Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2012 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Agarwal, Anand (SFC:ANX687) | Rep | 2012-02-13 | 2014-11-14 | ||
| 2 | Agarwal, Vishal Kumar | M | Rep | 2012-02-13 | 2014-03-07 | |
| 3 | Alexander, Michael Lewis | M | RO | 2011-01-13 | 2018-06-15 | |
| 4 | Alford, Terrence Miguel | M | Rep | 2012-04-10 | 2014-07-15 | |
| 5 | Azuma, Yoshihiro | M | Rep | 2011-10-31 | 2022-07-04 | |
| 6 | Bajaj, Kunal Rajan | Rep | 2011-08-17 | 2015-09-18 | ||
| 7 | Bajikar, Sundeep Madan | Rep | 2011-09-20 | 2015-10-15 | ||
| 8 | Barrette, Jeffrey Michael | M | Rep | 2011-03-17 | 2016-03-25 | |
| 9 | Browning, John Leonard | M | Rep | 2012-10-10 | 2015-03-12 | |
| 10 | Bu, Haidong 卜海東 | Rep | 2011-06-01 | 2014-01-31 | ||
| 11 | Burke, James Thompson | M | Rep | 2011-03-14 | 2020-03-14 | |
| 12 | Chan, Chung Shing 陳仲成 | Rep | 2012-10-10 | 2015-05-15 | ||
| 13 | Chan, Kenneth Kwok Ho 陳國豪 | M | Rep | 2011-08-04 | 2023-06-30 | |
| 14 | Chan, Yat Sing (SFC:ANI726) 陳日昇 | Rep | 2012-11-27 | 2013-05-10 | ||
| 15 | Chee, Swee Wei 植思輝 | Rep | 2011-07-28 | 2016-10-28 | ||
| 16 | Chellappa, Govindarajan | Rep | 2011-08-22 | 2017-07-31 | ||
| 17 | Cheng, Andre An-Chun (SFC:BAN243) | M | Rep | 2012-11-27 | 2015-03-03 | |
| 18 | Cheung, Ka Chung 張家聰 | Rep | 2012-10-10 | 2015-05-29 | ||
| 19 | Cheung, Miu Chun 張妙珍 | Rep | 2012-05-15 | 2013-05-27 | ||
| 20 | Chiang, Venant (SFC:AIB743) 蔣永甯 | Rep | 2012-05-11 | 2016-06-02 | ||
| 21 | Chok, Ivy Ngai Wai 卓艾維 | F | Rep | 2010-12-14 | 2022-06-10 | |
| 22 | Chua, Lee Leng | Rep | 2011-11-10 | 2013-12-06 | ||
| 23 | Clayton, Andrew Crimmins 藍向明 | M | RO | 2010-01-04 | 2013-03-18 | |
| 24 | Collett, Michael James (SFC:AUB134) | M | Rep | 2011-01-13 | 2015-11-11 | |
| 25 | Crapanzano, Domenico (SFC:AZM754) | Rep | 2012-05-17 | 2013-05-29 | ||
| 26 | Dai, Qiang (SFC:AVQ949) 戴強 | RO | 2012-12-28 | 2015-03-27 | ||
| 27 | Darby, Sean | M | RO | 2011-12-08 | 2023-03-23 | |
| 28 | Ding, Yiming (SFC:AXG896) 丁一鳴 | Rep | 2011-05-12 | 2014-02-28 | ||
| 29 | Dulieu, Billy Ronald | M | Rep | 2012-10-10 | 2015-05-29 | |
| 30 | Dwyer, Brendan Patrick | M | Rep | 2011-03-14 | 2020-10-30 | |
| 31 | Eme, Philippe Jean | M | Rep | 2012-02-27 | 2015-08-14 | |
| 32 | Erpici, Luca | Rep | 2012-06-08 | |||
| 33 | Fan, Clara Sung Ka 樊崇嘉 | F | Rep | 2012-07-03 | 2015-06-11 | |
| 34 | Faure, Emmanuel Dominique Martial G. | M | RO | 2012-06-14 | 2015-08-31 | |
| 35 | Fok, Siu Pong (SFC:AME216) 霍少邦 | Rep | 2012-10-10 | 2015-05-15 | ||
| 36 | Fong, Joseph J 方仲彬 | M | Rep | 2011-07-07 | 2016-11-03 | |
| 37 | Fu, Liang (SFC:AVO628) 傅亮 | Rep | 2012-10-10 | 2015-05-29 | ||
| 38 | Fung, Janet 馮靜 | F | Rep | 2010-12-23 | 2015-04-15 | |
| 39 | Fyfe, William James | M | RO | 2012-06-08 | 2015-08-31 | |
| 40 | Gong, Yueyue 龔悅悅 | 33 | M | Rep | 2010-12-30 | 2013-04-17 |
| 41 | Griffiths, Oliver Charles | M | Rep | 2011-03-15 | 2018-08-03 | |
| 42 | Guan, Wenjie 管文捷 | Rep | 2011-11-02 | 2015-12-17 | ||
| 43 | Guo, Qiang (SFC:AYW017) 郭強 | Rep | 2012-01-20 | 2014-06-19 | ||
| 44 | Guo, Yuantao 郭圓濤 | Rep | 2011-04-20 | 2017-07-12 | ||
| 45 | Hainsby, Raymond Michael | M | Rep | 2011-03-14 | 2015-08-14 | |
| 46 | Halliwell, Thomas Alan | M | Rep | 2010-11-18 | 2015-11-27 | |
| 47 | Hao, Rui (SFC:AYJ242) 郝瑞 | Rep | 2011-11-17 | 2013-04-12 | ||
| 48 | Ho, Sai Ho (SFC:AOH660) 何世豪 | Rep | 2012-10-10 | 2013-05-20 | ||
| 49 | Howsley, Jonathan Charles (SFC:AZF710) | M | Rep | 2012-03-29 | 2018-09-14 | |
| 50 | Hsieh, Meng-Han 謝孟翰 | Rep | 2011-05-12 | |||
| 51 | Huang, Wan (SFC:AMO369) 黃婉 | RO | 2012-08-07 | 2015-07-24 | ||
| 52 | Huang, Xian Jia 黃賢嘉 | Rep | 2011-05-03 | 2013-03-08 | ||
| 53 | Hui, Chi Keung (SFC:ALZ728) 許志強 | Rep | 2012-06-27 | 2016-08-22 | ||
| 54 | Hui, Daniel Ka Chung 許家聰 | M | Rep | 2012-10-10 | 2015-06-01 | |
| 55 | Hutton, Jason Alec | 43 | M | Rep | 2012-03-06 | 2014-04-04 |
| 56 | Ip, Yau Lung 葉游龍 | Rep | 2011-03-17 | 2019-03-26 | ||
| 57 | Jasani, Nilesh Surendra Rai | M | Rep | 2011-10-28 | 2021-08-18 | |
| 58 | Ju, Yansu Christie 居燕蘇 | RO | 2011-09-15 | 2015-09-29 | ||
| 59 | Kim, Dosung 金度性 | Rep | 2012-07-16 | 2014-06-27 | ||
| 60 | Lam, Wai Leung (SFC:AFS532) 林偉亮 | Rep | 2012-01-11 | 2014-06-09 | ||
| 61 | Lau, Yuen Hung 劉婉鴻 | Rep | 2011-06-17 | 2018-07-19 | ||
| 62 | Lay, Joao Fernando | Rep | 2011-03-21 | 2018-08-01 | ||
| 63 | Lee, Dennis Pui Yan 李沛欣 | M | Rep | 2010-05-24 | 2013-04-11 | |
| 64 | Lee, Gary (SFC:AUP537) 李嘉瑜 | M | Rep | 2012-04-10 | 2013-05-30 | |
| 65 | Leung, Johnson Man 梁民 | M | Rep | 2011-03-14 | 2015-12-16 | |
| 66 | Leung, Kin Man (SFC:ARR823) 梁建雯 | Rep | 2012-10-10 | 2015-07-31 | ||
| 67 | Leung, Yuen Ha (SFC:ACI635) 梁婉霞 | Rep | 2011-03-10 | 2013-05-29 | ||
| 68 | Li, Chenkan 李辰侃 | Rep | 2012-12-10 | 2015-07-31 | ||
| 69 | Li, Rong (SFC:ARM918) 李嶸 | Rep | 2010-11-05 | 2014-01-31 | ||
| 70 | Liao, Shifan 廖世凡 | Rep | 2010-12-30 | 2015-12-17 | ||
| 71 | Liu, Bingnan 劉冰楠 | Rep | 2011-11-01 | 2013-05-10 | ||
| 72 | Liu, Boyong 劉博雍 | Rep | 2010-12-30 | 2015-10-16 | ||
| 73 | Liu, Sherry Xiaoyu 劉肖俞 | F | Rep | 2012-10-29 | 2014-03-20 | |
| 74 | Lu, Hongliang (SFC:AWO608) 呂洪良 | Rep | 2010-12-30 | 2015-06-12 | ||
| 75 | Lu, Xiaohao (SFC:AZF711) 呂皛皓 | Rep | 2012-03-29 | 2014-09-12 | ||
| 76 | Malhotra, Ashwan Kumar | M | RO | 2012-10-11 | 2015-08-31 | |
| 77 | Maly, Sylvain Francois Gilbert | M | Rep | 2012-10-10 | 2015-08-14 | |
| 78 | Masumizu, Hitoshi | Rep | 2011-05-03 | 2015-03-02 | ||
| 79 | Meng, Cynthia Jinhong 孟晉紅 | 43 | F | Rep | 2011-01-31 | 2016-06-01 |
| 80 | Misek, Peter (SFC:AYB106) | M | Rep | 2011-09-20 | 2014-07-15 | |
| 81 | Muir, James Thomas | M | Rep | 2011-03-31 | 2015-09-29 | |
| 82 | Newberry, Mark | M | Rep | 2011-03-10 | 2016-11-30 | |
| 83 | Nichols, Stephen James (SFC:ACJ658) | M | RO | 2012-07-23 | 2015-12-16 | |
| 84 | Nie, Shengshen 聶晟申 | Rep | 2012-05-02 | 2016-11-03 | ||
| 85 | Ning, Qing 寧清清 | F | Rep | 2012-06-22 | 2013-07-18 | |
| 86 | Noke, Freddy | Rep | 2012-11-16 | 2018-08-08 | ||
| 87 | O'Mara, Conor John | M | Rep | 2011-06-29 | ||
| 88 | Okuno, Hiroshi | M | Rep | 2011-08-26 | 2020-12-02 | |
| 89 | Park, Sung Wan 朴性玩 | Rep | 2012-07-16 | |||
| 90 | Pham, Thanh Ha | Rep | 2012-02-10 | |||
| 91 | Pinto, Claudio Raimondo Armando | 47 | M | Rep | 2012-05-17 | 2013-05-29 |
| 92 | Poon, Ada Ho Yan 潘可欣 | F | Rep | 2011-04-29 | ||
| 93 | Putterill, Adam Thomas James | M | Rep | 2011-02-01 | ||
| 94 | Qiu, Xiaowen 邱曉文 | RO | 2011-12-16 | |||
| 95 | Quadros, Lavina Saira | Rep | 2011-11-24 | |||
| 96 | Rider, Thomas Peter Baty | M | Rep | 2012-08-06 | 2013-06-27 | |
| 97 | Rosenfeld, Seth Robert | M | Rep | 2012-02-09 | 2019-02-11 | |
| 98 | Salman, Makarim Adel | Rep | 2011-08-16 | 2016-10-27 | ||
| 99 | Sanghvi, Chirag Pravinkant | Rep | 2011-10-17 | 2016-07-13 | ||
| 100 | Sen, Arya | Rep | 2012-09-24 | 2020-05-18 | ||
| 101 | Shan, Shan (SFC:AYM834) 單珊 | Rep | 2011-11-21 | 2013-05-10 | ||
| 102 | Shen, Allan Hung Yat 沈鴻逸 | M | Rep | 2012-12-03 | 2015-07-06 | |
| 103 | Sheng, Wei-Ting 盛薇庭 | RO | 2010-01-04 | 2017-12-20 | ||
| 104 | Shi, Tiger Chenghu 石成虎 | 38 | M | Rep | 2012-12-24 | 2013-07-16 |
| 105 | Shute, Christopher Linford | M | Rep | 2012-09-11 | 2013-01-29 | |
| 106 | Tam, Man Hong (SFC:AFY709) 譚文康 | RO | 2012-03-20 | 2015-07-17 | ||
| 107 | Tan, Choon Ming 陳俊銘 | Rep | 2012-04-18 | 2014-12-31 | ||
| 108 | Tan, James Ye-Hui | M | Rep | 2012-08-15 | 2013-01-07 | |
| 109 | Tse, Edmundo Matthew 謝永強 | Rep | 2011-10-06 | 2016-04-05 | ||
| 110 | Wakasugi, Masahiro | Rep | 2011-08-26 | 2013-06-17 | ||
| 111 | Walker, Richard (SFC:AWY708) | M | Rep | 2011-03-09 | 2023-11-20 | |
| 112 | Wang, Benjamin (SFC:AUP570) 王秉遠 | M | Rep | 2011-10-26 | 2014-03-05 | |
| 113 | Wang, Jin (SFC:AVY040) 王瑾 | Rep | 2012-05-21 | 2014-11-15 | ||
| 114 | Wang, Kuan Jan 王冠然 | Rep | 2012-12-17 | 2013-02-21 | ||
| 115 | Wang, Qin (SFC:AWP856) 王勤 | Rep | 2012-10-11 | 2013-05-30 | ||
| 116 | Wang, Ren (SFC:AIB127) 汪韌 | 40 | M | RO | 2012-03-20 | 2015-12-17 |
| 117 | Wei, Po 魏柏修 | Rep | 2012-06-08 | 2016-11-30 | ||
| 118 | Wong, James Chung Yin 黃頌賢 | M | Rep | 2012-10-10 | 2015-08-14 | |
| 119 | Wong, Mun Kong | Rep | 2012-11-09 | 2013-02-20 | ||
| 120 | Wu, Joseph Shi Li 武士立 | M | Rep | 2012-02-06 | 2017-11-29 | |
| 121 | Yamamoto, Sumiyo | Rep | 2012-08-27 | 2015-11-24 | ||
| 122 | Yang, Nancy Wen 楊海雯 | F | Rep | 2011-07-19 | 2015-02-28 | |
| 123 | Yang, Rui (SFC:ALG051) 楊瑞 | M | Rep | 2012-08-08 | 2015-03-27 | |
| 124 | Yeo, Zhi Aik | Rep | 2011-06-30 | 2016-10-31 | ||
| 125 | Yokoi, Naomi | F | Rep | 2011-08-29 | 2015-09-16 | |
| 126 | Young, James Kenneth Freeman Scott | M | Rep | 2011-01-13 | ||
| 127 | Yu, Lei (SFC:APF652) | Rep | 2011-03-11 | 2016-03-21 | ||
| 128 | Yu, Nga Shan 俞雅珊 | Rep | 2012-11-05 | 2014-03-07 | ||
| 129 | Zhang, Fuyang 張扶陽 | Rep | 2012-05-28 | 2013-03-21 | ||
| 130 | Zhang, Yuanfu 張元夫 | Rep | 2012-09-03 | 2013-12-20 | ||
| 131 | Zheng, Yuanyuan (SFC:AZO877) 鄭圓圓 | Rep | 2012-06-12 | 2016-02-01 | ||
| 132 | Zhou, Xiao (SFC:AYC139) 周曉 | Rep | 2012-09-26 | 2015-12-17 | ||
| 133 | Zhu, Dandan (SFC:AQO191) 朱丹丹 | Rep | 2011-07-05 | 2014-09-22 | ||
| 134 | Zhu, Qing (SFC:ADZ874) 朱慶 | Rep | 2012-11-28 | 2013-06-28 |
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