HSBC Corporate Finance (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	Role	From	Until
1	Aggarwal, Sandeep (SFC:AZC897)			Rep	2012-04-19	2015-06-19
2	Aruna 阿汝娜			Rep	2012-03-09	2016-06-24
3	Au Yeung, Tat H 歐陽達顯			RO	2003-09-05	2004-01-15
4	Au, Jason On Kit 歐安傑		M	RO	2012-03-09	2016-05-17
5	Baur, Darin Daniel		M	Rep	2012-04-20	2012-07-25
6	Beattie, Russell William		M	RO	2006-04-28	2007-05-10
7	Biron, Edouard Michel Marie		F	Rep	2012-05-03	2016-01-03
8	Bo, Qiaochu 薄翹楚			Rep	2012-04-30	2017-04-19
9	Browning, Martin Mario	35	M	Rep	2012-04-20	2019-03-10
10	Bunting, Charles Pearce		M	Rep	2012-04-20	2014-05-08
11	Cao, Yuan (SFC:AZJ206) 曹遠			Rep	2012-04-27	2013-05-31
12	Chan, Ivan Man Hung 陳文洪		M	RO	2011-12-05	2012-03-09
13	Chang, Jiang (SFC:AZH662) 常江			Rep	2012-04-20
14	Chang, Yung Ching 張永經			RO	2007-06-01	2008-09-20
15	Chen, Bo (SFC:AZJ493) 陳博			Rep	2012-04-30	2015-11-11
16	Chen, Cheng (SFC:AZJ494) 陳程			Rep	2012-04-30	2019-04-08
17	Cheng, Siwei (SFC:AZC805) 程斯韋			Rep	2012-03-09	2015-02-02
18	Cheung, Siu Fung (SFC:AZC794) 張兆峰			Rep	2012-03-09	2016-08-12
19	Chew, Meng Fai 趙明輝			Rep	2012-04-20	2019-10-25
20	Chu, Lawrence Ka Ming 朱家明		M	RO	2012-03-30	2017-01-12
21	Chu, Lindsay Li-Shen			Rep	2012-04-20	2015-04-01
22	Clark, Stephen John (1963) 郭言信	49	M	RO	2012-03-09
23	Connor, Jonathan Luke		M	Rep	2012-04-20	2015-02-02
24	Crossland, Ryan Everett		M	Rep	2012-04-20	2015-07-31
25	Cui, Xiaojiao 崔小姣			Rep	2012-04-20	2021-03-31
26	Fan, See Hang 范思恒			Rep	2012-04-20	2014-03-31
27	Faure, Emmanuel Dominique Martial G.		M	RO	2009-09-30	2011-09-27
28	Gao, Ya (SFC:AZJ498) 高雅			Rep	2012-04-30	2014-05-31
29	Glueck, Franz Ismael			Rep	2012-04-30	2017-02-17
30	Goh, Khee Hong 吳棋鴻			Rep	2012-04-20	2012-09-26
31	Gupta, Saurabh (SFC:AZH609)			Rep	2012-04-20
32	He, Xiaofan 賀曉帆			Rep	2012-04-20	2014-03-31
33	Heng, Franklin Ching Kuen 幸正權	47	M	RO		2006-04-28
34	Heng, Jonathan Ying-Chieh 恆英傑		M	Rep	2012-04-30	2019-09-30
35	Hignell, Christopher David		M	Rep	2012-04-30	2013-03-27
36	Hock, Wai Hou 何維豪			Rep	2012-04-20	2017-07-17
37	Hsu, Erick Ying-Chao 徐英超			Rep	2012-04-20	2017-02-15
38	Hu, Diana 胡黛娜		F	RO	2012-03-09	2021-02-28
39	Hu, Ruanjia 胡阮佳			Rep	2012-03-29	2014-02-21
40	Huang, Duo 黃朵			Rep	2012-03-09	2012-06-19
41	Hui, Fiona Kan Sum 許耿琛		F	Rep	2012-03-29	2019-02-25
42	Hui, Florence Wai Ying 許慧瑩		F	Rep	2012-03-09	2013-04-03
43	Kao, Anne An-Chi 高安琪		F	Rep	2012-03-29	2018-05-03
44	Katsuba, Tomoaki 勝葉朋亮			Rep	2012-04-20	2017-04-25
45	Kern, Jason Blair		M	Rep	2012-04-20	2013-06-29
46	Khoury, Philippe Marie Francois		M	Rep	2012-05-25	2015-07-10
47	Kwan, Nicholas Alexander Yan Tat 關胤達		M	Rep	2012-04-27	2013-06-01
48	Lai, Zengkun 賴增昆			Rep	2012-04-27	2015-01-08
49	Lau, Evan Louis 劉凱銘		M	Rep	2012-03-29	2015-03-25
50	Law, Arthur Yui Long 羅睿朗		M	Rep	2012-04-30	2015-05-01
51	Lee, Enoch Yi Nwo 李一諾			Rep	2012-03-09	2013-06-14
52	Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋			Rep		2003-07-10
53	Leelasena, Rasitha Subodha (SFC:ARR166)			RO	2008-10-06	2012-03-09
54	Leung, Venus Yan Yu 梁茵瑜		F	Rep	2012-04-27	2013-05-21
55	Li, Andrew Yung Ting 李勇霆		M	Rep	2012-04-20
56	Li, Benetton I Hao 李翊豪			Rep	2012-04-20	2014-10-01
57	Li, Kristine Keng Yan 李敬恩		F	Rep	2012-04-27	2012-09-28
58	Li, Meng (SFC:AZJ293) 李蒙			Rep	2012-05-08	2019-06-03
59	Li, Raymond Man Fai 李文輝		M	Rep	2004-07-30	2004-09-03
				RO	2004-09-03	2006-04-10
60	Li, Youdan 李幼丹			Rep	2012-05-11	2014-05-05
61	Lin, Alex Yo Lin 林佑霖			Rep	2012-05-02	2015-04-14
62	Lin, Junxian (SFC:AZC812) 林峻賢			Rep	2012-03-09	2013-05-16
63	Lit, Shu Wah 列澍華			Rep	2012-05-31	2014-02-14
64	Liu, Chao (SFC:AZH606) 劉超			Rep	2012-04-20	2016-04-25
65	Liu, Che Ning 劉哲寧	46	M	RO	2012-03-09
66	Liu, Mengyu (SFC:AZJ295) 劉夢羽			Rep	2012-04-27	2017-11-13
67	Lo, Hsiang 羅馨			Rep	2012-04-30	2012-06-13
68	Low, William Wei Liang 劉偉良		M	Rep	2012-04-27	2013-04-15
69	Ng, Amy Tsung-Ling 吳崇玲		F	Rep	2012-04-30	2019-06-03
70	Ng, Cheng Kang 黃丞康			Rep	2012-03-09	2013-03-27
71	Ng, Sean Heng Tiong 黃興忠		M	Rep	2012-05-02	2012-08-28
72	Ong, Chi Tuan 王志團			Rep	2012-04-30	2013-07-24
73	Pang, Chi Fung 彭志峰			Rep	2012-05-03	2015-06-11
74	Phua, Jia Ning 潘家寧			Rep	2012-03-16	2012-08-28
75	Qi, Peng (SFC:AZH628) 齊朋			Rep	2012-04-20	2016-01-08
76	Qian, Liang (SFC:AZC815) 錢亮			Rep	2012-03-09	2014-04-11
77	Ranavat, Rohan Rajesh			Rep	2012-03-09	2012-04-13
78	Robertson, Craig Anthony		M	Rep	2004-07-30	2004-09-03
				RO	2004-09-03	2009-08-03
				Rep	2009-08-03	2009-09-01
79	Sahney, Rajeev Kumar		M	Rep	2012-05-09	2018-10-09
80	Scott, David Paul Mcleod		M	RO	2007-06-01	2008-09-20
81	Shen, Dehua 沈德華			Rep	2012-04-30	2019-01-29
82	Shen, Nan (SFC:ALA470) 申楠			Rep	2012-03-09	2012-03-30
83	Shin, Jung Keun			Rep	2012-04-30	2015-11-05
84	So, Yuk Kit (SFC:ADY273) 蘇煜傑			RO	2012-03-09
85	Song, Meihong 宋美虹			Rep	2012-03-09	2023-03-02
86	Sui, Jinjin 隋金金			Rep	2012-05-31	2015-05-19
87	Sun, Justin William		M	Rep	2012-04-30	2013-09-11
88	Sun, Ting (SFC:AZJ434) 孫婷			Rep	2012-04-30	2014-04-17
89	Talwani, Sandeep			Rep	2012-04-30	2015-07-10
90	Tan, Hui Fen 陳惠芬			Rep	2012-05-02	2013-03-27
91	Tang, William Hing Chi 鄧慶志		M	Rep	2012-05-02	2017-04-26
92	Todd, Robert Miles Wilcockson		M	Rep	2012-05-02	2016-04-25
93	Tse, Herman Yu Man 謝宇文		M	Rep	2012-03-09	2019-02-25
94	Wallace, Matthew Arnold		M	Rep	2012-05-09	2013-11-04
95	Walters, Darren Michael		M	Rep	2012-05-30	2015-11-05
96	Wang, Bitan 王碧坦			Rep	2012-04-30	2016-01-08
97	Wang, Xiaoxi (SFC:AZJ489) 王小溪			Rep	2012-05-02	2012-08-10
98	Wang, Xin (SFC:APD062) 王欣			Rep	2012-05-31	2019-10-17
99	Wang, Yaqian 王亞謙			Rep	2012-05-25	2017-07-17
100	Wang, Yongli (SFC:AZM661) 王永利			Rep	2012-05-31	2014-04-30
101	Wang, Zhen (SFC:AZC796) 王鎮			Rep	2012-03-09	2017-04-28
102	Wang, Zhize 王智澤			Rep	2012-05-30	2012-11-19
103	Watkins, Natalia Helena			RO	2009-04-15	2012-03-09
104	Wee, Bertrand Sin Yen 黃信諺		M	Rep	2012-04-20	2015-10-23
105	Wei, Jing (SFC:AZM559) 韋璟			Rep	2012-05-31
106	Wong, Billy Chun Wah 黃振華			Rep	2012-04-30	2016-10-14
107	Wong, Chun Tak (SFC:AQO452) 黃進德			Rep	2012-04-20	2020-08-17
108	Wong, Michelle Chi Yu 黃之愉		F	Rep	2012-05-31	2015-08-31
109	Woo, Alan Ying Hung 胡應鴻		M	Rep	2012-04-20	2015-12-18
110	Wu, Samuel Shung Shan 鄔崇山		M	Rep	2012-05-07	2017-11-10
111	Wu, Zhi (SFC:AZK681) 武智			Rep	2012-05-25	2021-07-15
112	Xu, Xiaodong (SFC:AZM584) 徐曉東			Rep	2012-05-30	2013-06-24
113	Xu, Ziling 徐子凌			Rep	2012-05-31	2012-10-08
114	Yang, Huixin 楊蕙心			Rep	2012-05-31	2013-11-01
115	Yang, Yongfang 楊咏芳			Rep	2012-03-09	2022-06-15
116	Ye, Pengcheng (SFC:AZM557) 葉鵬程			Rep	2012-05-30	2016-09-09
117	Yeo, Pei Hse			Rep	2012-03-29	2019-09-03
118	Yuen, Claudia Kia Yee 袁解頤		F	Rep	2012-05-30	2016-09-30
119	Zeissink, Andrew John		M	Rep	2012-05-30	2019-06-03
120	Zhang, Di (SFC:AZC799) 張迪			Rep	2012-03-09	2017-04-21
121	Zhang, Xiaohong (SFC:AZM666) 張小紅			Rep	2012-05-31
122	Zhang, Yao (SFC:AZM676) 張垚			Rep	2012-05-31	2013-06-25
123	Zhang, Yiqun 張軼群			Rep	2012-05-30
124	Zhang, Yue (SFC:ARO427) 張玥			Rep	2012-05-31	2012-09-27
125	Zhao, Liang (SFC:APH556) 趙亮			Rep	2012-05-31	2015-03-28
126	Zheng, Yuanya 鄭元亞			Rep	2012-05-30	2015-01-08
127	Zhou, Yang (SFC:AZM657) 周阳			Rep	2012-05-30	2015-01-12

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