MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2018 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Agustin, Scott-Jarryd | Rep | 2018-10-22 | |||
| 2 | Ammann, Christopher Emil | M | Rep | 2018-10-22 | 2023-12-31 | |
| 3 | Anzai, Takehiro | M | Rep | 2013-09-02 | 2019-06-13 | |
| 4 | Asaeda, Hideya | Rep | 2018-01-02 | |||
| 5 | Badigar, Devanjan | Rep | 2016-06-28 | 2023-01-31 | ||
| 6 | Bayford, Neil Christopher | M | Rep | 2012-04-02 | 2021-04-28 | |
| 7 | Bidasaria, Shrey | Rep | 2018-12-07 | |||
| 8 | Bow, Dominic Kwok Wai 鮑國維 | M | Rep | 2016-06-08 | ||
| 9 | Capone, Angela | F | Rep | 2017-02-01 | ||
| 10 | Carter, Edward Jack Onslow | M | Rep | 2015-09-07 | ||
| 11 | Carter, Harriet Ellen Jane | F | Rep | 2018-07-27 | ||
| 12 | Chan, Kin Cheung (SFC:BMG075) 陳鍵漳 | Rep | 2018-02-01 | 2022-06-30 | ||
| 13 | Chan, Sylvia Sau Wai (SFC:ADU457) 陳秀慧 | F | Rep | 2018-10-04 | 2020-11-26 | |
| 14 | Chandrasekharan, Jayachandran | RO | 2017-11-24 | 2019-07-11 | ||
| 15 | Chen, Szu Yu 陳思宇 | Rep | 2015-06-25 | |||
| 16 | Cheung, Sui Ying 張瑞盈 | Rep | 2017-07-31 | 2019-09-20 | ||
| 17 | Chu, John Paul Yeong Keng 徐永鏗 | M | RO | 2016-08-16 | 2022-03-22 | |
| 18 | Chu, Tianli 楚天驪 | Rep | 2014-12-03 | 2022-06-30 | ||
| 19 | Connery, Anthony Sean (SFC:AXV752) | M | RO | 2012-07-30 | 2020-09-30 | |
| 20 | Davis, Bernard Steven | M | Rep | 2011-11-22 | 2019-01-15 | |
| 21 | Esler, Charlotte Virginia | F | Rep | 2017-12-28 | 2019-06-28 | |
| 22 | Fang, Wei (SFC:BKA235) | Rep | 2017-07-27 | 2019-02-15 | ||
| 23 | Fleetham, Ian David | M | RO | 2018-03-20 | 2019-06-04 | |
| 24 | Gai, Hsin-Shan 蓋欣山 | Rep | 2016-05-16 | 2020-11-24 | ||
| 25 | Galtier, Pierre | M | Rep | 2018-03-19 | 2021-04-28 | |
| 26 | Goto, Fumihide | Rep | 2014-01-24 | |||
| 27 | Gu, Hao (SFC:BHD367) 顧昊 | Rep | 2017-07-17 | 2021-09-03 | ||
| 28 | Guan, Bo 關博 | Rep | 2016-11-21 | 2021-08-20 | ||
| 29 | Gulrajani, Dev | Rep | 2018-07-06 | 2022-06-01 | ||
| 30 | Ha, Jae Uk 河在旭 | Rep | 2018-08-20 | 2019-06-19 | ||
| 31 | Hah, Changwoo | Rep | 2017-07-26 | 2022-08-10 | ||
| 32 | Hamamoto, Yoshiro 濱本吉郎 | RO | 2018-05-09 | 2020-05-15 | ||
| 33 | Hamazaki, Terufumi 浜崎 照文 | Rep | 2017-04-03 | 2021-04-28 | ||
| 34 | Han, Wenfei 韩雯斐 | Rep | 2018-07-11 | 2020-04-21 | ||
| 35 | Hariharan, Narayan Iyer | M | Rep | 2016-12-19 | 2020-08-13 | |
| 36 | Hashimoto, Yoshihiro | M | Rep | 2013-11-20 | ||
| 37 | Heung, May Yin 香美賢 | F | Rep | 2013-11-22 | 2020-11-26 | |
| 38 | Hirata, Rie 平田理惠 | Rep | 2013-04-03 | 2020-12-31 | ||
| 39 | Hishida, Yuji | Rep | 2015-05-15 | 2021-04-29 | ||
| 40 | Ho, Alistair Jor Ting 何佐霆 | M | Rep | 2016-07-18 | 2019-01-18 | |
| 41 | Hori, Yusuke | Rep | 2013-09-13 | |||
| 42 | Horton, Shaun Yi-Ming | Rep | 2014-04-25 | |||
| 43 | Hoshi, Manabu | Rep | 2016-03-24 | 2019-12-20 | ||
| 44 | Hou, Qiansheng 侯千乘 | Rep | 2018-08-13 | 2019-05-23 | ||
| 45 | Howard, Matthew John (SFC:BNU526) | M | Rep | 2018-12-06 | ||
| 46 | Huang, Hiu Pan 黃曉斌 | Rep | 2016-08-18 | 2023-08-24 | ||
| 47 | Hunter, Paul Chicano | M | Rep | 2014-07-04 | 2023-04-21 | |
| 48 | Ishihara, Tetsuo | Rep | 2015-01-19 | 2020-07-27 | ||
| 49 | Ito, Tatsuhiko | Rep | 2018-08-13 | |||
| 50 | Iwasa, Shinsuke | Rep | 2013-09-13 | 2022-08-29 | ||
| 51 | James, Richard Alan (SFC:BNR278) | M | Rep | 2018-10-12 | 2023-11-30 | |
| 52 | Jang, Minhyeok 張玟赫 | Rep | 2017-09-08 | 2021-11-12 | ||
| 53 | Jin, Zengxiang 金增祥 | RO | 2016-11-02 | 2019-02-18 | ||
| 54 | Jukes, Marc Samuel | M | Rep | 2014-09-25 | 2019-01-09 | |
| 55 | Kaizu, Hiroki | Rep | 2015-07-08 | 2019-07-31 | ||
| 56 | Kamoi, Satoshi | M | Rep | 2018-06-14 | 2019-04-12 | |
| 57 | Kan, Yat Ming Jason 簡一鳴 | M | Rep | 2017-06-19 | 2020-07-07 | |
| 58 | Kaneshige, Hirou 金重博宇 | Rep | 2011-12-16 | |||
| 59 | Kang, Chuang 康莊 | 34 | M | Rep | 2015-09-18 | 2019-07-09 |
| 60 | Kato, Katsuhito 加藤勝仁 | Rep | 2014-06-17 | 2023-10-13 | ||
| 61 | Kavanagh, Ruvann John | M | Rep | 2011-04-26 | 2019-09-17 | |
| 62 | Kawakita, Yasuhiko | Rep | 2017-09-29 | |||
| 63 | Keeble, Paul Royce | M | Rep | 2017-07-10 | ||
| 64 | Kikuchi, Masatoshi | Rep | 2013-09-19 | |||
| 65 | Kim, Ji Young (SFC:AUE802) 金志映 | Rep | 2015-08-03 | 2022-05-04 | ||
| 66 | Ko, Tak Yan Anson 高德欣 | Rep | 2017-07-26 | |||
| 67 | Koyama, Takeshi | M | Rep | 2013-09-16 | ||
| 68 | Kuroiwa, Motohiro 黑岩基嬤 | M | Rep | 2017-02-20 | 2019-07-26 | |
| 69 | Kusunoki, Hidenori 楠木秀憲 | M | Rep | 2018-11-07 | 2021-03-31 | |
| 70 | Lai, Chuk Man 賴祝文 | Rep | 2017-07-06 | 2020-11-13 | ||
| 71 | Lai, Jimmy Ching Man 黎政民 | M | RO | 2016-12-30 | 2020-11-25 | |
| 72 | Lau, Homan 劉浩文 | Rep | 2015-05-29 | 2022-09-05 | ||
| 73 | Lau, Samuel Cheuk Hang 劉卓鏗 | M | Rep | 2018-08-02 | ||
| 74 | Leadsom, David James (SFC:BNU517) | M | Rep | 2018-12-06 | 2022-04-22 | |
| 75 | Lee, James (SFC:BNI691) | M | Rep | 2018-08-17 | ||
| 76 | Lee, Seunghwan 李承桓 | Rep | 2011-09-14 | 2023-06-06 | ||
| 77 | Lee, Yick Chung 李易聰 | Rep | 2013-01-21 | |||
| 78 | Leong, Daniel Yun-Foo | M | Rep | 2016-05-10 | ||
| 79 | Leung, Jason Chak Hay 梁澤熹 | M | Rep | 2012-05-22 | 2021-05-10 | |
| 80 | Li, Edwin Chun Yeung 李振揚 | M | Rep | 2014-09-05 | 2019-03-14 | |
| 81 | Liang, Xiao (SFC:BLL623) | Rep | 2017-11-13 | 2021-09-15 | ||
| 82 | Lo, Karen Ka-Wai 盧嘉慧 | F | Rep | 2015-12-10 | 2019-02-15 | |
| 83 | Lo, Loretta Shuk Yan 羅淑茵 | F | Rep | 2013-10-25 | 2019-11-05 | |
| 84 | Lo, Ming Hung 盧銘雄 | Rep | 2013-07-17 | 2020-11-26 | ||
| 85 | Lo, Sin Au 盧倩鷗 | Rep | 2016-06-01 | 2019-06-12 | ||
| 86 | Long, Tien Ian 龍田淵 | 45 | M | RO | 2016-08-16 | 2019-01-22 |
| 87 | Loong, Andrew Pui Fung 龍沛豐 | M | Rep | 2018-07-03 | 2020-10-07 | |
| 88 | Lun, Joseph Wai Ho 倫偉豪 | M | Rep | 2016-08-22 | 2019-01-22 | |
| 89 | Mansukhani, Monish Manik | Rep | 2016-04-07 | 2019-03-27 | ||
| 90 | Markus, Paul Philip | M | Rep | 2018-11-27 | 2020-05-31 | |
| 91 | Matsuda, Hiroshi (SFC:BAX539) | M | Rep | 2014-02-12 | ||
| 92 | Matsunaga, Martin Hideyuki | M | Rep | 2018-11-07 | ||
| 93 | Matsuno, Maoki | Rep | 2016-09-20 | |||
| 94 | Matsuo, Hidetaku 松尾秀拓 | RO | 2016-08-24 | |||
| 95 | Miura, Yutaka | Rep | 2013-09-18 | |||
| 96 | Miyagi, Hirokazu | Rep | 2017-03-27 | 2023-07-25 | ||
| 97 | Mori, Takahiro (SFC:BAX548) | M | Rep | 2018-07-18 | 2023-07-19 | |
| 98 | Morita, Keisuke 森田佳佑 | Rep | 2018-10-10 | 2022-01-01 | ||
| 99 | Moriwaki, Takashi | M | Rep | 2014-02-20 | 2019-01-14 | |
| 100 | Mui, Malcolm Hin-Ling 梅軒寧 | M | RO | 2018-01-04 | ||
| 101 | Nagai, Yuichiro | Rep | 2018-09-18 | 2021-04-19 | ||
| 102 | Nagayoshi, Hayato | M | Rep | 2014-02-14 | ||
| 103 | Nakabayashi, Yuji | Rep | 2017-08-22 | 2019-02-08 | ||
| 104 | Nakagawa, Yoshihiro | M | Rep | 2018-04-18 | ||
| 105 | Nakane, Yasuo | Rep | 2016-06-20 | |||
| 106 | Nakata, Shusuke | Rep | 2014-01-13 | 2022-08-31 | ||
| 107 | Ng, Zheng Han Eric 黄政涵 | Rep | 2017-06-12 | |||
| 108 | Nishi, Yoshiyuki | M | Rep | 2017-07-04 | ||
| 109 | Nomura, Hironoshin | Rep | 2015-09-23 | 2020-08-31 | ||
| 110 | Ohashi, Hidetoshi | Rep | 2016-06-20 | |||
| 111 | Ohata, Tomonori | Rep | 2018-08-31 | 2022-04-25 | ||
| 112 | Ohata, Yosuke | M | Rep | 2014-08-20 | ||
| 113 | Okubo, Takao | Rep | 2018-01-08 | 2022-04-15 | ||
| 114 | Osade, Yohei | Rep | 2013-07-05 | 2023-03-31 | ||
| 115 | Otani, Tomono 大谷知乃 | Rep | 2007-07-31 | 2020-11-26 | ||
| 116 | Park, Charles Chansik | M | Rep | 2017-07-06 | 2021-04-15 | |
| 117 | Parsons, Stephen James (SFC:BNS038) | M | Rep | 2018-10-22 | ||
| 118 | Rakesh, Vijay Raghavan | M | Rep | 2018-07-30 | ||
| 119 | Reade, Mark Donald | M | Rep | 2013-11-15 | ||
| 120 | Rhew, Byong Wi | Rep | 2017-05-02 | 2022-03-31 | ||
| 121 | Rowe, Damian Marcus | M | RO | 2014-05-20 | ||
| 122 | Rybak, Gregory | M | Rep | 2018-10-12 | ||
| 123 | Saita, Kenichi | Rep | 2018-11-14 | |||
| 124 | Saji, Hiroshi | M | Rep | 2013-12-05 | ||
| 125 | Sakaguchi, Tairiku | Rep | 2013-10-03 | |||
| 126 | Salam, Salim | RO | 2018-01-09 | 2023-12-07 | ||
| 127 | Sanz-Gadea Imbanza, Alain | M | Rep | 2018-07-16 | 2019-07-02 | |
| 128 | Sato, Kazuoki 佐籐和興 | Rep | 2015-12-28 | 2021-12-08 | ||
| 129 | Sato, Koki | Rep | 2017-03-21 | 2023-01-27 | ||
| 130 | Sato, Wakako | Rep | 2013-09-19 | 2019-03-27 | ||
| 131 | Schwarz, Florian | M | Rep | 2017-09-29 | ||
| 132 | Shamloo, Rooin | Rep | 2017-05-24 | |||
| 133 | Shang, Xiao Lin 尚小琳 | Rep | 2017-04-05 | 2019-08-05 | ||
| 134 | Shenoi, Padubidri Pramod | M | Rep | 2016-12-01 | 2019-02-12 | |
| 135 | Shin, Jung Hoon (SFC:BLJ194) | Rep | 2017-12-08 | |||
| 136 | Shinya, Norimasa | Rep | 2014-01-24 | |||
| 137 | Shrubb, Anthony (SFC:BJN763) | M | Rep | 2017-05-11 | 2019-02-15 | |
| 138 | Singer, Matthew Karl | M | Rep | 2017-04-03 | 2020-07-07 | |
| 139 | Skeet, Kevin Ewart | M | Rep | 2011-06-08 | 2021-04-21 | |
| 140 | Smith, Robert Adam (SFC:BCB694) | M | Rep | 2018-09-18 | 2022-01-28 | |
| 141 | So, Winton Wayne Tung 蘇永彤 | Rep | 2018-09-27 | 2019-01-22 | ||
| 142 | Soh, David | M | Rep | 2014-05-30 | 2019-11-05 | |
| 143 | Soon, Wen Yen 孫文妍 | Rep | 2018-07-04 | 2019-12-19 | ||
| 144 | Stewart, Benjamin Richard | M | Rep | 2018-04-25 | 2021-01-13 | |
| 145 | Suehiro, Toru | Rep | 2016-06-20 | 2020-10-29 | ||
| 146 | Suzuki, Hiroyuki (SFC:BBV019) | M | Rep | 2013-09-13 | ||
| 147 | Suzuki, Katsuhiko | Rep | 2014-03-19 | |||
| 148 | Syed, Salim Qader | Rep | 2018-04-06 | |||
| 149 | Szeto, Yuen Yee 司徒婉儀 | Rep | 2006-05-10 | |||
| 150 | Takahashi, Atsutoshi | RO | 2018-10-09 | 2022-01-25 | ||
| 151 | Takahashi, Toshio | Rep | 2014-02-12 | |||
| 152 | Takaku, Masanori | Rep | 2018-05-14 | 2021-05-11 | ||
| 153 | Tanaka, Hiroshi (SFC:BAF821) | M | Rep | 2013-09-13 | ||
| 154 | Tanaka, Keiichiro | Rep | 2016-02-01 | 2020-12-31 | ||
| 155 | Tanaka, Takeshi (SFC:BAQ387) 田中健士 | M | Rep | 2014-02-12 | ||
| 156 | Teh, Timothy Wen Ming 戴文明 | M | Rep | 2017-07-03 | 2021-09-28 | |
| 157 | Teo, Ying Zhuang | Rep | 2017-03-29 | |||
| 158 | Theagesan, Sumita | Rep | 2018-09-21 | 2019-05-10 | ||
| 159 | Tomimatsu, Yosuke | M | Rep | 2017-11-27 | 2022-12-31 | |
| 160 | Tsukamoto, Terumasa 塚本晃公 | Rep | 2018-07-11 | 2019-02-18 | ||
| 161 | Ueno, Yasunari | Rep | 2016-06-20 | |||
| 162 | Ujihara, Yoshihiro | M | Rep | 2013-09-19 | 2020-03-13 | |
| 163 | Wade, John Howard | M | RO | 2017-08-29 | 2019-09-20 | |
| 164 | Wai, Pak Fai Chris (SFC:BGL066) 衛柏暉 | Rep | 2017-06-14 | 2019-05-21 | ||
| 165 | Wakae, Masanori | Rep | 2013-09-13 | 2022-09-01 | ||
| 166 | Wan, Cheuk Yin 尹卓賢 | Rep | 2016-09-01 | |||
| 167 | Wang, Min-Li 王敏力 | Rep | 2016-05-30 | |||
| 168 | Wang, Qian (SFC:BHZ255) 汪倩 | Rep | 2016-08-23 | 2020-09-01 | ||
| 169 | Wang, Yichen (SFC:BHF434) 王一尘 | Rep | 2016-05-17 | 2021-02-02 | ||
| 170 | Wang, Yufei (SFC:BNO772) 王宇飞 | Rep | 2018-10-22 | |||
| 171 | Ward, Simon Anthony (SFC:BBQ753) | M | Rep | 2013-07-31 | ||
| 172 | Watanabe, Hidekatsu | Rep | 2013-09-18 | |||
| 173 | Wharf, Amy Jayne | F | Rep | 2017-08-14 | 2019-09-06 | |
| 174 | Wong, Benny Wing Pan 黃穎斌 | M | Rep | 2008-02-28 | 2020-07-30 | |
| 175 | Wong, Vincent Kwok Lai 黃國禮 | M | Rep | 2017-12-15 | 2019-09-20 | |
| 176 | Wong, Wai Lung (SFC:BAB062) 黃偉龍 | Rep | 2015-05-06 | 2022-10-05 | ||
| 177 | Wong, Yuk-Bon (SFC:BEZ913) 黃旭邦 | Rep | 2015-03-16 | 2023-11-20 | ||
| 178 | Woo, Ka Man Sara 胡嘉文 | Rep | 2018-01-31 | 2022-06-15 | ||
| 179 | Xu, Jacqueline | F | Rep | 2018-11-20 | 2019-04-24 | |
| 180 | Xu, Xulin 許旭琳 | Rep | 2018-10-04 | 2019-09-20 | ||
| 181 | Xue, Bing (SFC:BHZ669) 薛冰 | Rep | 2017-05-05 | 2019-09-30 | ||
| 182 | Yajima, Tomoki | Rep | 2018-10-08 | 2021-06-03 | ||
| 183 | Yamada, Mikiya | Rep | 2016-08-16 | |||
| 184 | Yamamoto, Yoshitsugu | M | Rep | 2016-01-25 | ||
| 185 | Yamauchi, Ayumu 山內步 | Rep | 2017-07-31 | 2024-03-29 | ||
| 186 | Yanada, Shuji | Rep | 2015-01-19 | 2024-04-02 | ||
| 187 | Yeh, Hao-Ting 葉皓婷 | Rep | 2014-06-06 | 2023-06-06 | ||
| 188 | Yeo, Jeremy Wei-Min 楊偉民 | M | RO | 2018-08-20 | 2019-10-23 | |
| 189 | Yook, Haekong | Rep | 2017-09-08 | |||
| 190 | Yoshida, Aki-Joe | Rep | 2018-08-17 | 2021-12-31 | ||
| 191 | Yoshida, Atsushi | Rep | 2013-09-13 | |||
| 192 | Yoshida, Natsumi 吉田 奈津美 | Rep | 2018-09-17 | 2020-11-05 | ||
| 193 | Yu, Cherry Pung Yet 余芃一 | F | Rep | 2016-09-21 | 2019-09-27 | |
| 194 | Yuen, Ka Yat 袁嘉逸 | Rep | 2018-07-18 | 2021-03-31 | ||
| 195 | Zhang, Ming Min 章明敏 | Rep | 2015-08-28 | 2020-10-07 | ||
| 196 | Zhang, Wen (SFC:BFZ206) 張雯 | Rep | 2016-06-27 | |||
| 197 | Zhao, Xinyuan 趙昕遠 | Rep | 2017-04-26 | 2019-02-18 | ||
| 198 | Zheng, Hening 鄭賀寧 | Rep | 2018-07-06 | 2019-09-20 | ||
| 199 | Zheng, Ran 鄭然 | Rep | 2017-06-19 | 2019-04-23 | ||
| 200 | Zhou, Xiaoli (SFC:BND518) 周晓丽 | Rep | 2018-07-09 | 2022-06-23 | ||
| 201 | Zhou, Xinyuan 周歆媛 | Rep | 2018-06-25 | 2019-08-28 | ||
| 202 | Zhou, Xue (SFC:BCC731) 周雪 | Rep | 2017-12-11 | |||
| 203 | Zou, Jianke 鄒建科 | Rep | 2017-02-01 |
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