WHARTON INVESTMENT ADVISORS LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
Role From Until
1 Karkhanis, Sarang Maitreya (SFC:AGL754) RO 2007-04-16 2014-06-30
2 Lee, Vivian Gi Yue 李梓瑜 F Rep 2006-10-31 2014-09-30
3 Post, David Kenneth M RO 2014-09-30
4 Post, Vanessa Jane (SFC:ABR240) F RO 2015-02-09

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