GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014		 ⚥ Role From Until
1 Aggarwala, Saurabh Rep 2012-08-30 2016-10-10
2 Agne, Mark Edward (SFC:ANP670) M RO 2006-09-26 2016-05-21
3 Arnold, Benjamin Richard M Rep 2014-06-13 2016-02-13
4 Ben-Shachar, Sa-Ar David M Rep 2008-01-22 2016-10-10
5 Besson, Guillaume Gerard Marie M RO 2011-02-23 2016-03-02
6 Bhargava, Nimita Rep 2014-06-23 2016-03-14
7 Bird, Jonathon William M Rep 2014-02-10 2016-10-10
8 Butcher, Timothy Andrew (SFC:BDZ177) M Rep 2014-10-03 2016-10-10
9 Cahill, John Robert M Rep 2014-10-03 2016-10-10
10 Chak, Alan Kwok Fai 翟國輝 M Rep 2013-05-29 2016-06-29
11 Chan, Andrew Richard Honn 陳康 M Rep 2014-08-12 2016-10-10
12 Chan, Pui Ping 陳沛萍 Rep 2016-10-10
13 Chau, Chun 周聰 Rep 2016-10-10
14 Chen, Zhihu 陳志湖 Rep 2012-10-12 2015-04-28
15 Cheung, Kat Cheung 張吉祥 Rep 2014-05-28 2015-02-02
16 Chung, Wilson James Ka Lun 鍾家綸 M Rep 2012-04-27 2016-05-05
17 Dalmasse, Canute Howard M RO 2012-07-05 2016-10-10
18 Dommenge, Kevin Michael M Rep 2012-04-27 2015-11-25
19 Du, Xueping 杜雪萍 Rep 2013-10-15 2016-10-10
20 Falipou, Fabien Jean Roger M Rep 2012-08-06 2016-10-10
21 Fan, Kai (SFC:BAA250) 樊鍇 Rep 2012-08-09 2015-06-06
22 Ferguson, Benjamin William M RO 2013-03-27 2016-10-10
23 Frommer, Maya Elizabeth F Rep 2012-04-27 2016-10-10
24 Fu, Si Hui 符絲慧 Rep 2014-09-03 2016-10-10
25 Goodman, Jamie Macnaught Rodber M Rep 2012-04-27 2016-10-10
26 Grunberger, Bo Fredrik Rep 2012-04-27 2016-10-10
27 Gupta, Puneet (SFC:AXF254) Rep 2014-10-03 2016-10-10
28 Harada, Akiko 原田明子 F Rep 2014-10-03 2016-10-10
29 Hirokane, Scott Yukiji M Rep 2012-04-17 2016-03-16
30 Howard, Michael Joseph M Rep 2014-12-08 2016-09-01
31 Hu, Andrea Xiao 胡安琪 F Rep 2013-08-01 2015-06-19
32 Hu, Kelvin V M Rep 2012-08-06 2015-01-29
33 Joerg, Jeboah Dan Rep 2014-07-10 2015-06-18
34 Joly, Jean Denis RO 2012-02-06 2016-05-04
35 Kabir, Tanweer Rep 2014-06-20 2016-10-10
36 Kes, Jacob Leonard M Rep 2014-04-25 2016-10-10
37 Khan, Tedla Ebou Rep 2014-11-27 2015-12-08
38 Kimpton, Dean Webster M Rep 2014-10-03 2016-10-10
39 Ko, Cheuk Yan 高卓仁 Rep 2011-07-18 2016-10-10
40 Kok, Ka Keung 郭家強 Rep 2010-04-08 2016-03-19
41 Kumar, Ajay (SFC:ARN358) Rep 2012-05-25 2016-10-10
42 Lam, Calvin Chi-him 林子謙 M Rep 2012-04-27 2016-10-10
43 Lam, Raymond (SFC:AZR331) 林禮文 M Rep 2012-06-19 2016-10-10
44 Lau, Adrian Yan Ho 劉恩豪 M Rep 2012-06-18 2015-05-21
45 Lau, Lambert Ming Yeung 劉名揚 35 M Rep 2015-10-19
46 Law, Frederick Andrew 羅頌然 M Rep 2013-08-26 2016-10-10
47 Lee, Samuel Yan Ben (SFC:ANU564) 李仁本 M Rep 2013-08-01 2016-10-10
48 Leung, Willie Pa Hung M Rep 2014-08-08 2016-10-10
49 Li, Yufei (SFC:BDF264) 李宇飛 Rep 2014-04-08 2016-04-06
50 Lin, Leslie Diane 林黛安 F Rep 2014-10-03 2016-10-10
51 Lozano Carbasse, Oriol Rep 2014-08-04 2016-10-10
52 Mak, William Wai Hang 麥偉恒 M Rep 2010-04-12 2016-10-10
53 Mason, Matthew James (SFC:AQM089) M Rep 2014-09-22 2016-10-10
54 McFarland, Christina Ma 馬智萍 F RO 2012-07-03 2016-10-10
55 McMakin, Benjamin Reese III M Rep 2013-01-21 2016-10-10
56 McQuade, Ryan F M Rep 2012-04-27 2016-10-10
57 Mohan, Siddharth Rep 2013-08-01 2016-10-10
58 Moser, Ronald J Jr M Rep 2008-02-15 2016-06-01
59 Navin, Sean Patrick M Rep 2012-04-27 2016-10-10
60 Ng, Jason Ka Chuen 吳家俊 M Rep 2014-09-10 2016-10-10
61 Ng, Kenny (SFC:AGH965) 吳家健 M Rep 2014-03-28 2016-10-10
62 Osa, Kazumasa 小佐一政 Rep 2013-12-27 2016-10-10
63 Paradise, James Richard M RO 2012-07-13 2016-10-10
64 Peach, Nicholas Xavier Aidan M Rep 2014-08-18 2016-10-10
65 Piperakis, Romanos Rep 2013-10-31 2016-08-01
66 Potishko, Dmitri RO 2013-12-23 2016-10-10
67 Reinert, Alexandre Richard Harald M Rep 2011-08-16 2016-10-10
68 Rennie, Andrew Kenneth M RO 2012-03-27 2016-10-10
69 Rishi, Abhinav M Rep 2013-05-28 2016-10-10
70 Sahni, Akshay M Rep 2009-07-15 2015-02-05
71 Seto, Elvis Kong Yiu 司徒光耀 M Rep 2005-10-25 2016-05-06
72 Shah, Kush Umeshchandra Rep 2012-04-27 2016-10-10
73 Sham, Sharon Cylong 岑思朗 F Rep 2012-04-27 2016-10-10
74 Shimizu, Ryo Rep 2013-01-02 2016-09-30
75 Shu, Karman Hoi Ming 舒凱明 Rep 2007-11-29 2016-03-02
76 Sloyer, Michael Jason M Rep 2012-05-25 2016-10-10
77 Smith, Ian Micheal Corfield M RO 2014-09-10 2016-10-10
78 So, Raymond Bing Kei 蘇秉基 M Rep 2014-05-02 2016-02-03
79 So, Stephanie Par Lum 蘇柏琳 F Rep 2012-08-30 2015-06-19
80 Song, Xinran 宋欣然 Rep 2012-04-27 2016-02-17
81 Stephens, Anthony Jeetendra M Rep 2014-07-31 2016-10-10
82 Strabo, Benjamin M Rep 2014-06-23 2016-06-23
83 Suen, Ming Chit 孫明哲 RO 2011-12-16 2016-10-10
84 Sun, Yiqian (SFC:ATV809) 孫逸潜 Rep 2013-09-24 2016-10-10
85 Tang, Justin Sheung Yin 鄧尚彥 M Rep 2014-07-16 2016-10-10
86 Towfigh, Frederick (SFC:ADD816) M RO 2011-08-25 2016-10-10
87 Ueda, Eiji RO 2012-07-13 2016-10-10
88 Wan, Yu Tsung 尹宇冲 Rep 2006-07-11 2016-10-10
89 Xu, Yuanjie 徐元杰 Rep 2014-02-19 2016-05-12
90 Yeung, Kai Yin (SFC:ADU464) 楊啟賢 Rep 2016-06-29
91 Yeung, Patrick Sze Chun 楊思進 M Rep 2012-04-27 2016-10-10
92 Yeung, Vincent Shu Hang 楊書恆 M Rep 2012-04-30 2016-10-10
93 Yu, Chung-Ling (SFC:BBJ027) 余仲齡 Rep 2013-05-29 2016-10-10
94 Yuan, Hong (SFC:ASI356) 袁鴻 Rep 2013-08-01 2015-02-04
95 Zagury, Alan M Rep 2008-08-12 2015-04-01
96 Zhang, Emily Yan Ya 張艷雅 F Rep 2014-10-03 2016-10-10
97 Zhang, You (SFC:AMF141) 章友 Rep 2005-08-09 2015-01-29

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