ADVENT CORPORATE FINANCE LIMITED (GBEN)

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2022	⚥	Role	From	Until
1	Chan, Sau Lim 陳守廉			Rep	2021-03-11
2	Kwok, Chung Ho 郭仲豪			RO	2022-10-21
3	Lai, Anthony King Yan 黎敬恩	49	M	RO	2022-09-14	2024-01-31
4	So, Jeffrey Chi Keung 蘇志強		M	RO	2021-06-22
5	Tong, Kai Tak 唐繼德	34	M	RO	2021-06-08	2023-04-14

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