Stifel Hong Kong Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	Role	From	Until
1	Chan, Jackson Wai Kwok 陳維國		M	RO	2014-06-10	2020-08-14
2	Kurz, Julian Ogden		M	Rep	2017-12-15	2020-08-14
3	Lerner, Christopher Paul		M	RO	2013-05-16	2020-10-27
4	Tian, Ye (SFC:BKL555) 田野			Rep	2017-08-25	2018-02-24
5	Tyrangiel, Robin Noah		M	Rep	2013-01-21	2018-09-22
6	Yang, Jing (SFC:ARH995) 楊婧			Rep	2017-09-14	2021-11-23

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