PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 信安環球投資(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	Role	From	Until
1	Chan, Ka Wai (SFC:AKO666) 陳嘉威			Rep	2009-08-31	2012-06-19
2	Chandgothia, Binay			RO	2006-03-20	2021-06-11
3	Chang, Helen 張令遠		F	RO	2009-01-06	2019-11-29
4	Chu, Ka Shing 朱加城			RO	2010-11-02	2012-11-06
5	Kung, Wai Ting 龔偉廷			Rep	2009-08-31	2013-12-06
6	Lam, Linda Lam 林霖		F	Rep	2009-09-29	2013-09-13
7	Law, Wai Hang 羅偉恆			Rep	2009-08-31	2012-11-06
8	West, Kenneth Kirk		M	RO	2008-11-28	2023-10-25

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