Carret Private Capital Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	Role	From	Until
1	Chang, John Jae		M	Rep	2017-03-16	2020-05-21
2	Chark, Chi Fai 翟智輝			Rep	2017-01-19
3	Feldmann, Daniel Thomas		M	Rep	2017-07-24	2022-12-31
4	Floersheim, Alexander Carl Gabriel		M	Rep	2017-01-20	2018-08-08
5	Ho, Kenneth Kent 何祖光	50	M	RO	2016-05-03
6	Lee, Eugene Yapp 李立寅		M	RO	2016-11-03	2018-10-30
7	Picazo, Paolo Lorenzo			RO	2007-05-28	2019-02-13
8	Yang Yue, Gigi Nin Yen 楊俞年茵		F	Rep	2016-03-08	2018-05-11

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