Neuberger Berman Asia Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2015 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Boon, Yan Taw 溫演道 | Rep | 2013-11-05 | 2022-09-29 | ||
| 2 | Chan, Christy Wai Nga 陳慧雅 | F | Rep | 2013-09-11 | 2020-05-11 | |
| 3 | Chan, Kwan Ho (SFC:APN775) 陳鈞浩 | Rep | 2014-06-12 | 2022-12-16 | ||
| 4 | Chan, Pui Kwan (SFC:ALF667) 陳佩君 | Rep | 2014-06-23 | |||
| 5 | Chen, Kent Chih Yang 陳志陽 | M | Rep | 2015-06-15 | ||
| 6 | Cheng, Pui Yan (SFC:AEQ438) 鄭珮欣 | Rep | 2014-06-16 | 2020-12-04 | ||
| 7 | Choy, Elina Elaine Yee Ling 蔡懿翎 | F | Rep | 2014-02-04 | 2017-02-01 | |
| 8 | Du, Yanyi 杜延奕 | Rep | 2012-09-24 | 2017-04-28 | ||
| 9 | Dyer, Michael John (SFC:ANH060) | M | Rep | 2015-05-13 | 2019-04-28 | |
| 10 | Gan, Ying 干迎 | Rep | 2011-10-19 | 2017-04-28 | ||
| 11 | Gao, Xinyu 高新宇 | Rep | 2012-02-03 | 2017-04-28 | ||
| 12 | Henchman, Jason Christopher D. | M | RO | 2010-05-31 | ||
| 13 | Hoar, Nicholas John Francis | 48 | M | RO | 2012-03-21 | 2022-07-29 |
| 14 | Holzherr, Thomas Markus | M | Rep | 2012-06-01 | ||
| 15 | Ke, Wei (SFC:BAR240) 柯伟 | Rep | 2013-01-09 | 2017-04-28 | ||
| 16 | Kwang, Mang Tak 鄺孟德 | RO | 2014-09-24 | |||
| 17 | Lam, Linda Lam 林霖 | F | Rep | 2015-03-06 | ||
| 18 | Lee, Frank Kuo Wei 李国威 | M | Rep | 2015-10-12 | 2017-04-28 | |
| 19 | Liu, Du 劉都 | Rep | 2013-09-11 | 2017-04-28 | ||
| 20 | Luk, Tsz Yan (SFC:BBW116) 陸梓欣 | Rep | 2013-09-11 | 2017-06-16 | ||
| 21 | Ng, Hoi Yin (SFC:APZ135) 吳凱燕 | Rep | 2015-03-26 | |||
| 22 | Okita, Bradley | M | Rep | 2013-03-11 | 2017-04-28 | |
| 23 | Pang, Maggie Man Yee 彭雯兒 | F | Rep | 2013-05-06 | ||
| 24 | Serocold, Mark Joseph Pearce | M | Rep | 2012-05-02 | 2016-04-05 | |
| 25 | So, Chi Kay 蘇智琪 | Rep | 2014-06-05 | |||
| 26 | Tam, Kin Wo 譚健和 | Rep | 2013-07-29 | 2019-03-19 | ||
| 27 | Tam, Yuk Yin 譚鈺燕 | Rep | 2014-08-05 | 2016-09-09 | ||
| 28 | Tang, Annie Yue Wai 鄧宇蕙 | F | Rep | 2015-02-18 | ||
| 29 | Tang, Ka Nam 鄧嘉南 | Rep | 2014-05-07 | 2018-11-02 | ||
| 30 | Tang, Lihui 湯禮輝 | Rep | 2008-04-23 | 2017-04-28 | ||
| 31 | Tsang, Lok Ching 曾樂正 | Rep | 2013-06-03 | |||
| 32 | Weng, Youyi 翁有誼 | Rep | 2010-09-07 | 2017-04-28 | ||
| 33 | Williams, Douglas Brock | M | Rep | 2008-11-25 | 2017-07-14 | |
| 34 | Wong, Calvin Su-Chi 黃書棋 | M | Rep | 2014-10-22 | 2017-04-28 | |
| 35 | Yao, Yulin (SFC:AQI648) 姚毓林 | RO | 2009-05-18 | 2017-04-20 | ||
| 36 | Yip, Christopher Chi Yan 葉志恩 | M | Rep | 2015-01-22 | 2016-05-01 | |
| 37 | Yu, Adrianne Jia Yan 余家延 | F | Rep | 2011-07-25 | 2017-04-28 | |
| 38 | Yuen, Wai Kin (SFC:AVM568) 阮惠健 | Rep | 2014-02-07 |
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