GCM Investments Hong Kong Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	Role	From	Until
1	Au Yong, Haw Rer 歐陽浩日			Rep	2016-01-18	2019-04-04
2	Chan, Joyce Sze Nga 陳思雅		F	Rep	2014-10-21	2017-08-18
3	Han, Insoo 韓寅洙			Rep	2014-05-16	2018-10-08
4	Han, Theresa Wing Yan 幸詠恩		F	RO	2014-05-07
5	Wang, Xia (SFC:AXD689) 王夏			Rep	2014-05-16
6	Zhao-Fiorello, Iris Yue		F	RO	2014-06-16	2019-12-11

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