BGC SECURITIES (HONG KONG) LLC

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
Role From Until
1 Aldeen, Andrew George M Rep 2016-07-31
2 Baddeley, Alexander Richard M Rep 2009-09-16 2011-03-17
3 Benn, Philip M Rep 2008-05-16 2012-01-13
4 Browne, Daniel Joseph M Rep 2010-04-29 2011-04-08
5 Burr, Robert Francis Edwin (SFC:ACZ475) M RO 2008-12-04 2012-08-13
6 Chan, Koon Hung (SFC:ANR762) 陳冠雄 Rep 2010-03-03 2011-03-21
7 Chau, Lester Rory Kwok Chung 周國頌 Rep 2003-11-17 2016-12-31
8 Chen, Haibo (SFC:AUN340) 陳海波 Rep 2010-01-21 2012-02-13
9 Choi, Man Ho (SFC:ANU921) 蔡文豪 35 M Rep 2008-06-26 2013-02-28
10 Conversin, Sophie Arielle Marlene 尔森索菲 Rep 2010-05-13 2011-12-07
11 Cubells, Simon James M Rep 2010-08-27 2013-04-30
12 Delepau, Yves Andre Pierre 伊夫德勒波 Rep 2010-11-19 2014-01-01
13 Du Puch, Amaury Olivier M Rep 2009-08-21 2012-09-21
14 Fender, Darren Michael (SFC:ALL042) M Rep 2004-12-21 2016-12-13
15 French, Charles David M Rep 2010-11-18 2011-05-13
16 Fung, Kin Leung 馮健樑 Rep 2008-10-15 2016-03-11
17 Fung, Patrick Wai Yip 馮偉業 36 M Rep 2008-02-25 2013-02-28
18 Goldsmith, Robert James M Rep 2008-11-04 2014-07-15
19 Guy, Simon Philip M Rep 2009-05-06 2014-05-31
20 Hardman, Thomas Charles M RO 2010-04-07 2012-07-13
21 Hurst, Nicola Carolyn F Rep 2009-02-17 2020-04-02
22 Kavanagh, Ruvann John M Rep 2008-11-18 2011-04-08
23 Kim, Ethan Sung M Rep 2010-01-21 2016-07-31
24 Lagarde, Arnaud Ludovic M Rep 2009-03-25 2014-07-01
25 Lai, Chak On 黎澤安 Rep 2009-10-06 2017-04-30
26 Lai, Kam Lam 賴錦林 Rep 2010-01-22 2015-11-13
27 Laird, Jonathan James M Rep 2009-04-14
28 Lau, Kwok Hung (SFC:ARU111) 劉國雄 Rep 2009-02-20 2012-02-13
29 Law, Nga Ying 羅雅盈 Rep 2008-02-25 2020-03-31
30 Lee, Dick Tik Man 李迪文 35 M RO 2008-06-25 2013-02-28
31 Lee, Dun Shing (SFC:ACZ763) 李敦成 Rep 2008-07-10 2017-01-31
32 Lee, Jonathan Pak San 李柏燊 Rep 2010-12-22 2020-03-31
33 Leung, Kin Keung (SFC:AFL288) 梁建強 M Rep 2010-07-21 2011-03-21
34 Liew, Arthur Chean Chuan M Rep 2008-05-29 2013-10-31
35 Madayag, Claro Jr Ilagan Rep 2008-06-06 2012-08-13
36 Marquevielle, Olivier Hee Chul 麥喜諸 M Rep 2010-05-13 2012-01-17
37 Miles, Andrew Nicholas M Rep 2009-02-20 2012-02-13
38 Mintz, Nathan Keith M Rep 2010-07-07 2011-03-08
39 Murphy, Laura Claire F Rep 2009-11-09 2012-02-01
40 Newsum, Justin Howard M Rep 2010-07-02 2024-03-04
41 Ng, Jackfrey Cho Fai 吳祖輝 Rep 2010-05-31 2011-03-21
42 Ng, Yu Fai 吳宇輝 35 M Rep 2008-02-25 2013-04-13
43 Patel, Amit (SFC:AOT743) Rep 2009-06-15 2011-04-01
44 Shepherd, Daniel Lee M Rep 2009-10-06 2016-08-23
45 Shiu, Carmen Yin Man 邵燕文 F Rep 2008-02-25 2019-12-31
46 Shiu, Kam Man 邵錦文 35 M RO 2008-06-25 2019-12-31
47 Shiu, Lai Man 邵禮文 Rep 2010-03-11 2011-03-21
48 Shivdasani, Shaan Anil Rep 2010-05-13 2020-08-04
49 Song, Wonkook 宋源國 Rep 2006-10-16 2016-06-30
50 Stiles, Timothy David M Rep 2009-02-17 2019-09-30
51 Valansot, Pascal Rep 2008-11-12 2012-05-09
52 Veres, Octavien Gabriel M Rep 2009-08-21 2011-04-12
53 Watkins, Bryan M Rep 2010-01-22 2011-02-24
54 Wong, Yiu Ming (SFC:ACK380) 黃耀明 RO 2010-04-22 2011-03-21
55 Yip, Anthony Wing Kai 葉永楷 M RO 2010-03-23 2011-03-21

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