Seres Asset Management Limited 瑞時投資管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	Role	From	Until
1	Bryant, David Clifford		M	RO	2010-12-23	2017-03-21
2	Erlanson, Evan Harmon		M	RO	2010-04-14	2023-01-31
3	Fallon, James Thomas		M	Rep	2014-05-15	2017-10-20
4	Lu, Yungang 陸運剛			RO	2010-04-14	2017-07-17
5	Rhee, James Kwanwoo 李寬雨		M	Rep	2016-07-18	2017-07-07

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