Shanggu Securities Limited 上古證券有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2022	⚥	Role	From	Until
1	Han, Xu (SFC:AOE724) 韓旭			RO	2021-04-09
2	Leung, Wai Nam 梁偉南			RO	2018-02-05	2024-04-17
3	Li, James Kwok Tai 李國泰	54	M	RO	2018-08-31	2023-04-16
4	Man, Chi Au Alissa 文志妤			Rep	2018-06-01
5	O'Yang, Wiley 歐陽偉立	60	M	RO	2018-02-05

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