Capstone Investment Advisors (HK) Limited

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	Role	From	Until
1	Bordoni, Alain Cesare		M	RO	2022-05-24
2	Burke, Sean Patrick (SFC:BUD073)		M	RO	2023-11-27
3	Gupta, Abhishek (SFC:AOY906)		M	RO	2023-11-20
4	Lloyd, John Bradley		M	RO	2022-05-24	2024-01-03
5	Sharma, Rohit (SFC:BAW704)			Rep	2022-08-12
6	Wong, Yiu Chi 王耀志			Rep	2023-11-22
7	Wong, Yu Fung 黃汝峰			Rep	2022-07-21
8	Yu, Tak Hei 余德熙			Rep	2022-08-01

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