China Prospect Securities Limited 中國保盛證券有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	Role	From	Until
1	Li, Chris Wai Kit 李維傑		M	RO	2018-07-18	2023-07-31
2	Li, Ho Yan (SFC:AVT194) 李可欣			Rep	2021-07-07	2022-12-31
3	Sin, Wai Lok 冼偉樂			RO	2017-01-19	2022-04-29

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