BARCLAYS CAPITAL ASIA LIMITED 巴克萊亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2019 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Aagaard, Lars Erik | M | RO | 2019-11-07 | ||
| 2 | Baker, Matthew Thomas (SFC:BBB057) | M | Rep | 2018-12-06 | 2021-05-04 | |
| 3 | Batra, Nitin | Rep | 2019-06-18 | 2020-06-10 | ||
| 4 | Brown, Ashley James (SFC:BEE969) | M | Rep | 2019-07-08 | 2021-11-12 | |
| 5 | Byun, Jung Mo 卞廷謨 | Rep | 2013-01-14 | |||
| 6 | Cai, Xiao 蔡瀟 | Rep | 2016-11-14 | 2022-11-14 | ||
| 7 | Carthy, Robin Ian | M | Rep | 2017-06-26 | 2022-05-03 | |
| 8 | Chan, Chun Ting 陳俊廷 | Rep | 2018-07-31 | 2022-02-25 | ||
| 9 | Chan, Elaine Yin Ling 陳彥翎 | Rep | 2011-09-16 | 2022-04-07 | ||
| 10 | Chan, Eugenia Ying Tung 陳影彤 | Rep | 2011-10-03 | |||
| 11 | Chan, Yi 陳怡 | Rep | 2017-08-16 | 2021-05-21 | ||
| 12 | Chan, Yik Pang 陳奕鵬 | Rep | 2019-02-04 | |||
| 13 | Chang, Jian (SFC:AVT125) 常健 | RO | 2016-02-05 | |||
| 14 | Chao, Xueer 晁雪儿 | Rep | 2018-02-13 | 2021-03-23 | ||
| 15 | Chen, Cecile 陳云溪 | Rep | 2016-08-08 | |||
| 16 | Chen, Chengchieh 陳正杰 | Rep | 2018-06-27 | |||
| 17 | Chen, Kuan-ting (SFC:AFQ371) 陳冠婷 | RO | 2016-11-30 | |||
| 18 | Chen, Yinxin (SFC:BAB577) 陳奕昕 | Rep | 2015-11-25 | |||
| 19 | Chen, Zilin (SFC:BOS492) 陳梓林 | Rep | 2019-08-27 | 2021-08-19 | ||
| 20 | Cheng, Ho Yin (SFC:BNF767) 鄭浩賢 | Rep | 2018-07-19 | |||
| 21 | Chiu, Chi Hoi 趙之海 | Rep | 2008-06-23 | |||
| 22 | Chiu, William Kwan Wai 招君煒 | M | Rep | 2013-01-21 | ||
| 23 | Choi, Sanghyun (SFC:BNV870) 崔相炫 | Rep | 2018-12-13 | 2023-10-04 | ||
| 24 | Chong, Christopher Siu Wing 莊紹榮 | M | Rep | 2012-01-16 | 2022-06-13 | |
| 25 | Chu, Peter | M | Rep | 2019-01-02 | 2022-11-24 | |
| 26 | Corrigan, Peter Antony | M | RO | 2012-08-10 | 2020-01-16 | |
| 27 | Cross, Ian Cameron | M | Rep | 2018-11-16 | 2021-12-15 | |
| 28 | Cui, Ziying 崔紫莹 | Rep | 2017-08-30 | 2021-02-04 | ||
| 29 | Davies, Anthony Miles | M | RO | 2016-12-02 | 2023-10-06 | |
| 30 | Early, Paul David | M | Rep | 2012-01-18 | 2021-04-30 | |
| 31 | Fischer, Nathan David | M | RO | 2016-08-02 | 2020-04-20 | |
| 32 | Fraser, Bradley James | M | RO | 2018-02-27 | ||
| 33 | Goh, Edwin Ee Yew | M | Rep | 2018-01-31 | 2020-03-17 | |
| 34 | Hayano, Hiroyuki 早野裕之 | M | Rep | 2011-08-02 | 2021-07-09 | |
| 35 | Ho, Joanne Wai Yan 何慧欣 | F | Rep | 2011-08-10 | ||
| 36 | Ho, Lek Yee 何力義 | Rep | 2010-03-10 | 2020-04-01 | ||
| 37 | Ho, Wai Fu 何偉富 | Rep | 2018-01-08 | |||
| 38 | Hong, Eugene Cheeryeh | M | Rep | 2009-04-29 | ||
| 39 | Hu, Lili 胡黎立 | Rep | 2017-11-13 | |||
| 40 | Hu, Quzhao 胡曲曌 | Rep | 2014-01-16 | |||
| 41 | Hu, Saiya 胡賽亞 | Rep | 2019-07-04 | |||
| 42 | Hu, Tianzong Angela 胡天縱 | F | Rep | 2017-08-14 | 2022-03-18 | |
| 43 | Huang, Anqi 黄安琪 | Rep | 2018-07-19 | 2022-06-17 | ||
| 44 | Huang, Jialin (SFC:BOR942) 黄佳琳 | Rep | 2019-08-19 | 2022-09-23 | ||
| 45 | Jhaveri, Anuj Kamlesh | M | Rep | 2015-05-11 | 2022-06-19 | |
| 46 | Jiang, Sini 蔣斯妮 | Rep | 2010-10-19 | 2021-03-26 | ||
| 47 | Khor, Chee Yong Eric | M | Rep | 2012-08-14 | ||
| 48 | Kim, Bum Soo | Rep | 2017-08-07 | |||
| 49 | Kim, Kyung Ryun 金經倫 | Rep | 2016-08-08 | 2021-07-09 | ||
| 50 | Koh, Kai Loon 許楷崙 | Rep | 2019-02-25 | |||
| 51 | Koo, Vanessa Lee Ying 顧琍瀅 | F | RO | 2011-05-18 | ||
| 52 | Kulshrestha, Tuhin | Rep | 2018-05-11 | |||
| 53 | Kung, Joyce Suk Han 龔淑嫻 | F | Rep | 2016-04-26 | 2022-06-07 | |
| 54 | Kwok, Chun (SFC:BNC956) 郭晉 | Rep | 2018-06-27 | 2023-10-10 | ||
| 55 | Lau, Vincent Har Yin | M | Rep | 2017-07-26 | ||
| 56 | Law, Chung Ho Colin 羅琮皓 | M | Rep | 2019-08-28 | ||
| 57 | Law, Yuk Shan 羅玉珊 | Rep | 2019-04-01 | |||
| 58 | Lee, Alex Kin Chung 李建中 | Rep | 2010-10-08 | |||
| 59 | Lee, Chi Ming (SFC:BEY887) 李啓銘 | Rep | 2015-02-11 | 2022-08-31 | ||
| 60 | Lee, Dennis Wai Kin 李煒堅 | M | Rep | 2017-06-21 | 2021-12-07 | |
| 61 | Lee, Han Bit | Rep | 2017-05-08 | 2023-08-11 | ||
| 62 | Lee, Jae Young (SFC:AKP354) 李在英 | Rep | 2015-12-07 | 2022-05-13 | ||
| 63 | Lee, Ka Wo 李家和 | Rep | 2013-09-02 | 2022-03-11 | ||
| 64 | Lee, Kai Him 李啟謙 | Rep | 2019-06-28 | |||
| 65 | Lee, Kai Ho (SFC:AXK724) 李啟豪 | Rep | 2011-06-14 | |||
| 66 | Lee, Kar Ming Chris 李家銘 | Rep | 2018-12-06 | |||
| 67 | Lee, Sang Kyo | RO | 2011-04-11 | |||
| 68 | Lee, Won Hee 李元熙 | Rep | 2013-04-17 | 2020-01-16 | ||
| 69 | Lei, Ming (SFC:AUV623) 雷鳴 | Rep | 2010-03-04 | 2022-11-08 | ||
| 70 | Leung, Chun Yin (SFC:BMB720) 梁津然 | Rep | 2019-08-23 | 2021-09-30 | ||
| 71 | Leung, Kar Lak 梁加力 | Rep | 2019-06-21 | |||
| 72 | Li, Seymour | Rep | 2018-09-27 | |||
| 73 | Li, Shaobo (SFC:BNI705) 李少博 | Rep | 2018-08-17 | 2023-10-10 | ||
| 74 | Li, Stefanie Hoi Ying 李凱盈 | F | Rep | 2017-10-17 | 2023-10-20 | |
| 75 | Li, Yu (SFC:BNS244) 李宇 | Rep | 2018-11-02 | 2020-12-23 | ||
| 76 | Lin, Jinjun 林金俊 | Rep | 2014-05-23 | 2020-12-03 | ||
| 77 | Lo, Kathleen Oikay 盧藹琪 | F | Rep | 2013-10-23 | 2022-11-08 | |
| 78 | Lo, Ping Yue 盧秉宇 | Rep | 2017-08-14 | 2022-02-09 | ||
| 79 | Lo, Sze Man (SFC:ANH319) 勞詩敏 | Rep | 2015-10-16 | |||
| 80 | Lu, Lucas Peng 盧鵬 | M | Rep | 2016-08-18 | 2021-02-04 | |
| 81 | Lu, Yi (SFC:BOR941) 路易 | Rep | 2019-08-28 | 2022-05-11 | ||
| 82 | Lui, Lorraine Man To 呂敏淘 | Rep | 2012-11-06 | 2024-05-02 | ||
| 83 | Ma, Jianwei (SFC:BDO483) 馬建偉 | Rep | 2017-05-11 | 2020-06-30 | ||
| 84 | Ma, Yanjie 馬彥捷 | Rep | 2017-01-11 | 2021-03-25 | ||
| 85 | Ma, Yin Yee (SFC:BFW819) 馬燕儀 | Rep | 2015-07-22 | |||
| 86 | Marsh-Jr, Alan Reid | M | RO | 2014-12-09 | 2023-10-17 | |
| 87 | Moogimane, Tejas Ramakrishna | M | Rep | 2010-06-17 | 2022-06-05 | |
| 88 | Nanneh, Amir | M | Rep | 2016-09-12 | ||
| 89 | Ng, Arthur Yuk Yin 伍旭彥 | M | Rep | 2011-08-10 | 2022-06-24 | |
| 90 | Padgett, Samuel Duncan | M | Rep | 2014-09-30 | 2023-03-31 | |
| 91 | Parekh, Tejas (SFC:BNX028) | Rep | 2018-12-17 | 2022-08-25 | ||
| 92 | Parthasarathy, Aditya | M | RO | 2017-08-02 | 2020-11-16 | |
| 93 | Pecot III, Charles Matthew | 59 | M | RO | 2019-01-09 | 2022-05-13 |
| 94 | Piot, Selim | Rep | 2012-04-02 | |||
| 95 | Poon, Chung Yeung 潘誦揚 | Rep | 2018-01-15 | 2021-08-19 | ||
| 96 | Poon, Philip Chung Hein 潘頌軒 | M | Rep | 2016-07-13 | 2020-11-16 | |
| 97 | Pu, Frank Chang 普傳義 | M | Rep | 2019-09-09 | 2021-03-11 | |
| 98 | Qin, Yi (SFC:BOS493) 秦伊 | Rep | 2019-08-27 | 2021-11-19 | ||
| 99 | Reille, Nicolas Jean Xavier | M | Rep | 2019-06-17 | 2024-02-07 | |
| 100 | Saigal, Dhruv Kumar | M | Rep | 2016-06-14 | ||
| 101 | Sarma, Sudeep Kumar | M | RO | 2016-01-12 | 2020-01-16 | |
| 102 | Sarwar, Shejuti Shehreen 蘇思敏 | F | Rep | 2017-09-01 | 2021-05-25 | |
| 103 | Satchwell, Richard James | M | Rep | 2018-06-15 | 2022-04-01 | |
| 104 | Sharma, Naveen Prakash | M | Rep | 2019-08-05 | 2020-12-18 | |
| 105 | Shen, Shuyuan 沈舒遠 | Rep | 2019-08-27 | 2020-11-20 | ||
| 106 | Shen, Si (SFC:AVP155) 申思 | Rep | 2010-08-02 | |||
| 107 | Sima, Leien 司馬雷恩 | Rep | 2018-07-19 | 2021-06-25 | ||
| 108 | Smith, Robert Guy Frederick | M | Rep | 2009-06-18 | ||
| 109 | Song, Yaning | Rep | 2016-06-13 | 2021-08-17 | ||
| 110 | Sun, Cheuk Wa 孫卓華 | Rep | 2013-12-10 | 2020-01-16 | ||
| 111 | Sun, Karen Ka Ning 孫家寧 | F | Rep | 2016-07-20 | ||
| 112 | Sun, Yixuan (SFC:BKK358) 孫伊璇 | Rep | 2017-08-15 | |||
| 113 | Tam, Josiah Chung Fai 譚仲暉 | M | Rep | 2019-08-12 | 2022-06-30 | |
| 114 | Thakur, Akhil Braj Raj | M | Rep | 2011-08-10 | ||
| 115 | Thakur, Avinash | RO | 2017-02-27 | |||
| 116 | Thorndike, Richard Daniel | M | Rep | 2019-05-08 | ||
| 117 | Thurlin, Arto Joonas (SFC:BNC714) | Rep | 2018-07-09 | 2020-08-31 | ||
| 118 | Tian, Yingyu 田颖毓 | Rep | 2019-02-04 | 2021-01-08 | ||
| 119 | Tien, Thaddeus Weiming | M | Rep | 2015-10-22 | 2022-04-01 | |
| 120 | Toms, Matthew Howard | M | Rep | 2019-02-27 | 2020-03-17 | |
| 121 | Tsai, Ming-Chieh 蔡明潔 | Rep | 2015-02-23 | 2022-10-31 | ||
| 122 | Tsoi, Chi Ming 蔡智明 | Rep | 2013-05-21 | |||
| 123 | Vaes, Christophe | M | Rep | 2019-05-22 | 2022-06-05 | |
| 124 | Vasko, Michael Joseph | M | Rep | 2019-10-15 | 2024-04-18 | |
| 125 | Wang, Chuan Ying 王傳英 | Rep | 2018-02-01 | 2023-04-25 | ||
| 126 | Wang, Hao (SFC:BNW052) 王澔 | Rep | 2018-12-13 | |||
| 127 | Wang, He Shiuan 王鶴璇 | Rep | 2011-12-20 | 2021-12-20 | ||
| 128 | Wang, Sai (SFC:BCJ594) 王賽 | Rep | 2017-09-21 | 2021-08-27 | ||
| 129 | Wang, Yifan (SFC:BKM052) 王一帆 | Rep | 2017-08-21 | 2021-04-16 | ||
| 130 | Weng, Chenqi 翁晨琪 | Rep | 2018-08-15 | 2024-05-02 | ||
| 131 | Wong, Denise Lai Kei 黃澧棋 | F | Rep | 2008-11-26 | 2021-02-26 | |
| 132 | Wong, Hon Leung 黃瀚莨 | Rep | 2011-08-15 | 2020-05-15 | ||
| 133 | Wong, Ken Wei (SFC:AIR851) 黃建偉 | M | Rep | 2018-09-04 | 2022-12-08 | |
| 134 | Wong, Tse Kay Michael 黃子基 | Rep | 2011-08-03 | |||
| 135 | Wong, Wing (SFC:ASK570) 黃穎 | Rep | 2018-10-25 | 2020-11-30 | ||
| 136 | Wu, Changxuan 吳昌烜 | Rep | 2019-02-25 | |||
| 137 | Wu, Sheng (SFC:ADX634) 武胜 | RO | 2013-06-03 | 2020-06-30 | ||
| 138 | Xu, Menghan (SFC:BMY654) 徐夢涵 | Rep | 2018-06-01 | 2021-04-26 | ||
| 139 | Xu, Tianqing 許天晴 | Rep | 2018-07-26 | 2021-12-24 | ||
| 140 | Xu, Wenjin 許文晉 | Rep | 2016-03-10 | |||
| 141 | Xu, Xiaopeng 徐霄鵬 | Rep | 2014-10-20 | |||
| 142 | Yang, Chi Hung | Rep | 2015-08-31 | 2021-06-30 | ||
| 143 | Yang, Nan (SFC:BKP395) 楊楠 | Rep | 2019-03-21 | 2021-05-21 | ||
| 144 | Yang, Wen-Hsin (SFC:BOW451) 楊文心 | Rep | 2019-10-02 | 2020-11-12 | ||
| 145 | Yeh, Samuel | M | Rep | 2018-10-18 | 2022-05-18 | |
| 146 | Yeung, Jennie Po Mei 楊寶美 | F | Rep | 2011-11-28 | 2024-03-28 | |
| 147 | Yeung, Pamela Shuet Fan 楊雪芬 | 45 | F | Rep | 2017-07-14 | 2021-02-26 |
| 148 | Yeung, Pan Na 楊彬娜 | RO | 2016-11-16 | 2022-07-22 | ||
| 149 | Yeung, Wing Yan (SFC:BNH098) 楊泳欣 | Rep | 2018-08-01 | 2022-03-21 | ||
| 150 | Yong, Qianyi 雍千藝 | Rep | 2019-09-09 | 2021-05-06 | ||
| 151 | Yu, Kejun 余柯君 | Rep | 2016-03-22 | 2020-01-24 | ||
| 152 | Yu, Lu (SFC:BOR940) 虞璐 | Rep | 2019-08-19 | 2022-07-29 | ||
| 153 | Yu, Raymond Waikit 余瑋傑 | M | Rep | 2009-06-22 | 2022-12-08 | |
| 154 | Yue, Samuel Chung Hang 庾頌恆 | M | Rep | 2014-10-06 | 2020-08-28 | |
| 155 | Yuen, Leslie Hu Tone 袁曉東 | Rep | 2018-09-12 | 2020-11-30 | ||
| 156 | Zhang, Chi (SFC:BOT379) 張遲 | Rep | 2019-09-09 | 2021-06-25 | ||
| 157 | Zhang, Hongqi 張宏其 | Rep | 2008-08-19 | 2021-05-28 | ||
| 158 | Zhang, Kaiyi 张凯奕 | Rep | 2019-02-25 | 2021-05-21 | ||
| 159 | Zhang, Lei (SFC:AYM793) 張蕾 | Rep | 2011-11-23 | |||
| 160 | Zhang, Yifan (SFC:BGN399) 張一帆 | Rep | 2018-05-25 | 2021-04-30 | ||
| 161 | Zhang, Yumeng (SFC:BKK535) 張雨蒙 | Rep | 2017-08-15 | |||
| 162 | Zhao, Dongfang (SFC:BNK367) 趙東方 | Rep | 2018-08-23 | 2020-10-16 | ||
| 163 | Zhao, Han (SFC:BOT624) | Rep | 2019-09-09 | 2020-11-18 | ||
| 164 | Zhou, Sijia 周偲嘉 | Rep | 2019-08-27 | |||
| 165 | Zhou, Yingke | Rep | 2014-12-19 | |||
| 166 | Zhu, Xiaokang (SFC:BNL517) 朱曉康 | Rep | 2018-08-30 | 2021-02-04 | ||
| 167 | Zhu, Yi (SFC:BJV360) 朱懌 | Rep | 2017-06-30 | 2021-03-19 | ||
| 168 | Zou, Da 鄒達 | Rep | 2017-08-04 | 2024-05-02 |
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