NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	Role	From	Until
1	Belal, Tanvir		M	RO	2009-08-19
2	Dunn, Alastair Robert		M	Rep	2012-08-21
3	Higgins, Andrew Michael		M	Rep	2012-12-21
4	Parlamento, Luca			Rep	2017-03-22	2018-12-10
5	Philips, George Andrew		M	RO	2009-09-02
6	Rogers, David Ian (SFC:APJ114)		M	RO	2009-04-09
7	Shiers, Matthew John		M	Rep	2016-03-17
8	Smith, Mark (SFC:APV538)		M	RO	2009-10-14

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