City Financial Investment Company (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	Role	From	Until
1	Barker, Geoffrey Charles		M	RO	2013-12-03	2019-08-16
2	Bibby, Nicholas Paley		M	RO	2013-12-03	2019-08-16
3	Chu, Richard Shan Yao 朱善堯		M	RO	2017-03-16	2019-03-14
4	Lau, Tsz Lung (SFC:AJL083) 劉子龍			Rep	2017-06-05	2019-03-14
5	Li, Ronald Wing Chung 李穎中		M	RO	2014-09-26	2018-07-31
6	Miller, Steven Michael (SFC:AHF976)		M	Rep	2017-03-08	2019-03-14
7	Rawle, Peter Richard (SFC:BDA027)		M	Rep	2017-05-18	2018-06-25
8	Scrase, Neil John 單國雄		M	Rep	2013-12-04	2019-08-16
9	Tseng, Po Ming			Rep	2017-05-09	2019-04-08

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