HSBC Corporate Finance (Hong Kong) Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016		 ⚥ Role From Until
1 Aggarwal, Sandeep (SFC:AZC897) Rep 2012-04-19 2015-06-19
2 Aruna 阿汝娜 Rep 2012-03-09 2016-06-24
3 Au Yeung, Tat H 歐陽達顯 RO 2003-09-05 2004-01-15
4 Au, Jason On Kit 歐安傑 M RO 2012-03-09 2016-05-17
5 Bansal, Gaurav (SFC:AZO997) M Rep 2012-06-29 2018-10-14
6 Baur, Darin Daniel M Rep 2012-04-20 2012-07-25
7 Beattie, Russell William M RO 2006-04-28 2007-05-10
8 Bedi, Akash Rep 2013-07-22 2017-09-17
9 Biron, Edouard Michel Marie F Rep 2012-05-03 2016-01-03
10 Bo, Qiaochu 薄翹楚 Rep 2012-04-30 2017-04-19
11 Browning, Martin Mario 39 M Rep 2012-04-20 2019-03-10
12 Bunting, Charles Pearce M Rep 2012-04-20 2014-05-08
13 Cao, Yuan (SFC:AZJ206) 曹遠 Rep 2012-04-27 2013-05-31
14 Chan, Benjamin Ting Wai 陳霆蔚 M Rep 2013-11-07 2015-08-28
15 Chan, Ivan Man Hung 陳文洪 M RO 2011-12-05 2012-03-09
16 Chan, So Ying 陳素瑩 Rep 2016-04-27 2017-10-31
17 Chan, Wai Ching (SFC:BEQ325) 陳偉程 Rep 2015-01-06 2015-02-27
18 Chang, Jiang (SFC:AZH662) 常江 Rep 2012-04-20
19 Chang, Yung Ching 張永經 RO 2007-06-01 2008-09-20
20 Chau, Vincent Chi To (SFC:AYP958) 朱梓滔 M Rep 2015-09-04
21 Chen, Bo (SFC:AZJ493) 陳博 Rep 2012-04-30 2015-11-11
22 Chen, Cheng (SFC:AZJ494) 陳程 Rep 2012-04-30 2019-04-08
23 Chen, Gong (SFC:AZN311) 陳功 Rep 2014-10-06 2019-08-05
24 Chen, Junling (SFC:BAH717) 陳雋凌 Rep 2012-11-06 2015-06-17
25 Chen, Tse-Wen 陳則文 Rep 2015-12-14
26 Chen, Yunze 陳云澤 Rep 2012-11-06 2014-06-30
27 Cheng, Curtis H 鄭慶傑 M Rep 2015-01-06 2017-04-13
28 Cheng, Siwei (SFC:AZC805) 程斯韋 Rep 2012-03-09 2015-02-02
29 Cheung, Maria Pui 張蓓 F Rep 2013-11-07 2021-07-19
30 Cheung, Siu Fung (SFC:AZC794) 張兆峰 Rep 2012-03-09 2016-08-12
31 Chew, Meng Fai 趙明輝 Rep 2012-04-20 2019-10-25
32 Chiu, Michael Tsz-Ming 邱子明 M Rep 2014-06-20 2015-09-30
33 Chiu, Yue Seng (SFC:ALG329) 趙汝成 Rep 2012-11-13 2013-02-22
RO 2013-02-22 2016-12-30
34 Choi, Geoffrey Cheuk Lun 蔡卓燐 M Rep 2015-01-06 2019-07-26
35 Chong, Kian Shing 張建成 Rep 2014-10-10 2018-10-31
36 Chong, Yew Kuen Pius 張耀炯 RO 2015-03-30 2017-12-04
37 Chu, Lawrence Ka Ming 朱家明 M RO 2012-03-30 2017-01-12
38 Chu, Lindsay Li-Shen Rep 2012-04-20 2015-04-01
39 Chuk, Victoria Wing Sum 祝詠琛 F Rep 2016-04-26
40 Clark, Stephen John (1963) 郭言信 53 M RO 2012-03-09
41 Connor, Jonathan Luke M Rep 2012-04-20 2015-02-02
42 Crittenden, Daniel John M Rep 2013-11-07 2015-05-18
43 Crossland, Ryan Everett M Rep 2012-04-20 2015-07-31
44 Cui, Xiaojiao 崔小姣 Rep 2012-04-20 2021-03-31
45 Davis, Bardin John (SFC:APK787) M Rep 2012-10-11 2013-01-09
RO 2013-01-09 2017-08-31
46 de Basto, Roger Alexander 51 M RO 2012-07-10
47 Douin, Guillaume Marie Benoit M Rep 2013-12-17 2018-06-15
48 Fan, See Hang 范思恒 Rep 2012-04-20 2014-03-31
49 Faure, Emmanuel Dominique Martial G. M RO 2009-09-30 2011-09-27
50 Gao, Ya (SFC:AZJ498) 高雅 Rep 2012-04-30 2014-05-31
51 Gao, Yun (SFC:BBT153) 高昀 Rep 2014-11-27
52 Geng, Geng (SFC:BEQ928) 耿賡 Rep 2015-01-06 2015-02-27
53 Giang, Johnathan Zhao-Hong 江昭宏 Rep 2012-11-06 2015-03-27
54 Gibert, Olivier Thierry Jacques Jean M Rep 2015-06-01 2018-07-31
55 Glueck, Franz Ismael Rep 2012-04-30 2017-02-17
56 Goh, Khee Hong 吳棋鴻 Rep 2012-04-20 2012-09-26
Rep 2013-12-17 2015-11-06
57 Gupta, Saurabh (SFC:AZH609) Rep 2012-04-20
58 He, Xiaofan 賀曉帆 Rep 2012-04-20 2014-03-31
59 Heng, Franklin Ching Kuen 幸正權 51 M RO 2006-04-28
60 Heng, Jonathan Ying-Chieh 恆英傑 M Rep 2012-04-30 2019-09-30
61 Heung, Hop Sang 香俠笙 Rep 2015-10-14 2019-07-26
62 Hignell, Christopher David M Rep 2012-04-30 2013-03-27
63 Hock, Wai Hou 何維豪 Rep 2012-04-20 2017-07-17
64 Hsu, Erick Ying-Chao 徐英超 Rep 2012-04-20 2017-02-15
65 Hu, Diana 胡黛娜 F RO 2012-03-09 2021-02-28
66 Hu, Ruanjia 胡阮佳 Rep 2012-03-29 2014-02-21
67 Hu, Shaowei (SFC:ALD661) 胡少威 Rep 2013-10-21 2014-04-16
68 Huang, Duo 黃朵 Rep 2012-03-09 2012-06-19
69 Huang, Rui (SFC:AZO993) 黃蕊 Rep 2012-07-04 2017-04-19
70 Hui, Fiona Kan Sum 許耿琛 F Rep 2012-03-29 2019-02-25
71 Hui, Florence Wai Ying 許慧瑩 F Rep 2012-03-09 2013-04-03
72 Jin, Xiaojuan 金曉娟 Rep 2012-11-06 2019-07-26
73 Kan, Sherman Tsz Yuet 簡子悅 M Rep 2013-07-03 2016-12-02
74 Kao, Anne An-Chi 高安琪 F Rep 2012-03-29 2018-05-03
75 Katsuba, Tomoaki 勝葉朋亮 Rep 2012-04-20 2017-04-25
76 Kern, Jason Blair M Rep 2012-04-20 2013-06-29
77 Khoury, Philippe Marie Francois M Rep 2012-05-25 2015-07-10
78 Ko, Silvia 高思雯 F Rep 2012-06-07 2015-03-26
79 Kwan, Nicholas Alexander Yan Tat 關胤達 M Rep 2012-04-27 2013-06-01
80 Lahiri, Prithvijit 溥瑞思 Rep 2014-11-03 2019-10-04
81 Lai, Zengkun 賴增昆 Rep 2012-04-27 2015-01-08
82 Lam, Chi Hang 林智衡 Rep 2012-11-06 2019-06-06
83 Lambert, Giles Robert (SFC:BCJ629) M Rep 2013-12-17 2016-06-30
84 Lau, Evan Louis 劉凱銘 M Rep 2012-03-29 2015-03-25
85 Lau, Wing Yee (SFC:ARM920) 劉穎怡 Rep 2015-10-19 2022-10-07
86 Law, Arthur Yui Long 羅睿朗 M Rep 2012-04-30 2015-05-01
87 Lee, Chin Yiu 李戩堯 Rep 2013-09-05 2015-08-28
88 Lee, Enoch Yi Nwo 李一諾 Rep 2012-03-09 2013-06-14
89 Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋 Rep 2003-07-10
90 Lee, Yi Ling (SFC:AYW253) 李怡羚 Rep 2013-07-26 2015-11-05
91 Leelasena, Rasitha Subodha (SFC:ARR166) RO 2008-10-06 2012-03-09
92 Leung, Venus Yan Yu 梁茵瑜 F Rep 2012-04-27 2013-05-21
93 Li, Andrew Yung Ting 李勇霆 M Rep 2012-04-20
94 Li, Benetton I Hao 李翊豪 Rep 2012-04-20 2014-10-01
95 Li, Bing (SFC:AHQ959) 李冰 Rep 2012-07-26 2016-01-08
96 Li, Dong (SFC:BAE317) 李棟 Rep 2013-12-04 2020-12-03
97 Li, Jin (SFC:BCN699) 李錦 Rep 2014-01-13
98 Li, Kristine Keng Yan 李敬恩 F Rep 2012-04-27 2012-09-28
99 Li, Lei (SFC:BHC504) 李磊 Rep 2016-04-12 2019-01-18
100 Li, Meng (SFC:AZJ293) 李蒙 Rep 2012-05-08 2019-06-03
101 Li, Patricia Pui Man 李佩雯 F Rep 2014-04-24 2014-04-25
102 Li, Qin (SFC:AXZ548) 李秦 Rep 2013-11-28 2015-06-30
103 Li, Raymond Man Fai 李文輝 M Rep 2004-07-30 2004-09-03
RO 2004-09-03 2006-04-10
104 Li, Ying (SFC:BAH724) 李穎 Rep 2012-11-06 2015-05-01
105 Li, Youdan 李幼丹 Rep 2012-05-11 2014-05-05
106 Liang, Weibin (SFC:BCK471) 梁衛彬 Rep 2013-12-19 2015-11-20
107 Liao, Sophia Tzu-Ting 廖姿婷 F Rep 2014-03-11 2017-04-25
108 Lin, Alex Yo Lin 林佑霖 Rep 2012-05-02 2015-04-14
109 Lin, Junxian (SFC:AZC812) 林峻賢 Rep 2012-03-09 2013-05-16
110 Lin, Shiyi (SFC:BCJ571) 林時宜 Rep 2013-12-17 2014-05-05
111 Lit, Shu Wah 列澍華 Rep 2012-05-31 2014-02-14
112 Liu, Chao (SFC:AZH606) 劉超 Rep 2012-04-20 2016-04-25
113 Liu, Che Ning 劉哲寧 50 M RO 2012-03-09
114 Liu, Mengyu (SFC:AZJ295) 劉夢羽 Rep 2012-04-27 2017-11-13
115 Liu, Min (SFC:BCJ642) 劉旼 Rep 2013-12-17 2014-09-28
116 Liu, Theodora Elesa 廖文清 F Rep 2012-11-06 2015-05-30
117 Liu, Yaping (SFC:AUX497) 劉婭萍 Rep 2015-01-06 2016-04-22
118 Lo, Hsiang 羅馨 Rep 2012-04-30 2012-06-13
119 Lok, Chun Kit 駱俊傑 Rep 2015-07-06 2018-06-29
120 Low, William Wei Liang 劉偉良 M Rep 2012-04-27 2013-04-15
121 Lu, Jie (SFC:AZO988) 呂捷 Rep 2012-08-21 2013-06-24
122 Lu, Zeyu (SFC:BHA159) 呂澤宇 Rep 2016-04-01 2018-05-04
123 Luo, Yi (SFC:AZM662) 羅軼 Rep 2012-07-04 2017-11-17
124 Ma, Jennie Jiayin 馬佳音 Rep 2012-07-26 2016-07-15
125 Ma, Siqi (SFC:AVS796) 馬斯奇 Rep 2013-12-17 2015-04-28
126 Martinez Acosta, Jorge Carlos M Rep 2012-10-19 2015-05-28
127 McGregor, Robert (SFC:AEM474) M Rep 2012-10-19 2014-03-25
128 Ng, Amy Tsung-Ling 吳崇玲 F Rep 2012-04-30 2019-06-03
129 Ng, Cheng Kang 黃丞康 Rep 2012-03-09 2013-03-27
130 Ng, Sean Heng Tiong 黃興忠 M Rep 2012-05-02 2012-08-28
131 Ong, Chi Tuan 王志團 Rep 2012-04-30 2013-07-24
132 Pang, Chi Fung 彭志峰 Rep 2012-05-03 2015-06-11
133 Pecher, Florian Christian M Rep 2013-06-26 2019-10-31
134 Phua, Jia Ning 潘家寧 Rep 2012-03-16 2012-08-28
135 Plaa, Jacques Robert M Rep 2013-11-07 2022-05-15
136 Qi, Peng (SFC:AZH628) 齊朋 Rep 2012-04-20 2016-01-08
137 Qian, Liang (SFC:AZC815) 錢亮 Rep 2012-03-09 2014-04-11
138 Qiao, Yuanhua 喬元華 Rep 2014-09-22 2023-06-15
139 Qin, Qing (SFC:BAH726) 秦晴 Rep 2012-11-06 2015-07-24
140 Ranavat, Rohan Rajesh Rep 2012-03-09 2012-04-13
141 Rao, Pradeep Vithal Rep 2012-09-28 2018-01-04
142 Ren, Zhong (SFC:BEB658) 任重 Rep 2014-09-15 2017-04-10
143 Robertson, Craig Anthony M Rep 2004-07-30 2004-09-03
RO 2004-09-03 2009-08-03
Rep 2009-08-03 2009-09-01
144 Sahney, Rajeev Kumar M Rep 2012-05-09 2018-10-09
145 Scott, David Paul Mcleod M RO 2007-06-01 2008-09-20
146 Shan, Miao 單淼 Rep 2013-12-20 2015-04-02
147 Shang, Chuyi 尚楚宜 Rep 2012-06-29 2021-06-16
148 Shek, Junes 石臻善 Rep 2015-02-10
149 Shen, Dehua 沈德華 Rep 2012-04-30 2019-01-29
150 Shen, Nan (SFC:ALA470) 申楠 Rep 2012-03-09 2012-03-30
151 Shin, Jung Keun Rep 2012-04-30 2015-11-05
152 Singh, Sandeep (SFC:AGA112) Rep 2014-02-10 2015-11-30
153 So, Yuk Kit (SFC:ADY273) 蘇煜傑 RO 2012-03-09
154 Song, Meihong 宋美虹 Rep 2012-03-09 2023-03-02
155 Sui, Jinjin 隋金金 Rep 2012-05-31 2015-05-19
156 Sun, Cong (SFC:BAU143) 孫聰 Rep 2013-02-06 2013-10-17
157 Sun, Justin William M Rep 2012-04-30 2013-09-11
158 Sun, Kam Ming 辛鑑明 Rep 2013-06-25 2013-10-01
159 Sun, Ting (SFC:AZJ434) 孫婷 Rep 2012-04-30 2014-04-17
160 Sun, Yue (SFC:BET073) 孫玥 Rep 2015-01-20 2015-08-07
161 Sung, Jongmin 成鍾旻 Rep 2014-01-13 2021-03-31
162 Talwani, Sandeep Rep 2012-04-30 2015-07-10
163 Tam, Kin San 譚建新 Rep 2012-07-26
164 Tan, Hui Fen 陳惠芬 Rep 2012-05-02 2013-03-27
165 Tandon, Akhil Rep 2015-03-13 2018-08-09
166 Tang, Bonan 唐博楠 Rep 2012-11-29 2015-06-06
167 Tang, Chenlang 湯辰浪 Rep 2014-01-13 2018-06-08
168 Tang, William Hing Chi 鄧慶志 M Rep 2012-05-02 2017-04-26
169 Tao, Xiaozhuo 陶晓卓 Rep 2015-01-23 2018-05-23
170 Teah, Huan Ying 鄭煥穎 Rep 2014-04-25 2015-08-07
171 Todd, Robert Miles Wilcockson M Rep 2012-05-02 2016-04-25
172 Tse, Herman Yu Man 謝宇文 M Rep 2012-03-09 2019-02-25
173 Tse, Ivy Yan Wah 謝欣樺 F Rep 2015-08-04 2018-02-23
174 Tse, Matthew Man Hon 謝文瀚 M Rep 2013-12-17 2018-04-20
175 Wallace, Matthew Arnold M Rep 2012-05-09 2013-11-04
176 Walters, Darren Michael M Rep 2012-05-30 2015-11-05
177 Wang, Bitan 王碧坦 Rep 2012-04-30 2016-01-08
178 Wang, Dingyan (SFC:BEX249) 王定焰 Rep 2015-02-24 2017-09-29
179 Wang, Huan (SFC:BCJ611) 王歡 Rep 2013-12-17 2015-08-03
180 Wang, Li (SFC:BCW773) 王立 Rep 2014-02-27 2015-11-30
181 Wang, Linjie 王林杰 Rep 2015-01-06 2017-06-06
182 Wang, Xiao (SFC:ASM446) 王虓 Rep 2015-01-06 2021-05-18
183 Wang, Xiaoxi (SFC:AZJ489) 王小溪 Rep 2012-05-02 2012-08-10
184 Wang, Xin (SFC:APD062) 王欣 Rep 2012-05-31 2019-10-17
185 Wang, Yaqian 王亞謙 Rep 2012-05-25 2017-07-17
186 Wang, Yongli (SFC:AZM661) 王永利 Rep 2012-05-31 2014-04-30
187 Wang, Yufei (SFC:BAA531) 王羽飛 Rep 2012-09-03 2014-04-29
188 Wang, Zhen (SFC:AZC796) 王鎮 Rep 2012-03-09 2017-04-28
189 Wang, Zhize 王智澤 Rep 2012-05-30 2012-11-19
190 Watkins, Natalia Helena RO 2009-04-15 2012-03-09
191 Wee, Bertrand Sin Yen 黃信諺 M Rep 2012-04-20 2015-10-23
192 Wei, Jing (SFC:AZM559) 韋璟 Rep 2012-05-31
193 Wen, Yaomin 文耀民 Rep 2014-03-11
194 Wenk, Raphael Konstantin M Rep 2012-07-11 2013-06-19
195 Wijaya, Suryadi Rep 2013-05-31 2016-10-07
196 Wong, Billy Chun Wah 黃振華 Rep 2012-04-30 2016-10-14
197 Wong, Chun Kit (SFC:AVJ133) 黃俊傑 Rep 2013-11-28 2017-10-20
198 Wong, Chun Tak (SFC:AQO452) 黃進德 Rep 2012-04-20 2020-08-17
199 Wong, Kwun Man 黃冠文 Rep 2014-09-15 2016-06-15
200 Wong, Michelle Chi Yu 黃之愉 F Rep 2012-05-31 2015-08-31
201 Woo, Alan Ying Hung 胡應鴻 M Rep 2012-04-20 2015-12-18
202 Wu, Lei (SFC:AYW852) 吳鐳 Rep 2014-10-17 2018-08-03
203 Wu, Maximillian Jerome 吳薊楓 M Rep 2013-09-27 2022-03-31
204 Wu, Samuel Shung Shan 鄔崇山 M Rep 2012-05-07 2017-11-10
205 Wu, Zhi (SFC:AZK681) 武智 Rep 2012-05-25 2021-07-15
206 Xia, Shuang (SFC:BDD517) 夏爽 Rep 2014-04-16 2021-06-04
207 Xiao, Yi Qian 蕭一喬 Rep 2015-07-07 2016-08-18
208 Xie, Yi (SFC:BCJ327) 謝貽 Rep 2013-12-17
209 Xin, Ming 辛明 Rep 2014-06-20
210 Xu, Jie (SFC:BAH729) 徐捷 Rep 2012-11-06
211 Xu, Kai (SFC:BCC073) 徐鐦 Rep 2013-11-07 2014-02-13
212 Xu, Mujue 許慕珏 Rep 2016-04-12 2018-05-25
213 Xu, Sixiang 徐思翔 Rep 2015-11-20 2017-05-19
214 Xu, Xiaodong (SFC:AZM584) 徐曉東 Rep 2012-05-30 2013-06-24
215 Xu, Ziling 徐子凌 Rep 2012-05-31 2012-10-08
216 Yan, Yuguang 閆宇光 Rep 2015-01-20 2015-01-31
217 Yang, Bingnan 楊炳楠 Rep 2012-11-06 2013-08-03
218 Yang, Huixin 楊蕙心 Rep 2012-05-31 2013-11-01
219 Yang, Wing Ka 楊詠嘉 Rep 2012-07-26 2017-09-30
220 Yang, Yalong 楊亞龍 Rep 2012-07-26 2017-04-12
221 Yang, Yi (SFC:BBR075) 楊逸 Rep 2014-11-03 2018-06-29
222 Yang, Yongfang 楊咏芳 Rep 2012-03-09 2022-06-15
223 Yau, Benjamin Chi Man 游志文 M Rep 2014-08-22 2014-09-09
224 Ye, Pengcheng (SFC:AZM557) 葉鵬程 Rep 2012-05-30 2016-09-09
225 Ye, Yi (SFC:BCJ623) 叶奕 Rep 2013-12-17 2014-05-22
226 Yeo, Pei Hse Rep 2012-03-29 2019-09-03
227 Yeung, Chun Kit (SFC:AQU429) 楊竣傑 Rep 2012-06-07 2012-10-15
228 Yong, Tammi Hsu Fei Rep 2013-12-17 2015-03-30
229 Yu, Jun (SFC:AYX056) 于鈞 Rep 2013-10-21 2018-06-22
230 Yu, Tao (SFC:AZM664) 余濤 Rep 2012-07-04
231 Yuen, Claudia Kia Yee 袁解頤 F Rep 2012-05-30 2016-09-30
232 Yung, See Liang 翁思亮 Rep 2013-11-07 2024-05-13
233 Zeissink, Andrew John M Rep 2012-05-30 2019-06-03
234 Zhang, Di (SFC:AZC799) 張迪 Rep 2012-03-09 2017-04-21
235 Zhang, Fan (SFC:AOR821) 張帆 Rep 2012-08-30 2021-06-18
236 Zhang, Hexing 張河星 Rep 2014-09-15 2023-03-31
237 Zhang, Jiaxiang (SFC:BEQ329) 章佳翔 Rep 2015-01-06 2016-08-08
238 Zhang, Junchen (SFC:BCJ651) 章俊晨 Rep 2013-12-17 2014-09-03
239 Zhang, Weikang (SFC:AYE253) 張維康 Rep 2014-11-27 2018-09-03
240 Zhang, Xiaohong (SFC:AZM666) 張小紅 Rep 2012-05-31
241 Zhang, Yao (SFC:AZM676) 張垚 Rep 2012-05-31 2013-06-25
242 Zhang, Yiqun 張軼群 Rep 2012-05-30
243 Zhang, Yue (SFC:ARO427) 張玥 Rep 2012-05-31 2012-09-27
244 Zhang, Yuntao (SFC:BAG083) 張蘊濤 39 M Rep 2012-10-19 2017-12-04
245 Zhao, Liang (SFC:APH556) 趙亮 Rep 2012-05-31 2015-03-28
246 Zhao, Yan (SFC:AIN730) 趙彥 Rep 2014-04-25 2019-09-05
247 Zhao, Ziqi (SFC:BGQ072) 趙子祺 Rep 2016-01-04 2018-06-08
248 Zheng, Yuanya 鄭元亞 Rep 2012-05-30 2015-01-08
249 Zhou, Tian (SFC:BFU991) 周天 Rep 2015-08-07 2015-12-15
250 Zhou, Xiaotian (SFC:AWQ371) 周小天 Rep 2013-11-28 2019-10-18
251 Zhou, Xuan (SFC:AGN530) 周萱 Rep 2013-11-08 2015-08-12
252 Zhou, Yang (SFC:AZM657) 周阳 Rep 2012-05-30 2015-01-12
253 Zhu, Xiaoyun (SFC:BCG194) 朱筱贇 Rep 2013-11-12 2015-11-13
254 Zou, Yun (SFC:BCC083) 鄒韵 Rep 2013-11-07 2015-05-30
255 Zuo, Dingliang 左丁亮 Rep 2012-11-06 2015-08-31

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