ALPS ADVISORY (HK) LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
Role From Until
1 Chan, Jacky Wai Man 陳偉民 RO 2003-10-07 2016-05-01
2 Chan, Winnie (SFC:ADU326) 陳慧如 F Rep 2004-09-18 2016-10-12
3 Chui, Karen Kwok Yan 崔幗欣 F Rep 2008-12-09 2021-08-31
4 Ip, Amy Sau Mai 葉秀薇 F RO 2009-11-05
5 Lee, Yee Nam 李怡南 Rep 2009-11-10
6 Wang Lo, Audrey 王允默 56 F RO
7 Wong, Shiu Hung (SFC:ATN456) 黃兆鏗 Rep 2009-08-11 2011-08-06

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