Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Alexander, Michael Lewis | M | RO | 2011-01-13 | 2018-06-15 | |
| 2 | Aw, Adrian Matthew 胡敬謙 | M | Rep | 2014-01-08 | 2017-12-22 | |
| 3 | Azuma, Yoshihiro | M | Rep | 2011-10-31 | 2022-07-04 | |
| 4 | Bajaj, Kunal Rajan | Rep | 2011-08-17 | 2015-09-18 | ||
| 5 | Bajikar, Sundeep Madan | Rep | 2011-09-20 | 2015-10-15 | ||
| 6 | Barrette, Jeffrey Michael | M | Rep | 2011-03-17 | 2016-03-25 | |
| 7 | Beavis, Stuart Cameron | M | Rep | 2014-11-27 | 2015-05-29 | |
| 8 | Brodie-Brown, Michael Denton | M | Rep | 2013-11-20 | 2019-05-21 | |
| 9 | Browning, John Leonard | M | Rep | 2012-10-10 | 2015-03-12 | |
| 10 | Burke, James Thompson | M | Rep | 2011-03-14 | 2020-03-14 | |
| 11 | Cabrera Barrios, Emma Victoria | F | Rep | 2014-08-21 | 2017-02-28 | |
| 12 | Champagne, Jean-Marc Beaugrand 向君浩 | Rep | 2014-11-27 | 2015-05-15 | ||
| 13 | Chan, Bonnie Chiao Nien 陳翹寧 | F | Rep | 2014-02-05 | 2015-08-21 | |
| 14 | Chan, Chung Shing 陳仲成 | Rep | 2012-10-10 | 2015-05-15 | ||
| 15 | Chan, Karen Ka Long 陳加朗 | F | Rep | 2013-06-26 | 2015-09-11 | |
| 16 | Chan, Kelvin Chi Kong 陳志江 | M | Rep | 2014-07-07 | 2016-12-02 | |
| 17 | Chan, Kenneth Kwok Ho 陳國豪 | M | Rep | 2011-08-04 | 2023-06-30 | |
| 18 | Chan, Thomas Chin Tao 陳展濤 | M | Rep | 2013-11-04 | 2023-04-17 | |
| 19 | Chee, Swee Wei 植思輝 | Rep | 2011-07-28 | 2016-10-28 | ||
| 20 | Chellappa, Govindarajan | Rep | 2011-08-22 | 2017-07-31 | ||
| 21 | Cheng, Andre An-Chun (SFC:BAN243) | M | Rep | 2012-11-27 | 2015-03-03 | |
| 22 | Cheng, Charles Chun Yin 鄭俊然 | M | Rep | 2013-03-15 | 2015-07-24 | |
| 23 | Cheng, Xin Yi | Rep | 2014-08-04 | 2015-04-30 | ||
| 24 | Cheung, Ka Chung 張家聰 | Rep | 2012-10-10 | 2015-05-29 | ||
| 25 | Chiang, Venant (SFC:AIB743) 蔣永甯 | Rep | 2012-05-11 | 2016-06-02 | ||
| 26 | Chiu, Tun Steven 趙頓 | M | Rep | 2014-04-17 | 2015-10-09 | |
| 27 | Chok, Ivy Ngai Wai 卓艾維 | F | Rep | 2010-12-14 | 2022-06-10 | |
| 28 | Chow, Wing Chun 周永進 | Rep | 2013-01-29 | 2015-07-10 | ||
| 29 | Cielinski, Mark Alan | M | Rep | 2013-04-02 | ||
| 30 | Collett, Michael James (SFC:AUB134) | M | Rep | 2011-01-13 | 2015-11-11 | |
| 31 | Crosbie-Walsh, Gordon Michael | M | Rep | 2013-09-19 | 2015-08-12 | |
| 32 | Dai, Christine Wen-Yi 戴文儀 | F | Rep | 2014-08-20 | 2015-07-31 | |
| 33 | Dai, Qiang (SFC:AVQ949) 戴強 | RO | 2012-12-28 | 2015-03-27 | ||
| 34 | Darby, Sean | M | RO | 2011-12-08 | 2023-03-23 | |
| 35 | Dulieu, Billy Ronald | M | Rep | 2012-10-10 | 2015-05-29 | |
| 36 | Dwyer, Brendan Patrick | M | Rep | 2011-03-14 | 2020-10-30 | |
| 37 | Eme, Philippe Jean | M | Rep | 2012-02-27 | 2015-08-14 | |
| 38 | Erpici, Luca | Rep | 2012-06-08 | |||
| 39 | Evans, Christopher Patrick | M | Rep | 2014-03-10 | ||
| 40 | Fan, Clara Sung Ka 樊崇嘉 | F | Rep | 2012-07-03 | 2015-06-11 | |
| 41 | Fan, Edwin Yu Hin 樊宇軒 | 31 | M | Rep | 2013-01-23 | 2015-03-31 |
| 42 | Faure, Emmanuel Dominique Martial G. | M | RO | 2012-06-14 | 2015-08-31 | |
| 43 | Ferrara, Mario | Rep | 2014-04-30 | 2015-06-30 | ||
| 44 | Fok, Siu Pong (SFC:AME216) 霍少邦 | Rep | 2012-10-10 | 2015-05-15 | ||
| 45 | Fong, Joseph J 方仲彬 | M | Rep | 2011-07-07 | 2016-11-03 | |
| 46 | Fu, Liang (SFC:AVO628) 傅亮 | Rep | 2012-10-10 | 2015-05-29 | ||
| 47 | Fung, Janet 馮靜 | F | Rep | 2010-12-23 | 2015-04-15 | |
| 48 | Fyfe, William James | M | RO | 2012-06-08 | 2015-08-31 | |
| 49 | Goyal, Atul | Rep | 2013-06-21 | |||
| 50 | Griffiths, Oliver Charles | M | Rep | 2011-03-15 | 2018-08-03 | |
| 51 | Gu, Qiong 顧琼 | Rep | 2014-04-30 | 2016-07-18 | ||
| 52 | Guan, Wenjie 管文捷 | Rep | 2011-11-02 | 2015-12-17 | ||
| 53 | Guha, Krishna Jyoti | Rep | 2014-06-09 | 2022-11-13 | ||
| 54 | Gundu, Mohan Krishna | Rep | 2014-12-19 | 2016-04-29 | ||
| 55 | Guo, Yaqin 郭雅琴 | Rep | 2014-04-28 | 2015-05-18 | ||
| 56 | Guo, Yuantao 郭圓濤 | Rep | 2011-04-20 | 2017-07-12 | ||
| 57 | Ha, Ron Hiu Lam 夏曉嵐 | Rep | 2014-02-17 | 2021-11-11 | ||
| 58 | Hainsby, Raymond Michael | M | Rep | 2011-03-14 | 2015-08-14 | |
| 59 | Halliwell, Thomas Alan | M | Rep | 2010-11-18 | 2015-11-27 | |
| 60 | Hartwell, Benjamin Luke | M | Rep | 2014-07-31 | 2017-03-06 | |
| 61 | He, Zhaoqiang 賀照強 | Rep | 2014-02-27 | 2015-12-17 | ||
| 62 | He, Zhengwei 何崢煒 | Rep | 2013-09-04 | 2021-04-30 | ||
| 63 | Heo, Hong | Rep | 2014-05-30 | 2015-09-30 | ||
| 64 | Hollis, Vincent Edward James | M | Rep | 2013-12-03 | 2015-07-31 | |
| 65 | Hong, Siu Chung 康兆忠 | Rep | 2014-05-07 | 2016-01-16 | ||
| 66 | Howsley, Jonathan Charles (SFC:AZF710) | M | Rep | 2012-03-29 | 2018-09-14 | |
| 67 | Hsieh, Meng-Han 謝孟翰 | Rep | 2011-05-12 | 2024-05-31 | ||
| 68 | Hu, Rong (SFC:AXW316) 胡蓉 | Rep | 2013-06-24 | 2015-06-05 | ||
| 69 | Huang, Jiaqi (SFC:BDQ027) 黃嘉琪 | Rep | 2014-06-26 | 2015-11-13 | ||
| 70 | Huang, Wan (SFC:AMO369) 黃婉 | RO | 2012-08-07 | 2015-07-24 | ||
| 71 | Hui, Chi Keung (SFC:ALZ728) 許志強 | Rep | 2012-06-27 | 2016-08-22 | ||
| 72 | Hui, Daniel Ka Chung 許家聰 | M | Rep | 2012-10-10 | 2015-06-01 | |
| 73 | Ingram, Bruce Richard | M | RO | 2014-05-13 | 2020-01-17 | |
| 74 | Ip, Yau Lung 葉游龍 | Rep | 2011-03-17 | 2019-03-26 | ||
| 75 | Jasani, Nilesh Surendra Rai | M | Rep | 2011-10-28 | 2021-08-18 | |
| 76 | Joo, Chang Han | Rep | 2014-04-15 | 2017-12-08 | ||
| 77 | Ju, Yansu Christie 居燕蘇 | RO | 2011-09-15 | 2015-09-29 | ||
| 78 | Kakulavarapu, Rajasa | Rep | 2014-10-24 | 2016-03-04 | ||
| 79 | Karfa, Nilanjan | Rep | 2013-04-12 | 2020-03-16 | ||
| 80 | Kim, Ina Yong | Rep | 2013-03-25 | 2016-05-20 | ||
| 81 | King, Augusto Yuk Shun 金毓珣 | RO | 2013-07-08 | 2015-04-02 | ||
| 82 | Kumagai, Yukihiro | Rep | 2013-03-06 | 2015-06-10 | ||
| 83 | Kunimasa, Tadahiro | Rep | 2013-12-11 | 2020-12-02 | ||
| 84 | Lam, Brian Jing Hei 林政熹 | M | Rep | 2013-01-09 | 2015-02-13 | |
| 85 | Lau, Howard Ho-Bong 劉浩邦 | M | Rep | 2013-11-04 | 2017-11-29 | |
| 86 | Lau, Yuen Hung 劉婉鴻 | Rep | 2011-06-17 | 2018-07-19 | ||
| 87 | Laugharne, Simon Andrew Paul | M | Rep | 2014-01-14 | 2016-06-02 | |
| 88 | Lawrence, Daniel Leonard (SFC:BBK391) | M | Rep | 2013-06-17 | ||
| 89 | Lay, Joao Fernando | Rep | 2011-03-21 | 2018-08-01 | ||
| 90 | Lee, Jeremy Seow Poh | M | Rep | 2014-08-05 | 2016-04-05 | |
| 91 | Lee, Kyung Hui | Rep | 2014-06-24 | 2017-12-07 | ||
| 92 | Leung, Johnson Man 梁民 | M | Rep | 2011-03-14 | 2015-12-16 | |
| 93 | Leung, Kin Man (SFC:ARR823) 梁建雯 | Rep | 2012-10-10 | 2015-07-31 | ||
| 94 | Li, Chenkan 李辰侃 | Rep | 2012-12-10 | 2015-07-31 | ||
| 95 | Li, Jessica Y 李穎 | F | Rep | 2013-10-09 | 2015-04-14 | |
| 96 | Li, Yilu 李伊呂 | Rep | 2014-01-14 | 2015-12-18 | ||
| 97 | Liao, Shifan 廖世凡 | Rep | 2010-12-30 | 2015-12-17 | ||
| 98 | Lipacis, Mark John | M | Rep | 2014-07-29 | 2023-12-15 | |
| 99 | Liu, Boyong 劉博雍 | Rep | 2010-12-30 | 2015-10-16 | ||
| 100 | Liu, Dongheng 劉東恒 | Rep | 2013-06-17 | 2015-12-17 | ||
| 101 | Liu, Kezhi 劉克之 | Rep | 2014-07-23 | 2015-12-17 | ||
| 102 | Liu, Sherry Xiaoyu 劉肖俞 | F | RO | 2014-03-20 | 2015-12-17 | |
| 103 | Liu, Shimeng 劉詩萌 | Rep | 2014-04-03 | 2015-12-17 | ||
| 104 | Lu, Hongliang (SFC:AWO608) 呂洪良 | Rep | 2010-12-30 | 2015-06-12 | ||
| 105 | Lu, Tao (SFC:AZP070) 盧濤 | Rep | 2014-11-07 | 2019-08-23 | ||
| 106 | Lui, Anna Ka Yan 雷嘉恩 | F | Rep | 2013-04-05 | 2015-12-17 | |
| 107 | Luo, Yier 羅弋尔 | Rep | 2014-07-11 | 2016-02-23 | ||
| 108 | Ma, Yunpeng 馬云鵬 | Rep | 2014-10-17 | 2015-09-02 | ||
| 109 | Maeda, Yuki | Rep | 2014-09-03 | 2015-06-25 | ||
| 110 | Malhotra, Ashwan Kumar | M | RO | 2012-10-11 | 2015-08-31 | |
| 111 | Maly, Sylvain Francois Gilbert | M | Rep | 2012-10-10 | 2015-08-14 | |
| 112 | Masumizu, Hitoshi | Rep | 2011-05-03 | 2015-03-02 | ||
| 113 | McGeoch, Angus Hamilton | M | Rep | 2014-05-16 | 2016-03-23 | |
| 114 | Meng, Cynthia Jinhong 孟晉紅 | 45 | F | Rep | 2011-01-31 | 2016-06-01 |
| 115 | Mou, Newman Siu Bun 繆肇彬 | Rep | 2013-05-20 | 2015-12-16 | ||
| 116 | Muir, James Thomas | M | Rep | 2011-03-31 | 2015-09-29 | |
| 117 | Na, Mufu 那木夫 | Rep | 2014-12-08 | 2015-07-17 | ||
| 118 | Nahar, Piyush | Rep | 2013-06-21 | 2020-07-31 | ||
| 119 | Nakanishi, Takaki | M | Rep | 2013-12-06 | 2023-08-31 | |
| 120 | Naruse, Shinya (SFC:BDV235) | Rep | 2014-08-01 | 2016-03-24 | ||
| 121 | Newberry, Mark | M | Rep | 2011-03-10 | 2016-11-30 | |
| 122 | Ng, Junwen Joshua 黃俊文 | M | Rep | 2013-07-16 | 2017-12-06 | |
| 123 | Nichols, Stephen James (SFC:ACJ658) | M | RO | 2012-07-23 | 2015-12-16 | |
| 124 | Nie, Shengshen 聶晟申 | Rep | 2012-05-02 | 2016-11-03 | ||
| 125 | Noguchi, Kei | Rep | 2014-10-15 | 2020-12-15 | ||
| 126 | Noke, Freddy | Rep | 2012-11-16 | 2018-08-08 | ||
| 127 | Nolan Iv, William Joseph (SFC:BCT488) | M | Rep | 2014-01-21 | 2015-03-27 | |
| 128 | O'Mara, Conor John | M | Rep | 2011-06-29 | ||
| 129 | Oiwa, Ken | M | Rep | 2014-08-15 | 2016-07-07 | |
| 130 | Okuno, Hiroshi | M | Rep | 2011-08-26 | 2020-12-02 | |
| 131 | Ong, Eng Keong (SFC:BEB050) | Rep | 2014-08-20 | 2016-08-19 | ||
| 132 | Ong, Hui Hsia | Rep | 2014-08-04 | |||
| 133 | Park, Sung Wan 朴性玩 | Rep | 2012-07-16 | |||
| 134 | Pham, Thanh Ha | Rep | 2012-02-10 | |||
| 135 | Poon, Ada Ho Yan 潘可欣 | F | Rep | 2011-04-29 | ||
| 136 | Purcell, Robert G | M | Rep | 2014-07-30 | 2015-06-05 | |
| 137 | Putterill, Adam Thomas James | M | Rep | 2011-02-01 | ||
| 138 | Qiu, Xiaowen 邱曉文 | RO | 2011-12-16 | |||
| 139 | Quadros, Lavina Saira | Rep | 2011-11-24 | |||
| 140 | Rosenfeld, Seth Robert | M | Rep | 2012-02-09 | 2019-02-11 | |
| 141 | Ruffy, Bruce Howard | M | Rep | 2014-07-21 | 2015-12-16 | |
| 142 | Salman, Makarim Adel | Rep | 2011-08-16 | 2016-10-27 | ||
| 143 | Sanghvi, Chirag Pravinkant | Rep | 2011-10-17 | 2016-07-13 | ||
| 144 | Sato, Hiroko | Rep | 2014-04-29 | |||
| 145 | Sen, Arya | Rep | 2012-09-24 | 2020-05-18 | ||
| 146 | Shen, Allan Hung Yat 沈鴻逸 | M | Rep | 2012-12-03 | 2015-07-06 | |
| 147 | Sheng, Wei-Ting 盛薇庭 | RO | 2010-01-04 | 2017-12-20 | ||
| 148 | Shi, Tiger Chenghu 石成虎 | 40 | M | RO | 2013-07-16 | 2015-01-16 |
| 149 | Shi, Yangtian 施陽天 | Rep | 2014-07-29 | 2015-05-18 | ||
| 150 | Sohn, Bill Eun-Seok | M | RO | 2013-09-25 | 2016-06-02 | |
| 151 | Stewart, Kyle William | M | Rep | 2014-02-17 | 2015-03-05 | |
| 152 | Su, Wei (SFC:AGN518) 蘇緯 | RO | 2013-11-08 | 2019-02-15 | ||
| 153 | Sugito, Timur Tzu Lung | Rep | 2013-11-18 | 2015-06-15 | ||
| 154 | Sun, Kam Ming 辛鑑明 | Rep | 2014-03-27 | 2015-07-17 | ||
| 155 | Tam, Man Hong (SFC:AFY709) 譚文康 | RO | 2012-03-20 | 2015-07-17 | ||
| 156 | Tan, Choon Ming 陳俊銘 | Rep | 2012-04-18 | 2014-12-31 | ||
| 157 | To, William Chak Yan 陶澤恩 | M | Rep | 2014-10-28 | ||
| 158 | Tsai, Chia-Hung 蔡家宏 | Rep | 2013-04-15 | |||
| 159 | Tse, Edmundo Matthew 謝永強 | Rep | 2011-10-06 | 2016-04-05 | ||
| 160 | Walker, Richard (SFC:AWY708) | M | Rep | 2011-03-09 | 2023-11-20 | |
| 161 | Wan, Lingyan 萬玲豔 | Rep | 2014-01-02 | 2015-02-27 | ||
| 162 | Wang, Qin (SFC:BEC606) 王沁 | Rep | 2014-10-16 | 2015-06-05 | ||
| 163 | Wang, Ren (SFC:AIB127) 汪韌 | 42 | M | RO | 2012-03-20 | 2015-12-17 |
| 164 | Wei, Po 魏柏修 | Rep | 2012-06-08 | 2016-11-30 | ||
| 165 | Wong, James Chung Yin 黃頌賢 | M | Rep | 2012-10-10 | 2015-08-14 | |
| 166 | Wong, Janet Hoi Ching 黃凱靖 | F | Rep | 2013-11-29 | 2015-12-17 | |
| 167 | Wong, Johnny Kin Man 黃建文 | M | Rep | 2014-10-22 | 2019-08-23 | |
| 168 | Wong, Mun Kong | RO | 2013-02-20 | 2018-05-15 | ||
| 169 | Woo, Lai Ming Raymond 符禮明 | M | Rep | 2013-04-11 | 2015-12-17 | |
| 170 | Wu, Joseph Shi Li 武士立 | M | Rep | 2012-02-06 | 2017-11-29 | |
| 171 | Wu, Xiaolin (SFC:AVV216) 吳曉琳 | Rep | 2013-03-26 | 2017-06-16 | ||
| 172 | Wynne, Timothy Lloyd | M | Rep | 2014-07-21 | ||
| 173 | Yamamoto, Sumiyo | Rep | 2012-08-27 | 2015-11-24 | ||
| 174 | Yang, Buyun 楊佈云 | Rep | 2014-06-26 | 2015-05-18 | ||
| 175 | Yang, Nancy Wen 楊海雯 | F | Rep | 2011-07-19 | 2015-02-28 | |
| 176 | Yang, Rui (SFC:ALG051) 楊瑞 | M | Rep | 2012-08-08 | 2015-03-27 | |
| 177 | Ye, Nayun 叶拏云 | Rep | 2013-07-09 | 2015-02-02 | ||
| 178 | Yeo, Rainna Xue Yin | Rep | 2013-02-05 | |||
| 179 | Yeo, Zhi Aik | Rep | 2011-06-30 | 2016-10-31 | ||
| 180 | Yin, Jianbo 銀建博 | Rep | 2014-06-03 | 2017-03-23 | ||
| 181 | Yokoi, Naomi | F | Rep | 2011-08-29 | 2015-09-16 | |
| 182 | Young, James Kenneth Freeman Scott | M | Rep | 2011-01-13 | ||
| 183 | Yu, Lei (SFC:APF652) | Rep | 2011-03-11 | 2016-03-21 | ||
| 184 | Zeng, Zhan 曾展 | Rep | 2014-02-24 | 2015-06-12 | ||
| 185 | Zheng, Dan (SFC:BBN687) 鄭丹 | Rep | 2013-07-09 | 2015-12-17 | ||
| 186 | Zheng, Yuanyuan (SFC:AZO877) 鄭圓圓 | Rep | 2012-06-12 | 2016-02-01 | ||
| 187 | Zhi, Yu 職宇 | Rep | 2013-01-03 | 2015-03-27 | ||
| 188 | Zhou, Nan (SFC:BBU594) 周楠 | 29 | F | Rep | 2014-08-27 | 2015-12-17 |
| 189 | Zhou, Xiao (SFC:AYC139) 周曉 | Rep | 2012-09-26 | 2015-12-17 | ||
| 190 | Zhu, Shaoqing 朱劭卿 | Rep | 2014-10-15 | 2015-05-18 | ||
| 191 | Zhu, Yifan (SFC:BCA260) 朱一帆 | Rep | 2013-10-21 | 2015-10-16 |
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