |
| 196 | Yim, Joyce Ka Yee 嚴嘉怡 | F | Rep | 2008-03-27 | 2010-01-08 | |
| 197 | Yip, Darren Charles | M | Rep | 2007-08-15 | 2013-10-22 | |
| 198 | Yong, Angela Lai Har 楊麗霞 | F | Rep | 2004-01-09 | 2019-03-04 | |
| 199 | Yu, Zhipeng 余志鵬 | Rep | 2008-01-02 | 2010-01-08 | ||
| 200 | Yusup, Daniel | M | Rep | 2005-07-28 | 2006-03-31 |
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