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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	Role	From	Until
1	D Emmerez De Charmoy, Alice		F	Rep	2010-06-14	2013-05-09
2	He, Jun (SFC:AFT098) 何軍			RO	2012-11-20	2014-10-31
3	Houghton, Vincent		M	Rep	2011-05-01	2019-09-17
4	James, Robert Keith		M	Rep	2012-01-03	2014-11-03
5	Raper, David James		M	RO	2010-12-28
6	Shum, Jennifer Wing Man 沈穎雯		F	Rep	2010-06-01	2014-02-14
7	Sisowath, Chakara			RO		2015-05-01
8	Yu, Baijing 余白靜			Rep	2011-08-01	2020-07-24

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