Rothschild & Co Wealth Management Hong Kong Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	Role	From	Until
1	Chau, Kelvin Kwok Wing 周國榮	53	M	RO	2010-08-16	2019-10-18
2	Cho, Man 初敏			Rep	2013-07-23	2015-05-27
3	Giltrow, Hugh		M	Rep	2013-01-22	2019-07-31
4	Hart, Elizabeth (SFC:BDC487)		F	Rep	2014-03-31	2016-06-02
5	Lu, Nim Joel 盧念祖	56	M	RO	2012-09-25	2016-07-29
6	Mueller, Alois			RO	2014-01-29	2015-11-18
7	Patel, Rupen (SFC:BAT885)			Rep	2013-01-22	2019-07-31
8	Tam, Denise Wan Rou 譚菀柔		F	Rep	2012-02-08	2017-08-08

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