Trafalgar Capital Management (HK) Limited

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	Role	From	Until
1	Aarons, Christopher James	47	M	RO	2010-02-01
2	Hickman, Laura Katherine		F	Rep	2012-06-11	2015-09-18
3	Lewin, Hanna		F	Rep	2014-02-12	2023-01-31
4	Millard, Michael Ashley		M	RO	2010-12-30	2017-02-11
5	Scott, Julian Bowd		M	Rep	2014-10-14	2015-12-31
6	Smith, Anthony Graham (SFC:BDV584)	41	M	RO	2014-10-08	2015-03-06
7	Upton, Adam Boyd		M	Rep	2014-10-14	2017-09-29

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