Leading Securities Company Limited 立鼎證券有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016
Role From Until
1 Cheng, Shih-Jen 鄭世仁 RO 2013-06-04 2013-08-12
2 Chow, Inez Yan 周茵 F RO 2013-10-10 2015-02-06
3 Chow, Kai Wui 周啟匯 Rep 2015-08-31 2016-01-31
4 Ding, Wenxin 丁文昕 Rep 2016-08-25 2017-12-31
5 Hon, Kai Lai 韓嘉麗 Rep 2016-01-14 2016-01-29
RO 2016-01-29 2017-04-03
6 Lin, Ni (SFC:BAL766) 林昵 Rep 2013-02-21 2014-11-12
RO 2014-11-12 2015-05-04
7 Macintosh, Andrew Keith M RO 2013-02-21 2014-12-31
8 McDonald, Nicholas William M RO 2015-02-12 2016-02-01
9 Ng, Wai Kwong (SFC:AWP695) 伍偉光 Rep 2015-03-03 2015-05-05
10 See, Anne Yu 施柔安 F Rep 2014-01-14 2014-03-27
RO 2014-03-27 2014-04-17
11 Sheather, Neil John M RO 2015-01-06 2016-01-15
12 Tong, Ching Po 湯正保 68 M Rep 2016-04-19 2016-08-09
RO 2016-08-09 2017-04-06
13 Wai, Anthony Bosco Sze Yuen 韋思源 M Rep 2013-12-18 2014-05-09
RO 2014-05-09 2015-04-24
14 Wong, Arthur Kai Chung 王啟聰 M RO 2013-02-21 2014-02-28
15 Wong, Chi Tai 黃志泰 RO 2016-04-25 2017-02-13
16 Woo, Wai Tong 胡偉堂 Rep 2016-01-14 2016-01-15
RO 2016-01-15 2016-12-09
17 Yen, Anna 嚴立恬 F Rep 2016-05-10 2016-08-29
18 Yeung, Siu Hang (SFC:BAO008) 楊少恒 Rep 2014-01-16 2014-04-30

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