Stifel Hong Kong Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2019 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Au Yong, Haw Rer 歐陽浩日 | Rep | 2019-05-03 | 2021-04-06 | ||
| 2 | Chan, Jackson Wai Kwok 陳維國 | M | RO | 2014-06-10 | 2020-08-14 | |
| 3 | Kaushik, Raghav | Rep | 2018-06-14 | 2022-06-22 | ||
| 4 | Kim, Jung-Su | Rep | 2019-06-03 | |||
| 5 | Kurz, Julian Ogden | M | Rep | 2017-12-15 | 2020-08-14 | |
| 6 | Lerner, Christopher Paul | M | RO | 2013-05-16 | 2020-10-27 | |
| 7 | Sunderland, Bradford Morimura 苏晓德 | Rep | 2019-07-30 | 2020-12-17 | ||
| 8 | Yang, Jing (SFC:ARH995) 楊婧 | Rep | 2017-09-14 | 2021-11-23 | ||
| 9 | Yu, Thomas Ka Ming 余家明 | M | Rep | 2019-03-21 | 2020-10-15 |
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