SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2019 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Arya, Parth | Rep | 2017-12-13 | 2021-03-03 | ||
| 2 | Bhagavath, Sunil Sudhakar | Rep | 2014-07-07 | 2020-01-15 | ||
| 3 | Chan, Ching Han (SFC:BGU411) 陳靜嫻 | Rep | 2016-01-12 | |||
| 4 | Chan, Dennis Kwok Fung 陳國峰 | M | Rep | 2014-01-14 | 2020-11-16 | |
| 5 | Chen, Yanjie 陳燕杰 | Rep | 2019-11-28 | 2023-12-06 | ||
| 6 | Chung, Hoh | Rep | 2015-08-17 | 2022-04-14 | ||
| 7 | Chung, Thomas Yat Kit 鍾逸傑 | M | Rep | 2018-05-28 | 2020-12-03 | |
| 8 | Fok, Allan Tse Hang 霍子恒 | M | RO | 2012-07-20 | 2021-07-16 | |
| 9 | Furuta, Taketora 古田竹虎 | Rep | 2018-04-18 | 2020-11-16 | ||
| 10 | Guo, Zhen (SFC:BNZ011) 郭真 | Rep | 2018-12-31 | 2021-03-26 | ||
| 11 | Hill, Trevor Aaron | M | Rep | 2014-06-20 | 2022-04-11 | |
| 12 | Ho, Hiu Kwan 何曉筠 | Rep | 2014-08-18 | |||
| 13 | Honda, Miwa 本田美和 | Rep | 2008-03-17 | 2022-05-30 | ||
| 14 | Huang, Ho Pin 黃禾蘋 | Rep | 2018-11-30 | 2021-12-21 | ||
| 15 | Ip, William Wai Lun 葉偉倫 | 63 | M | RO | 2012-07-20 | 2020-10-30 |
| 16 | Ji, Pingzi 季屏子 | Rep | 2019-07-02 | 2021-10-15 | ||
| 17 | Karanovic, Vladimir (SFC:BOB372) | Rep | 2019-01-24 | |||
| 18 | Kato, Mayumi 加藤真由美 | Rep | 2012-07-18 | |||
| 19 | Ke, Tak Lai 紀德禮 | Rep | 2018-11-02 | |||
| 20 | Kim, Joohyung 金胄亨 | Rep | 2019-07-15 | 2021-12-20 | ||
| 21 | Kudo, Kento 工藤憲人 | Rep | 2018-05-28 | 2020-03-28 | ||
| 22 | Lam, King Sau (SFC:BAI839) 林勁秀 | Rep | 2017-08-10 | 2021-11-30 | ||
| 23 | Mao, Yiyi 毛禕禕 | Rep | 2018-12-31 | |||
| 24 | Matsuo, Kai 松尾海 | Rep | 2019-07-04 | 2020-07-09 | ||
| 25 | Mochizuki, Yuki 望月優樹 | F | Rep | 2015-09-02 | 2021-06-01 | |
| 26 | Nakamura, Masashi (SFC:BOZ448) 中村雅史 | RO | 2019-12-03 | 2022-08-03 | ||
| 27 | Ng, Kathy Ka Wai 伍家慧 | F | Rep | 2018-05-02 | 2021-06-19 | |
| 28 | Noguchi, Kenji | RO | 2012-07-20 | 2020-04-09 | ||
| 29 | Okubo, Kaori 大久保佳織 | Rep | 2019-06-24 | 2023-05-10 | ||
| 30 | Oon, Ai Li 溫愛莉 | Rep | 2019-12-03 | 2021-08-16 | ||
| 31 | Sakamoto, Minoru (SFC:BOL098) | RO | 2019-09-25 | 2022-05-05 | ||
| 32 | Sampson, Machiko | RO | 2018-10-11 | |||
| 33 | Shimamoto, Arisa 嶌本有紗 | Rep | 2015-11-16 | |||
| 34 | Shino, Koa 藤崎小亞 | Rep | 2017-07-21 | 2021-05-14 | ||
| 35 | Suzuki, Kiyoko 鈴木清子 | Rep | 2011-04-21 | 2020-04-15 | ||
| 36 | Tam, Ming Yan (SFC:APL478) 譚銘忺 | Rep | 2014-12-12 | 2023-07-31 | ||
| 37 | Tang, Wai Hung (SFC:ADI418) 鄧偉雄 | RO | 2016-03-04 | 2021-03-01 | ||
| 38 | Tse, Pui Yi (SFC:BNE636) 謝佩宜 | Rep | 2018-07-09 | 2021-06-18 | ||
| 39 | Wong, Kwan Ting 黃君婷 | Rep | 2014-11-17 | |||
| 40 | Xiao, Xiruo 肖西若 | Rep | 2019-01-18 | 2021-01-12 | ||
| 41 | Yamagami, Shinichiro | RO | 2018-05-08 | 2020-06-12 | ||
| 42 | Yasui, Katsuhiko 安井克彥 | RO | 2018-06-12 | 2020-07-31 | ||
| 43 | Ye, Mingyuan 葉鳴遠 | RO | 2018-05-07 | 2020-10-27 | ||
| 44 | Yeh, Man Hsuan 葉蔓萱 | Rep | 2018-01-11 | 2021-02-17 | ||
| 45 | Zhang, Qiangang 張乾剛 | RO | 2011-06-16 | 2021-10-20 | ||
| 46 | Zheng, Zhonghui (SFC:BAB338) 鄭鍾慧 | Rep | 2012-09-17 |
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