GUOTAI GLOBAL INVESTMENTS LIMITED 國泰全球投資管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	Role	From	Until
1	Chen, Xuanren 陳宣任			Rep	2019-07-04
2	Gu, Wanru 谷婉茹			Rep	2018-12-31
3	Shi, Lei (SFC:BIE889) 石磊			Rep	2019-04-03
4	Wu, Xiangjun 吳向軍			RO	2015-08-19
5	Zhou, Xiangyong 周向勇			RO	2015-08-19

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