UBS SECURITIES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Advani, Neil L | M | Rep | 2011-07-12 | 2012-02-08 | |
| 2 | Agarwal, Anand (SFC:ASL813) | Rep | 2009-02-25 | 2015-03-10 | ||
| 3 | Agarwal, Yash | Rep | 2010-02-01 | 2016-07-05 | ||
| 4 | Aird, William Rowley | M | Rep | 2011-03-09 | 2013-11-02 | |
| 5 | Arora, Dhruv (SFC:ARG980) | Rep | 2008-07-04 | 2015-04-30 | ||
| 6 | Atkinson, James Anthony Thomas | M | Rep | 2010-05-25 | 2014-04-29 | |
| 7 | Beshke, Clarence John | M | Rep | 2010-03-18 | 2013-11-16 | |
| 8 | Bhumiratana, Master Sanu | Rep | 2007-01-12 | 2016-12-18 | ||
| 9 | Blanchard, Scott Allen | M | Rep | 2011-06-20 | 2016-12-18 | |
| 10 | Bradshaw, John (SFC:AHC328) | M | Rep | 2006-01-06 | 2012-03-29 | |
| 11 | Cai, Zhibin (SFC:AYC190) 蔡志斌 | Rep | 2011-10-03 | 2016-12-18 | ||
| 12 | Chan, Shing Kit 陳勝傑 | Rep | 2011-05-16 | 2012-02-22 | ||
| 13 | Chan, Wei Hsien | Rep | 2010-12-06 | 2012-03-01 | ||
| 14 | Chandler, Benjamin Victor Michael | M | Rep | 2011-06-29 | 2012-05-24 | |
| 15 | Chau, Kwok Wai (SFC:ATN585) 周國威 | Rep | 2009-08-11 | 2016-12-18 | ||
| 16 | Chen, Lijuan (SFC:AVL498) 陳利娟 | Rep | 2011-10-04 | 2016-12-18 | ||
| 17 | Cheng, Anthony Roger 陳若嘉 | M | Rep | 2011-04-06 | 2016-12-18 | |
| 18 | Cheuk, So Wah 卓素華 | Rep | 2008-05-23 | 2016-12-18 | ||
| 19 | Chiu, Winnie Mo Sze 趙慕詩 | F | RO | 2010-11-09 | 2012-11-10 | |
| 20 | Choi, Iris Heung Kam 蔡香琴 | F | Rep | 2011-10-17 | 2015-11-18 | |
| 21 | Chu, Tianli 楚天驪 | Rep | 2010-09-27 | 2013-04-03 | ||
| 22 | Combalot, Laurent Benoit Georges | M | RO | 2009-05-06 | 2016-12-18 | |
| 23 | Conley, Richard Adrian | M | Rep | 2011-11-11 | 2016-12-18 | |
| 24 | Cordonnier, Maxime Nicolas Bruno | M | Rep | 2011-09-19 | 2013-04-18 | |
| 25 | Craig-Wood, Christopher John | M | RO | 2011-01-11 | 2016-03-15 | |
| 26 | Currey, Stuart Dalyn | M | Rep | 2011-09-12 | 2016-12-18 | |
| 27 | Davis, Christopher Edward | M | Rep | 2011-10-21 | 2016-12-18 | |
| 28 | Donan, Keith | M | Rep | 2011-05-19 | 2016-12-18 | |
| 29 | Donovan, James William (SFC:ARA301) | M | Rep | 2008-05-09 | 2014-05-13 | |
| 30 | Faulkner, William (SFC:AXH731) | M | Rep | 2011-06-14 | 2013-11-13 | |
| 31 | Faure, Olivier Pierre | M | Rep | 2011-05-11 | 2013-01-25 | |
| 32 | Fok, Ronald King Man 霍敬文 | 34 | M | Rep | 2016-12-18 | |
| 33 | Goraieb, Amine | Rep | 2011-03-28 | 2013-05-25 | ||
| 34 | Groves, James Andrew (SFC:AYD299) | M | Rep | 2011-09-30 | 2014-11-20 | |
| 35 | Gupta, Puneet (SFC:AXF254) | Rep | 2011-05-03 | 2014-06-14 | ||
| 36 | Guy, Stephane Edouard Andre | M | Rep | 2011-05-05 | 2012-10-25 | |
| 37 | Han, Chia Lei 韓嘉蕾 | Rep | 2010-03-19 | 2016-12-18 | ||
| 38 | Hayek, Rami Gebran | Rep | 2011-02-14 | 2012-09-01 | ||
| 39 | Ho, Tsz Leung 何子樑 | Rep | 2003-09-02 | 2016-12-18 | ||
| 40 | Holiday, Edward Richard | M | Rep | 2009-08-10 | 2016-12-18 | |
| 41 | Holmewood, Philip James | M | Rep | 2010-11-01 | 2014-03-14 | |
| 42 | Hunt, Ross Anthony | M | Rep | 2011-11-24 | 2013-05-03 | |
| 43 | Innerdale, David James | M | RO | 2011-06-23 | 2016-12-18 | |
| 44 | Joseph Pulpel, Savio | M | Rep | 2011-05-03 | 2016-12-18 | |
| 45 | Kansal, Mohit (SFC:ATX900) | Rep | 2009-10-21 | 2012-03-31 | ||
| 46 | Kerridge, Hugh Copeland | M | Rep | 2011-01-18 | 2015-10-14 | |
| 47 | Khosla, Navjeewan Jatinder | Rep | 2010-04-15 | 2012-03-19 | ||
| 48 | Kim, Jung Ho | Rep | 2009-03-05 | 2013-07-13 | ||
| 49 | Kwan, Sing Yuen 關承遠 | Rep | 2016-12-18 | |||
| 50 | Kwong, Myron Mann 鄺孟恆 | Rep | 2006-12-14 | 2016-12-18 | ||
| 51 | Lam, Ka Lai (SFC:AUT719) 林嘉麗 | Rep | 2010-03-01 | 2016-12-18 | ||
| 52 | Langner, Gilbert Fred | M | Rep | 2010-10-14 | 2012-10-25 | |
| 53 | Law, Ka Fai (SFC:APH953) 羅家輝 | Rep | 2011-04-13 | 2013-02-01 | ||
| 54 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | Rep | 2010-09-27 | 2016-06-11 | ||
| 55 | Lee, Jason Kwan Ho 李君豪 | M | Rep | 2011-03-07 | 2012-03-19 | |
| 56 | Lee, Karen King Wai 李荊慧 | F | Rep | 2010-05-20 | 2016-12-18 | |
| 57 | Lei, Baoxi 雷宝溪 | Rep | 2007-11-23 | 2012-03-27 | ||
| 58 | Leung, Wing Yan (SFC:AUW488) 梁穎恩 | Rep | 2010-03-12 | 2014-07-22 | ||
| 59 | Li, Anita Oi Yan 李靄欣 | F | Rep | 2008-08-20 | 2016-03-16 | |
| 60 | Li, Chun Wai (SFC:AOL205) 李俊蔚 | Rep | 2009-08-28 | 2016-06-21 | ||
| 61 | Li, Jing (SFC:AOV618) 李菁 | Rep | 2007-05-08 | 2012-12-22 | ||
| 62 | Li, Man Wing 李文穎 | Rep | 2005-05-24 | 2014-10-01 | ||
| 63 | Li, Mavis Qiwen 李綺雯 | F | Rep | 2006-12-14 | 2016-12-18 | |
| 64 | Lim, Shao Jun | Rep | 2010-07-12 | 2012-03-08 | ||
| 65 | Liu, Ning (SFC:ASZ222) 劉寧 | Rep | 2009-05-25 | 2016-12-18 | ||
| 66 | Lock, Timothy James | M | Rep | 2011-07-18 | 2016-12-18 | |
| 67 | Lu, Hao Feng 呂豪鋒 | Rep | 2009-05-27 | 2012-11-15 | ||
| 68 | Mohla, Abhishek Dushyant | M | Rep | 2010-03-26 | 2016-12-18 | |
| 69 | Moon, Jae Wook 文裁煜 | Rep | 2009-05-27 | 2014-05-08 | ||
| 70 | Motwani, Natasha Murli | F | Rep | 2010-02-09 | 2016-12-18 | |
| 71 | Nelson, Ryan Wesley (SFC:AQX958) | M | Rep | 2011-09-30 | 2016-05-20 | |
| 72 | Ng, Eric Peter 吳君豪 | M | Rep | 2008-09-12 | 2012-12-22 | |
| 73 | Ng, Kai Yan 吳啟仁 | Rep | 2012-10-25 | |||
| 74 | Ning, Feng Tao | Rep | 2009-07-30 | 2012-03-17 | ||
| 75 | Novak, Alexander Stanley | M | Rep | 2009-07-20 | 2016-12-18 | |
| 76 | O'Meara, Christopher James Sidney | M | RO | 2010-10-27 | 2014-04-10 | |
| 77 | Pabari, Shrikesh Dilip | Rep | 2008-05-02 | 2016-12-18 | ||
| 78 | Patterson, Richard John | M | RO | 2010-11-11 | 2013-05-28 | |
| 79 | Rabinowitz, David | M | RO | 2010-06-28 | 2016-12-18 | |
| 80 | Redbourn, Paul Robert (SFC:AFQ906) | M | RO | 2006-03-10 | 2014-06-11 | |
| 81 | Royal, Andrew John | M | Rep | 2011-07-12 | 2016-06-18 | |
| 82 | Saxvik, Eric Bradley | M | Rep | 2008-08-12 | 2012-04-13 | |
| 83 | Shivalingam, Sanjeevan | M | Rep | 2009-09-07 | 2013-08-22 | |
| 84 | Sillam, Jonathan Charles Marc | M | Rep | 2010-02-09 | 2014-04-11 | |
| 85 | Singh, Navita | Rep | 2010-10-08 | 2013-12-03 | ||
| 86 | Slaoui, Mohammed Saad | M | Rep | 2011-09-20 | 2016-12-18 | |
| 87 | Spielhofer, Philippe Marc | M | Rep | 2011-05-17 | 2015-09-01 | |
| 88 | Stead, David Andrew (SFC:AQT298) | M | Rep | 2010-07-28 | 2013-06-29 | |
| 89 | Suen, Kin Dick 孫堅迪 | Rep | 2010-07-13 | 2016-12-18 | ||
| 90 | Sui, Voon Keat Kenneth 許文杰 | Rep | 2007-07-16 | 2016-12-18 | ||
| 91 | Sum, Hing Man 岑慶文 | Rep | 2014-04-11 | |||
| 92 | Tan, Eric Ming Fung 鄧銘峰 | M | Rep | 2009-08-03 | 2016-12-18 | |
| 93 | Tan, Freddie Kuok Lin | Rep | 2009-06-01 | 2016-12-18 | ||
| 94 | Tang, Minyi 唐敏毅 | Rep | 2011-01-28 | 2015-04-15 | ||
| 95 | Thomas, Rebecca Judith | F | Rep | 2008-12-19 | 2016-07-28 | |
| 96 | Tong, David Doe-hung 湯道鴻 | M | Rep | 2011-05-19 | 2016-12-18 | |
| 97 | Tropper, Giselle Natalia | Rep | 2009-11-02 | 2016-12-18 | ||
| 98 | Tse, Kenyon King-yung 謝敬勇 | Rep | 2006-12-14 | 2016-12-18 | ||
| 99 | Wan, Xing (SFC:AXQ294) 万星 | Rep | 2011-08-03 | 2016-12-18 | ||
| 100 | Wan, Yew Chye 范有財 | Rep | 2006-10-02 | 2012-02-06 | ||
| 101 | Wang, Jiaqi (SFC:AOH836) 王家琦 | Rep | 2006-12-18 | 2016-12-18 | ||
| 102 | Werrmann, Alf | Rep | 2011-01-31 | 2012-10-25 | ||
| 103 | Willis, Vernon Russell | M | Rep | 2011-11-25 | 2016-04-08 | |
| 104 | Wong, Chun (SFC:ATS895) 黃駿 | Rep | 2010-08-30 | 2013-03-23 | ||
| 105 | Wong, Donald Ho Lun 黃浩麟 | M | Rep | 2007-07-19 | 2016-12-18 | |
| 106 | Woo, Yik Yuen 胡翊遠 | Rep | 2007-06-20 | 2015-08-07 | ||
| 107 | Wu, Bun Lerd Bernard 胡斌畧 | Rep | 2010-10-05 | 2016-12-18 | ||
| 108 | Wu, Shanshan / Sarah 伍珊珊 | Rep | 2009-09-07 | 2012-05-05 | ||
| 109 | Xia, Yang (SFC:ALN489) 夏阳 | RO | 2010-11-11 | 2013-04-18 | ||
| 110 | Yen, Anna 嚴立恬 | F | Rep | 2010-06-28 | 2013-01-23 | |
| 111 | Yeoh, Choo Guan 楊紫源 | Rep | 2010-02-03 | 2016-12-18 | ||
| 112 | Yu, Johnny Ching Yan 于正人 | M | Rep | 2006-10-18 | 2016-12-18 | |
| 113 | Yun, Heekyu | Rep | 2011-07-21 | 2016-12-18 | ||
| 114 | Zhang, Charles 張大兆 | M | Rep | 2011-01-24 | 2016-12-18 | |
| 115 | Zhu, Liping (SFC:ANT815) 朱力平 | Rep | 2010-07-28 | 2013-04-06 |
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