SAMSUNG SECURITIES (ASIA) LIMITED 三星證券(亞洲)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	Role	From	Until
1	Alford, Terrence Miguel		M	Rep	2011-01-25	2012-02-03
2	Ang, Eric Tai Yue 洪大裕		M	Rep	2010-12-15	2012-02-03
3	Barnert, Radek			Rep	2011-10-03	2012-02-03
4	Biro, Sophie Valerie Louba		F	Rep	2011-07-13	2012-02-03
5	Byrne, Luke William		M	Rep	2011-08-30	2012-02-03
6	Cai, Yun (SFC:AMY763) 蔡韻			Rep	2009-08-18	2012-02-03
7	Chan, Emerson Yue Hang 陳俞亨		M	Rep	2011-03-22	2012-02-03
8	Chan, Ivan Chuk Cheung 陳祝祥	43	M	RO	2010-02-05	2012-02-03
9	Chan, Ming Hang (SFC:APK743) 陳銘恆			Rep	2010-12-01	2012-02-03
10	Chan, Pui Tin (SFC:APK145) 陳佩鈿			Rep	2011-06-15	2012-02-03
11	Chan, Tsz Man (SFC:ANM594) 陳子文			Rep	2011-08-01	2012-01-20
12	Chang, David Young		M	Rep	2010-08-26	2015-05-26
13	Chang, Hsun-Chih 張玄志			Rep	2010-09-28	2012-02-03
14	Chen, Chen (SFC:AVZ038) 陳晨			Rep	2010-09-30	2012-02-03
15	Chen, Lijuan (SFC:AWC882) 陳鸝鵑			Rep	2010-10-21	2012-02-03
16	Chen, Marvin Min Kong 陳明康		M	Rep	2011-07-25	2012-02-03
17	Chen, Tzu-Yuan (SFC:ARP301) 陳姿元			Rep	2010-09-10	2012-02-03
18	Chen, Yi Lin (SFC:AWC188) 陳誼玲			Rep	2010-10-15	2012-02-03
19	Cheung, Ronney Lok-yin 張樂賢			Rep	2011-08-22	2012-02-03
20	Cheung, Wai Kay 張偉奇			RO	2011-04-12	2012-02-03
21	Chin, Kong Yew			RO	2011-05-17	2012-02-03
22	Chiu, Wing Fai 趙永輝			Rep	2010-11-24	2012-02-03
23	Cho, Hyungsoo			Rep	2009-08-10	2014-05-03
24	Chong, Paul Choong Leong 張忠良	44		RO	2011-10-19	2012-02-03
25	Chong, Vanessa Tze Yan 莊梓甄		F	Rep	2011-09-23	2012-02-03
26	Chow, Derrick Ding Vic 周定域	43	M	Rep	2011-04-18	2012-02-03
27	Chui, Tak Kei 徐德基			Rep	2011-10-28	2012-02-03
28	Francis, Russell Simon		M	Rep	2009-09-29	2012-02-03
29	Goulburn, Robert James		M	Rep	2010-07-08	2012-02-03
30	Gu, Xiang (SFC:AMF482) 谷香			Rep	2010-08-30	2012-02-03
31	Han, Sung Joo 韓盛柱			RO	2008-12-16
32	Hilboldt, Thomas Christian		M	Rep	2011-07-27	2012-02-03
33	Hopson, Anthony Francis (SFC:AOO457)		M	Rep	2011-03-28	2012-02-03
34	Hsu, Chung-Wei (SFC:APR573) 徐忠偉			Rep	2011-01-10	2012-02-03
35	Hsu, Hai Yeh 許海曄			Rep	2010-06-15	2012-02-03
36	Hsu, Hui-Hui 許蕙蕙			Rep	2011-08-09	2012-02-03
37	Hwang, Min Seong			Rep	2011-12-16	2012-03-28
38	Hwang, Sung June 黃盛俊			RO	2010-09-20	2012-08-01
39	Jacobsen, Russell James		M	RO	2011-05-20	2012-02-17
40	Jen, Edward Hsi Ken		M	Rep	2010-08-27	2012-02-03
41	Jones, Michael Andrew (SFC:APY433)		M	Rep	2011-08-08	2012-02-28
42	Kim, So Youn			Rep	2010-09-28	2016-09-29
43	Kim, Taehong (SFC:AYF430) 金兌泓			Rep	2011-10-10	2012-01-10
44	Lam, Nancy Man Wai 林文慧		F	Rep	2010-09-29	2012-02-03
45	Lau, Hwa Jen 劉華仁			Rep	2010-09-29	2012-02-03
46	Lee, Gary (SFC:AUP537) 李嘉瑜		M	Rep	2011-06-15	2012-02-03
47	Lee, Jae Hyun			Rep	2010-08-05	2012-10-10
48	Lee, Jung Hyun			Rep	2011-10-31	2012-01-31
49	Lee, Wee Liat 李偉烈			Rep	2010-08-02	2012-02-03
50	Leung, Polly Pui Ling		F	Rep	2009-09-07	2012-02-03
51	Lin, Yi-Chun (SFC:AXP595) 林怡君			Rep	2011-07-08	2012-02-03
52	Lu, Chia-lin 呂家霖			Rep	2010-10-13	2012-02-03
53	Ma, Michelle Qiaoqiao 馬喬喬		F	Rep	2009-12-15	2012-02-03
54	Man, Yuk Fai (SFC:ATY462) 文旭輝			Rep	2009-10-22	2012-02-03
55	Metcalfe, Stephen Donald		M	RO	2011-10-18	2012-02-03
56	Miao, Fan 苗帆			Rep	2010-03-04	2012-02-03
57	Nihalani, Rajesh Ghansham		M	Rep	2010-08-20	2012-02-03
58	Oyson, Michaelangelo De Los Reyes			Rep	2011-01-17	2012-02-03
59	Pang, Hing Yin Samuel 彭慶彥			Rep	2011-08-01	2012-05-31
60	Park, Ha Sung			Rep	2010-05-11	2012-03-13
61	Poon, Alex Chun Man 潘俊文			Rep	2011-05-04	2012-02-03
62	Ross, Timothy Wakefield		M	Rep	2011-10-03	2012-02-03
63	Ruffy, Francis Nicolo Punzalan		M	Rep	2011-01-24	2012-02-03
64	Seth, Chetan			Rep	2011-03-01	2012-02-03
65	Seymour, Steven James		M	Rep	2011-12-05	2012-02-03
66	Shen, Elaine Wei		F	Rep	2011-09-12	2012-02-03
67	Shih, Aaron 施昌勤		M	Rep	2009-08-11	2012-02-17
68	Shvets, Viktor			Rep	2010-11-22	2012-02-03
69	Si, Tingting 司婷婷			Rep	2011-09-21	2012-02-03
70	Sim, Choon 沈俊			RO	2009-09-22	2012-07-03
71	Tai, Renee Wing Chiu 戴穎昭		F	Rep	2010-10-13	2012-02-03
72	Tam, Tommy Yuk Tong 譚毓棠		M	Rep	2010-10-06	2012-02-03
73	Tang, Eric Kiu Fung 鄧翹鋒		M	Rep	2009-08-19	2012-02-03
74	Tang, Rosanna Shuk Yin 鄧淑賢		F	Rep	2011-08-15	2012-02-03
75	Tseng, Hsu-Liang 曾緒良			Rep	2011-05-11	2012-02-03
76	Tsoi, Man (SFC:AIU275) 蔡雯			Rep	2010-11-29	2012-02-03
77	Tsui, Yat Yin 徐逸彥			Rep	2010-08-16	2012-02-03
78	Wang, Ming-Chieh 王銘傑			Rep	2011-07-08	2012-02-03
79	Wong, Chi Leung (SFC:AVM521) 黃智亮			Rep	2010-07-16	2012-02-03
80	Wong, Po Chin 黃步前			Rep	2009-09-28	2012-02-03
81	Wong, Yat Lam (SFC:AHY120) 王逸林			RO	2011-07-04	2012-02-03
82	Wu, Davin Chun Pong 胡振邦		M	Rep	2011-09-06	2012-02-03
83	Wuh, Paul I		M	Rep	2009-08-17	2012-02-03
84	Xu, Xiaopeng 徐霄鵬			Rep	2011-02-14	2012-05-01
85	Yang, Chang Yong 梁暢容			Rep	2011-10-04	2014-04-05
86	Yeoh, Benjamin Kim Meng		M	Rep	2010-12-03	2012-02-03
87	You, Ching Yung 尤靖湧			Rep	2010-11-01	2012-02-03
88	Zamora, Ruben Llenado		M	Rep	2011-05-25	2012-02-03
89	Zhang, Hui (SFC:AOX819) 張輝	43	M	Rep	2011-02-09	2012-02-03
90	Zhu, Jinji 朱勁吉			Rep	2009-09-29	2012-02-03

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