Nittan Securities Asia Limited 溢勝證券亞洲有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	Role	From	Until
1	Chung, Philip Hing Kai 鍾慶佳		M	RO
2	Yeung, Wing Hong (SFC:AFB435) 楊永康			Rep	2007-09-21	2011-06-15
3	Yim, Kai Chung 嚴繼宗			RO	2007-07-12	2010-05-07

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