Yuanta Financial (Hong Kong) Limited

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	Role	From	Until
1	Kim, Ju Young (SFC:APO902) 金周永			RO	2011-12-23	2013-03-15
2	Kim, Sang Hoon 金相勳			Rep	2012-11-26	2013-03-04
3	Lam, Dickson Yee Yin 林貽賢		M	RO	2012-11-30	2013-11-08
4	Yang, Seok Mo			Rep	2011-04-01	2013-11-08

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