UBS DERIVATIVES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Agarwal, Yash | Rep | 2010-02-01 | 2016-07-05 | ||
| 2 | Arora, Dhruv (SFC:ARG980) | Rep | 2013-06-19 | 2015-04-30 | ||
| 3 | Atkinson, James Anthony Thomas | M | Rep | 2010-05-25 | 2014-04-29 | |
| 4 | Audi, Elias | M | Rep | 2013-11-18 | 2016-12-18 | |
| 5 | Best, David Gareth | M | Rep | 2013-04-11 | 2016-12-18 | |
| 6 | Blanchard, Scott Allen | M | Rep | 2013-05-07 | 2016-12-18 | |
| 7 | Boeding, Jacob Francis | M | Rep | 2012-12-07 | 2014-03-03 | |
| 8 | Bordat-Maldonado Parra, Adrien Paul Augustin | M | Rep | 2013-04-18 | 2016-12-18 | |
| 9 | Buffham, Laura Jayne | F | Rep | 2013-07-02 | 2016-12-18 | |
| 10 | Cai, Deyan 蔡德焱 | Rep | 2013-07-23 | 2014-05-03 | ||
| 11 | Cai, Zhibin (SFC:AYC190) 蔡志斌 | Rep | 2011-10-03 | 2016-12-18 | ||
| 12 | Chan, Kwan Wah 陳君華 | Rep | 2012-05-07 | 2016-12-18 | ||
| 13 | Chandler, Benjamin Victor Michael | M | RO | 2012-05-24 | 2016-12-18 | |
| 14 | Chen, Boliang 陳柏良 | Rep | 2013-09-05 | 2014-03-13 | ||
| 15 | Choi, Iris Heung Kam 蔡香琴 | F | Rep | 2011-10-17 | 2015-11-18 | |
| 16 | Clifford, Timothy Edward | M | Rep | 2013-07-15 | 2016-12-18 | |
| 17 | Combalot, Laurent Benoit Georges | M | RO | 2009-05-06 | 2016-12-18 | |
| 18 | Conley, Richard Adrian | M | Rep | 2011-11-11 | 2016-12-18 | |
| 19 | Craig-Wood, Christopher John | M | RO | 2011-01-11 | 2016-03-15 | |
| 20 | Currey, Stuart Dalyn | M | Rep | 2011-09-12 | 2014-02-28 | |
| 21 | Dhake, Pankaj Jaysing | Rep | 2013-05-20 | 2016-04-16 | ||
| 22 | Donan, Keith | M | Rep | 2011-05-19 | 2014-03-14 | |
| 23 | Feschet, Boris Xavier | M | Rep | 2012-04-10 | 2016-01-19 | |
| 24 | Fok, Ronald King Man 霍敬文 | 36 | M | Rep | 2010-07-22 | 2016-12-18 |
| 25 | French, Bruce Ian | M | Rep | 2013-06-27 | 2016-12-18 | |
| 26 | Gangal, Shrinivas Ravindra | M | Rep | 2013-07-10 | 2016-05-20 | |
| 27 | Guan, Bo 關博 | Rep | 2013-09-18 | 2015-06-06 | ||
| 28 | Gupta, Puneet (SFC:AXF254) | Rep | 2011-05-03 | 2014-06-14 | ||
| 29 | Han, Chia Lei 韓嘉蕾 | Rep | 2010-03-19 | 2016-12-18 | ||
| 30 | Herbert, Thomas William (SFC:BAI196) | M | Rep | 2012-11-01 | 2016-12-18 | |
| 31 | Ho, Tsz Leung 何子樑 | Rep | 2003-09-02 | 2016-12-18 | ||
| 32 | Holmewood, Philip James | M | Rep | 2010-11-01 | 2014-03-14 | |
| 33 | Horiuchi, Shinichiro 堀内伸一郎 | Rep | 2013-07-18 | 2014-05-10 | ||
| 34 | Innerdale, David James | M | RO | 2011-06-23 | 2016-12-18 | |
| 35 | Israel, Adrien Jacob | M | Rep | 2013-10-03 | 2016-05-20 | |
| 36 | Joseph Pulpel, Savio | M | Rep | 2011-05-03 | 2016-12-18 | |
| 37 | Lau, Homan 劉浩文 | Rep | 2013-07-12 | 2015-05-24 | ||
| 38 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | Rep | 2010-09-27 | 2016-06-11 | ||
| 39 | Lee, Michel Kai Tai 李啟泰 | M | Rep | 2013-06-20 | 2016-12-18 | |
| 40 | Leung, Wing Yan (SFC:AUW488) 梁穎恩 | Rep | 2010-03-12 | 2014-07-22 | ||
| 41 | Li, Chun Wai (SFC:AOL205) 李俊蔚 | Rep | 2009-08-28 | 2016-06-21 | ||
| 42 | Li, Man Wing 李文穎 | Rep | 2005-05-24 | 2014-10-01 | ||
| 43 | Li, Mavis Qiwen 李綺雯 | F | Rep | 2012-05-10 | 2016-12-18 | |
| 44 | Lo, Shui Wah 盧萃樺 | Rep | 2010-07-27 | 2014-02-11 | ||
| 45 | Lock, Timothy James | M | Rep | 2011-07-18 | 2016-12-18 | |
| 46 | Mak, Hin Chun 麥顯俊 | Rep | 2013-08-05 | 2016-12-18 | ||
| 47 | Matsumoto, Jun 松本淳 | Rep | 2013-04-05 | 2016-12-18 | ||
| 48 | McNulty, Peter Richard | M | Rep | 2013-08-12 | 2016-12-18 | |
| 49 | Moon, Jae Wook 文裁煜 | Rep | 2007-07-23 | 2014-05-08 | ||
| 50 | Morris, Robert (SFC:AZM831) 銘陽 | M | Rep | 2012-05-31 | 2016-10-12 | |
| 51 | Motwani, Natasha Murli | F | Rep | 2010-02-09 | 2016-12-18 | |
| 52 | Nelson, Ryan Wesley (SFC:AQX958) | M | Rep | 2011-09-30 | 2016-05-20 | |
| 53 | Ng, Pui Ying (SFC:BBP903) 吳珮瑩 | Rep | 2013-07-25 | 2015-07-25 | ||
| 54 | Novak, Alexander Stanley | M | Rep | 2009-07-20 | 2016-12-18 | |
| 55 | O'Meara, Christopher James Sidney | M | RO | 2010-10-27 | 2014-04-10 | |
| 56 | Pal, Andrew Leslie | M | Rep | 2004-06-24 | 2014-04-12 | |
| 57 | Pan, Gaowa 潘高娃 | Rep | 2013-03-28 | 2014-05-09 | ||
| 58 | Parakh, Archit | Rep | 2013-08-30 | 2016-12-18 | ||
| 59 | Ping, Lanphie Chi-Wen | Rep | 2012-07-09 | 2014-03-13 | ||
| 60 | Scott, Christopher (SFC:ATO855) | M | RO | 2013-08-22 | 2016-06-25 | |
| 61 | Shu, Hon Tak 徐漢德 | Rep | 2012-11-27 | 2014-02-24 | ||
| 62 | Sillam, Jonathan Charles Marc | M | Rep | 2010-02-09 | 2014-04-11 | |
| 63 | Slaoui, Mohammed Saad | M | Rep | 2011-09-20 | 2016-12-18 | |
| 64 | Spielhofer, Philippe Marc | M | Rep | 2011-05-17 | 2015-09-01 | |
| 65 | Strachan, David Lyall | M | Rep | 2013-10-15 | 2016-12-18 | |
| 66 | Suen, Kin Dick 孫堅迪 | Rep | 2010-07-13 | 2016-12-18 | ||
| 67 | Sum, Hing Man 岑慶文 | Rep | 2014-04-11 | |||
| 68 | Sung, Yoon Kyu | Rep | 2013-07-24 | 2016-12-18 | ||
| 69 | Takahashi, Taichi 高橋太一 | Rep | 2013-11-18 | 2015-07-18 | ||
| 70 | Tan, Freddie Kuok Lin | Rep | 2009-03-27 | 2015-11-24 | ||
| 71 | Tang, Minyi 唐敏毅 | Rep | 2011-01-28 | 2015-04-15 | ||
| 72 | Tong, David Doe-hung 湯道鴻 | M | Rep | 2011-05-19 | 2014-01-09 | |
| 73 | Wannenmacher, Tim | M | Rep | 2011-05-12 | 2014-01-07 | |
| 74 | Wong, Donald Ho Lun 黃浩麟 | M | Rep | 2007-07-19 | 2016-12-18 | |
| 75 | Wong, Gary Hiu-Gar 黃曉嘉 | M | Rep | 2013-09-13 | 2016-01-16 | |
| 76 | Wu, Bun Lerd Bernard 胡斌畧 | Rep | 2010-10-05 | 2016-12-18 | ||
| 77 | Yoon, Chi Won | Rep | 2005-06-09 | 2016-07-25 | ||
| 78 | Yuan, Qian (SFC:BBK056) 袁倩 | Rep | 2013-07-02 | 2016-12-18 | ||
| 79 | Yun, Heekyu | Rep | 2011-07-21 | 2016-12-18 |
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