NOMURA SECURITIES (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Arora, Gaurav (SFC:APA737) | Rep | 2009-01-12 | 2012-06-28 | ||
| 2 | Barnett, Maxine Bernice | Rep | 2008-12-15 | 2010-07-21 | ||
| 3 | Bradshaw, Stephanie 李婉青 | F | Rep | 2009-10-12 | 2010-05-04 | |
| 4 | Bret, Jean-Sebastien Pierre | M | Rep | 2008-12-15 | 2013-04-23 | |
| 5 | Burnes, Alexander Milligan | M | Rep | 2009-05-29 | 2011-08-17 | |
| 6 | Chen, Chengze | Rep | 2008-12-08 | 2012-08-25 | ||
| 7 | Chok, Ivy Ngai Wai 卓艾維 | F | Rep | 2008-04-01 | 2010-05-05 | |
| 8 | Chong, Kenny 莊嘉麟 | M | Rep | 2008-12-08 | 2013-04-23 | |
| 9 | Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 | Rep | 2008-11-26 | 2012-12-09 | ||
| 10 | Dadabhoy, Imran Sooleman | Rep | 2009-11-16 | 2010-05-21 | ||
| 11 | Di Iorio, Michael Anthony | M | RO | 2009-11-23 | 2010-05-21 | |
| 12 | Ghosh, Soujit | Rep | 2009-12-09 | 2011-11-12 | ||
| 13 | Goodwin, Douglas Samuel | M | Rep | 2009-12-23 | 2012-07-31 | |
| 14 | Gourmelen, Arnaud | M | Rep | 2008-12-08 | 2010-09-01 | |
| 15 | Hemmings, Lee Kerry | RO | 2009-04-16 | 2011-11-01 | ||
| 16 | Honda, Tsukasa | Rep | 2009-01-16 | 2011-12-19 | ||
| 17 | Horsley-Heather, Nicholas John (SFC:ASZ379) | M | Rep | 2009-11-02 | 2012-09-13 | |
| 18 | Kotecha, Vikesh (SFC:AUA341) | M | Rep | 2009-10-29 | 2010-07-17 | |
| 19 | Lam, Eric Tak Shing 林德成 | M | Rep | 2010-05-13 | ||
| 20 | Lau, Joseph Han Wai 劉恆瑋 | M | Rep | 2008-12-15 | 2012-08-09 | |
| 21 | Leung, Wai Kei (SFC:AKR467) 梁偉基 | 28 | M | Rep | 2008-12-08 | 2013-02-16 |
| 22 | Liem, Christopher | M | Rep | 2008-12-08 | 2010-06-12 | |
| 23 | Liu, King Wai 劉勁威 | Rep | 2010-05-12 | |||
| 24 | Mao, Wei (SFC:ATD879) 毛威 | Rep | 2009-07-02 | 2012-08-07 | ||
| 25 | Mennesson, Thomas | M | Rep | 2008-12-15 | 2012-06-06 | |
| 26 | Murray, Hugh Mcpherson Lathrop | Rep | 2008-12-08 | 2010-04-17 | ||
| 27 | Nate, Anthony Joseph | M | Rep | 2008-12-15 | 2013-04-16 | |
| 28 | Nguyen, Nicholas Nolan | M | Rep | 2009-01-12 | 2011-12-09 | |
| 29 | Park, Joohong | Rep | 2009-01-12 | 2013-05-31 | ||
| 30 | Pradana, Jeff Arif | M | Rep | 2008-12-10 | 2010-11-24 | |
| 31 | Ryan, Jonathan David (SFC:AGX020) | M | Rep | 2008-12-08 | 2013-04-23 | |
| 32 | Shinohara, Minoru 篠原實 | RO | 2009-04-27 | 2010-07-16 | ||
| 33 | Striet, Jelper | Rep | 2008-12-10 | 2010-05-29 | ||
| 34 | Tam, Jude Ho Yin 譚顥賢 | Rep | 2004-12-03 | 2013-05-31 | ||
| 35 | Yao, Jack Hsin-Chou 姚信州 | M | Rep | 2008-12-08 | 2012-08-18 |
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