Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	Role	From	Until
1	Lam, James Ting Kin 林廷堅		M	RO	2017-12-29
2	Lam, Samuel Ka Chi 林嘉智		M	Rep	2017-04-10	2018-07-04
3	Lam, Yi Wang 林怡泓			Rep	2014-04-23	2018-08-23
4	Wang, Daniel Hua-chang		M	RO	2011-03-02	2018-08-24
5	Wang, Jerry Hua-lin 王華麟		M	RO
6	Zhang, Jie (SFC:BJL754) 張洁			Rep	2017-05-02	2018-08-29

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