Mesirow Financial Hong Kong, Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2022	⚥	Role	From	Until
1	Ali, Mujtaba Syed			RO	2012-06-05
2	Baker, Edward Daniel	71	M	RO	2019-12-03	2023-04-17
3	Fung, Yuen Yi 馮婉兒			Rep	2017-09-18
4	Lee, Chae Joo			RO	2014-11-12
5	Saunders, Andrew Michael		M	RO	2019-12-03	2023-04-17

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